Better to see Chapter 9 Driver behavior and Chapter 13 Measures to improve traffic safety of Traffic Safety (2004)
Chapter 11. USER RESPONSES TO CHANGES IN TRAFFIC SYSTEMS (From 1991 book Traffic Safety and the Driver)
Words only (no formatting, figures, tables, or photographs) from 1991 book
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INTRODUCTION
More efficient brakes on an automobile will not in themselves make driving the automobile any safer. Better brakes will reduce the absolute size of the minimum stopping zone, it is true, but the driver soon learns this new zone and, since it is his field-zone ratio which remains constant, he allows only the same relative margin between field and zone as before.
A decade later Smeed [1949, p. 13] writes:
It is frequently argued that it is a waste of energy to take many of these steps to reduce accidents. There is a body of opinion that holds that the provision of better roads, for example, or the increase in sight lines merely enables the motorist to drive faster, and the result is the same number of accidents as previously. I think there will nearly always be a tendency of this sort, but I see no reason why this regressive tendency should always result in exactly the same number of accidents as would have occurred in the absence of active measures for accident reduction. Some measures are likely to cause more accidents and others less, and we should always choose the measures that cause less.
This chapter is devoted to examining user reactions observed following various safety changes in traffic systems. A formalism to organize such user responses systematically is developed. Some explanations of user reactions to safety interventions, and broader attempts to model driver behavior, are then discussed.
HUMAN BEHAVIOR FEEDBACK
Let us suppose that some change is introduced into a traffic system
that is expected to change safety by some fraction, say DSEng, assuming users continue to
behave exactly as they did before the change.
The subscript denotes that the change is of an engineering nature. For example, if design changes to a
guardrail are estimated by engineering methods to reduce the probability of
driver death on impact by 10%, then DSEng would be 10% for drivers killed crashing into
the guard rail. We use DSEng more generally to indicate
fractional reductions in some harm measure (crashes, fatalities) expected from
systems changes if users do not alter their behavior in response to these
changes. The change might be a
higher or lower speed limit, equipping vehicles with devices aimed at reducing
fatality or injury risk,
transferring to heavier vehicles which have lower fatality and injury risks,
or mandating belt or helmet wearing. While
safety interventions always aim at producing positive values of DSEng, there are other changes
motivated by different considerations, such as saving fuel in the case of
smaller cars, for which the values of DSEng
are negative.
Because road users may alter their behavior, the actual realized percent safety change, represented by, DSAct, may differ from DSEng. These quantities can be considered to be related in the following simple way:
DSAct = (1 + f) DSEng , Eqn 11-1
where f is a feedback parameter which characterizes the degree to which users respond to the safety change. In this context feedback is synonymous with user reaction, behavior change, or interactive effects in the system. If users do not change behavior in response to the safety change, then f = 0, and the safety change is just as expected on engineering grounds. If the safety change is in the expected direction, but of lesser magnitude than expected, then -1 < f < 0, and the safety change is discounted compared to the expected amount. If the safety change has no effect, then f = -1.
In order to discover what values of f really occur, we consult the
literature. There we find
responses in ranges beyond those illustrated above. Because of this rich variety, I
recommend the term human behavior feedback rather than the many other terms,
such as risk compensation and danger compensation, which have appeared; every
one of these other terms implies that user reactions are confined to a
narrower spectrum than evidence shows to be the case. A stronger reason why such terms
should not be used is that they go beyond describing the phenomenon, but
rather, without justifiable evidence, also imply a knowledge of the mechanism
leading to the effect. The
progression in science is first to organize what is observed, and then to try
to explain it, rather than name the observations with the explanation.
The studies reviewed in the literature are placed in two broad categories; first, those with DSEng > 0, which are aimed at increasing safety; second, those with DSEng < 0 which are expected to decrease safety, but are introduced for other reasons. We use "expected" to mean the change expected in the absence of user response, even if we know enough to really expect user response. From a formal point of view, there is no need to treat changes expected to increase and changes expected to decrease safety as separate cases; Eqn 11-1 applies equally to positive and negative values of DSEng. Because treating them together would involve using language that flows awkwardly against common usage we instead treat positive values first, and then negative.
Another advantage of treating positive and negative values of DSEng separately is that it facilitates graphical representation (Figs 11-1 and 11-2). As we read up the page, f increases in Fig. 11-1, but decreases in Fig. 11-2, so that safety increases as we go up the page for both figures. These figures build on those in Evans [1985a], and include only effects supported by the discussion below or the reference cited; a ? indicates my judgment of an uncertain result or interpretation. Interventions reviewed below are associated with one of five regions of the human behavior feedback parameter, f, as indicated in the figures; the level of uncertainty is generally too high to estimate specific numerical values of f.
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Figs 11-1 and 11-2 about here; Fig 11-1 on a left-side page and Fig 11-2
on a right-side page so that reader sees them together
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INTERVENTIONS AIMED AT INCREASING SAFETY
1. Safety increase greater than expected (f > 0)
There are various indications that when the nationwide 55 mph speed limit was imposed in the US in 1974, various crash, injury, and fatality rates on roads unaffected by the change also declined. As such changes were coincident with many other major disruptions, it is not possible to associate them confidently with the 55 mph speed limit (which was instigated as a fuel-saving measure). However, the possibility that reducing a speed limit on the Interstate system could generate spillover effects of the type discussed in Chapter 5 raises the possibility of safety increases beyond those computed for the intervention.
2. Safety increase as expected (f = 0)
It is exceedingly improbable that any intervention of which road users are aware can have f = 0 exactly. However, this value is of particular interest because of its interpretation, even though the probability is essentially zero that any specific exact numerical value of f, including f = 0, will occur. Some values of f very close to zero must arise for cases in which most road users are unaware of the safety intervention, such as side-guard beams in car doors. Although some road users might react to the national fatality data or to news reports, it is difficult to see how such inputs could affect net harm (in the short term) by more than a microscopic amount.
One area in which there has been much focus over possible user
reactions is that of driver-restraint use (Chapter 10). It seems to me essentially impossible
that such prominently visible and widely discussed items as safety
belts and helmets would not induce some change in user behavior. Thus, on logical grounds, it seems
almost impossible that f would be exactly equal to zero. Such an observation is little more than a truism of no
practical importance. What is
important is the magnitude (including of course the sign) of f.
In Chapter 10 we find that observed fatality reductions from increases in safety belt use rates are in essential agreement with reductions calculated based on realistic estimates of changes in belt use, selective recruitment, and the effectiveness of belts in crashes. Such agreement between actual and expected changes precludes the possibility that f can differ much from 0. This finding is further corroborated by field studies in which the behavior of drivers compelled to wear belts is found indistinguishable from estimated behavior of non-wearers, and by a test track study in which the change from wearing to non-wearing, and from non-wearing to wearing, produced no observable systematic changes in chosen speed. Collectively, the evidence suggests weakly that drivers obliged to wear belts are more likely to increase than to decrease caution; that is, f is more likely to be positive than negative. While available evidence does not lead to a calculated numerical value for f, I believe it does place it in the region -0.1 < f < 0.2. The evidence (Chapter 10) precludes beyond doubt that f could be close to -1. If f > 0, an explanation could be that the act of fastening the belt reminds the driver of the possibility of crashing, and thereby induces more careful driving. As the evidence places f close to 0, we assume f = 0 for the case of mandatory belt-wearing laws.
3. Safety increase less than expected (-1 < f < 0)
Rumar et al. [1976] unobtrusively measured speeds maintained on a curve by Swedish drivers in cars with studded or unstudded tires under actual highway conditions. They find that cars with studded tires were driven faster, but that the overall safety margin, taking account of estimated frictional forces, was still greater for these vehicles than for cars with unstudded tires. Thus, cars with studded tires were less likely to skid than those without, but not as much less as the increased friction of the studded tires alone would indicate.
Evans and Herman [1976] investigated how a car's acceleration capabilities affected the last moment a driver in a stationery car was willing to cross in front of an oncoming car. The study was performed on two non-public roads intersecting at right angles, with the oncoming car driven at constant speed. The acceleration capabilities of the car driven by the subjects could be set by the experimenter at normal (high performance) or restricted (low performance). The same subject performed series of trials alternatively under these conditions, with each series being preceded by a number of standing starts to familiarize the subject with the condition. Under the higher acceleration condition, subjects were prepared to cross with a gap 0.37 s shorter than under the lower acceleration condition. This compares to a physical safety margin difference of 0.50 s. Thus most, but not all, of the 0.50 s increase in safety margin was consumed by accepting shorter gaps.
Anti-lock braking (ABS) uses electronic controls to maintain wheel rotation, and thereby maximum vehicle control with near optimal breaking, rather than allowing the wheels to lock under hard braking, as in non-ABS systems. This increases vehicle stability, especially when tire/roadway friction is reduced or varying, as when the pavement is wet, and generally reduces the minimum stopping distance. The technical advantages of such systems is demonstrated clearly by Rompe, Schindler, and Wallrich [1988] in test track experiments using two instrumented cars, one with and one without ABS, but otherwise similar. Shorter braking distances and superior obstacle avoidance are found for five driving tests simulating driving maneuvers with a high crash risk element (straight line braking, braking on a slippery curve, etc.). Based on analyzing historical traffic crash data for a non-ABS vehicle fleet, Langwieder [1986] predicts that universal ABS in Germany could diminish severe crashes by 10 to 15%, which, in the present formalism is an estimate of DSEng. Biehl, Aschenbrenner, and Wurm [1987] estimated DSAct by comparing the crash experience of groups of Munich taxi drivers randomly assigned vehicles with and without ABS. They report decreases in the numbers of some types of crashes, but increases in others, for no net overall change. It appeared that the ABS system was inducing behavioral changes, such as reductions in caution on snow and ice, beyond those justified by the advantage of ABS under such circumstances. Because the severity of such apparently induced crashes was less than that for the crashes prevented, the study suggests that the ABS system reduces harm, but by less than expected. Additional data from German insurance companies show that vehicles equipped with ABS tend to have higher crash rates than similar vehicles not so equipped, possibly due to riskier drivers choosing to purchase the ABS system [Huguenin 1990].
Two other studies indirectly suggest that improved braking may be used
for other than safety. In both,
car age serves as a surrogate for braking, because it is plausible that as
vehicles age, their stopping distances increase as tires and brakes
deteriorate. Evans and Rothery
[1976] examined observational data on traffic behavior at two signalized
intersections and find that, when cars stopped, newer cars used higher levels
of deceleration than older cars. When
cars proceeded, drivers of newer cars were more likely
than were drivers of older cars to enter the intersections after the onset of
red (that is, to be in violation of the traffic code). They comment, "It is possible
that the drivers of older vehicles are adjusting their behaviour to compensate
for the reduced mechanical condition of their vehicles" ( p. 569). Kahane [1989] examines rear-end
crashes, and finds a highly regular pattern in which the probability that a
car was struck in the rear, given that it was involved in a crash, declines
systematically with car age. If a
seven year old car was involved in a crash, the probability that it was struck
from the rear is about 30% lower than the corresponding probability for new
cars. Thus the findings of Evans
and Rothery [1976] and Kahane [1989] suggest behavioral responses to cars
being in newer condition, with better braking likely the dominant factor. Although it is not possible to infer
whether the change in behavior still leads to a net safety increase, we assume
this to be the case, and therefore categorize improved braking, as indicated
by car age, as -1 < f < 0. Even
more difficult to categorize, and therefore not shown in Fig. 11-1, is a
simulator study finding that improved roadway delineation is associated with
faster curve entry speed [Ranney and Gawron 1986].
4. Safety measure has no effect (f = -1)
In principle, one can never show that an intervention has no effect,
only that its effect is less than some value.
Indeed, as stressed in Chapter 1, it is almost inconceivable that one
variable will be entirely unaffected by another for which there is any
conceivable avenue of influence. The
inclusion of driver education and mandatory vehicle inspection in this
category is based on an absence of any indication of a safety effect, although
many studies have examined such questions, usually with a view to showing
efficacy. Haddon [1980, p. 51]
writes, "No one has yet shown with the required formal research
if periodic motor vehicle inspection makes any clear difference." Findings of reductions in specific
types of crashes, such as those in which bald tires were a major factor, do
not constitute proof of efficacy, because the compelled purchase of new tires
will likely increase other types of crashes.
As in the case of better brakes, bald tires affect the mix of crashes,
but with an unknown influence on the total number. The inclusion of traffic signals (which are introduced mainly
to reduce delay) is based on the study of Short, Woelfl, and Chang [1982], who
find that introducing traffic signals influences the types of crashes without
affecting the total number.
5. Perverse effect -- safety measure reduces safety (f < -1)
Herms [1972] investigated the effect on pedestrian safety of painted pedestrian crosswalks. During a five-year observation period, 177 pedestrians were hit in 400 marked (or painted) crosswalks compared to 31 hit in 400 unmarked crosswalks. This included 18 fatalities in the marked crosswalks versus 3 fatalities in the unmarked crosswalks. Part of the difference was due to more pedestrian traffic at the marked crosswalks. However, relative to the numbers of pedestrians using the crosswalks, approximately twice as many pedestrians were struck in the marked crosswalks as in the unmarked crosswalks. This large-scale, well-executed study provides clear evidence of a case in which a safety improvement led to a dramatic reduction in safety. It would appear that the painted crosswalk induced a sense of security in the pedestrians that was not justified by any increase in caution on the part of the drivers approaching it.
Hakkert and Mahalel [1978] examined the effect of the "blinking
green" phase of signals in Israel on crash rates. The green light is set to blink for
the last two or three seconds of the green phase to warn drivers of the
impending yellow phase, and thereby reduce the probability that drivers are
trapped in the so-called "dilemma zone" [Gazis, Herman, and
Maradudin 1960; Herman, Olson, and Rothery 1963]. Based on various before versus after
comparisons, Hakkert and Mahalel [1978] conclude that the installation of the
blinking green phase led to an increase rather than the intended decrease in
crashes. Klein, Zaidel, and
Mahalel [1983], using a movie film technique, conclude that the blinking green
places additional decision pressure on the driver and creates greater
opportunity for error. It is also
tempting to surmise that the drivers were attempting to use the additional
information provided by the blinking green to increase their chances of
clearing the intersection before the onset of red, rather than to increase
their safety, as intended. The
blinking green stimulated an early decision to proceed, which sometimes had to
be changed to a decision to stop, hence precipitating increased numbers of
rear-end crashes. These findings
have implications relative to recurrent proposals for "count-down"
traffic signals that indicate the amount of green time remaining.
As discussed in Chapter 6, Williams and O'Neill [1974] find that on-the-road crash rates of Sports Car Club of America national competition license holders are higher than those of matched comparison drivers. This would be an example of a safety measure (increased skill) producing a perverse safety effect only under the assumption that the increased skill acquired in obtaining this license led to higher risk driving, and consequently higher crash rates. However, another interpretation is that high risk, high crash rate, drivers sought the special license, and without the skills honed in obtaining it, their crash rates might have been even higher; hence the ? in Fig. 11-1.
Asogwa [1980] examined motorcyclist fatalities in Anabra State,
Nigeria, before and after the introduction of a law mandating the wearing of
helmets.
A substantial increase in fatalities (from 5 to 18) and injuries (70 to 145)
occurred in a two-year period after the legislation compared to a two-year
period before the legislation. The
number of registered motorcycles also increased from 5303 to 7071 giving
before and after rates of 94 and 255 fatalities per 100 000 registered
motorcycles per two years, and 13.2 and 20.5 injuries per thousand registered
motorcycles per two years. Thus,
after the introduction of the law, the data indicate that the fatality rate
increased by 171% and the injury rate by 55%.
Taken at face value, the data indicate large reductions in safety
following a change expected to increase safety.
However, given uncertainties in the data (for example, ongoing
improvements in data collection completeness could generate a false indication
of increased casualties), and how surprising the result is in the context of
studies discussed in Chapter 10 of helmet-use laws involving enormously more
data, I have characterized the study with a ? in Fig 11-1. It is possible that it could be a real
effect, but highly jurisdiction dependent.
CHANGES EXPECTED TO REDUCE SAFETY
In many cases it is arbitrary whether we think of a change in one direction increasing safety or in the opposite reducing safety. Thus we can think of switching to a larger car as increasing safety, or switching to a smaller car as decreasing safety. In the same way, a number of items in Fig. 11-1 could be transferred to Fig 11-2, and vice versa.
1. Perverse effect -- safety actually increases (f < -1)
In Chapter 4 we saw that serious injury and fatality risk declines as
roadway friction declines, a finding corroborated by lower fatality rates in
winter than summer months. While
the number of crashes may increase, this finding still identifies inclement
weather (though not man-made, like all the Fig 11-1 items) as a fatality and
injury reducing factor, contrary to the intuitive impression that it should
have the opposite effect. This is
probably another manifestation of the braking effects discussed earlier --
when braking capabilities decline, whether due to vehicles aging, the absence
of ABS, or to roadways becoming more slippery, drivers take more care.
Large user behavior feedback effects as a function of car mass in two-car crashes are shown in Evans [1985b] (see also in Chapter 4). Relative to the numbers of vehicles registered, and correcting for driver age effects, 30% fewer injuries and fatalities resulted from small cars crashing into small cars than from large cars crashing into large cars. This occurred despite a driver in a small-small crash being 2.35 times as likely to be seriously injured or killed as a driver in a large-large crash. Thus, the more dangerous case, from an engineering point of view, turns out to be safer because of its reduced occurrence.
Prolonged driving can undoubtedly reduce safety [Brown 1982; Hertz 1988]. However, one study [McFarland and Moseley 1954, p. 240-248] provides a counterexample. The study was conducted by placing trained observers in 17 long-haul trucks on 20 trips travelling some 8000 km. The numbers of "near accidents" (as judged by the observers) for the first, second, third .... and ninth hours of driving were, respectively, 11, 11, 6, 4, 4, 4, 4, 3 and 1. This may have occurred because of reduced risk taking with increased duration of driving [Fuller 1984a]. It is possible that effects in experiments of this type could be different from normal driving because higher arousal levels are likely when drivers know their performance is being monitored.
Short-term safety decreases were anticipated in two Scandinavian
countries when they changed from driving on the left- to the right-hand side
of the
road. However, for both Sweden [Na?"a?"ta?"nen
and Summala 1976, p. 139] and Iceland [Wilde 1982, p. 215], the changeover was
in fact followed by substantial drops in traffic fatalities.
2. No effect on safety (f = -1)
The evidence available on the safety of drivers with only one eye (Chapter 5) does not support that they have crash rates different from average drivers, suggesting f = -1 for monocular vision; the evidence is so flimsy that the value is qualified by a ? in Fig. 11-2. The nominal indication from the data is in fact lower crash rates for monocular drivers, suggesting f < -1.
3. Safety reduction less than expected (-1 < f < 0)
The car mass effects summarized in Table 4-2 show that, for single car crashes and for two-car crashes, the effect of decreased mass on the risk of death, given a crash, is larger than is reflected in the number of fatalities per registered car. These results imply [Evans 1985c; 1984] that drivers are reducing some of the larger fatality risk of the smaller car by lower involvement rates, findings that are further supported by observational data associating lower risk taking with smaller cars [Wasielewski and Evans 1985]. In an experiment, Noguchi [1990] finds that the larger of two cars was driven faster (each car was driven by different subjects) and Wasielewski [1984] finds higher speeds for drivers of larger cars in traffic.
Fuller [1984a] had 12 army truck drivers drive one truck following
another for 11 hours on each of four consecutive days. Drivers reported symptoms of
performance deterioration, drowsiness, and exhaustion, and often desired to
stop driving. However, time
headways systematically increased with driving
time and self-reported performance deterioration, providing evidence of
compensatory adjustments in following distance when fatigued. Evans and Wasielewski [1983] find that
drivers adopt longer following headways when passengers are present than when
driving alone. Mackay [1985]
reports that accompanied drivers choose lower speeds than those travelling
alone. Thus the potential
deterioration in driving performance due to being distracted by passengers is
compensated for by more cautious driving as reflected in longer headways and
slower speeds. The compensatory
responses to fatigue and distraction only establish that f < 0. Assigning them to -1 < f < 0,
rather than other f < 0 regions, is little more than a guess.
4. Safety reduction as expected (f = 0)
In Chapter 10 we find that observed fatality increases in the states in the US that repealed mandatory motorcycle helmet-wearing laws are in satisfactory agreement with increases calculated using realistic estimates of reductions in helmet use and the when-used effectiveness of helmets. Such agreement between actual and expected changes indicates that the most likely value for f is close to 0, though the evidence does not preclude small negative or positive values, positive being somewhat more likely. Mechanisms that could give rise to larger than expected fatality increases are increased use of the motorcycle, or the removal of the safety reminder that the helmet might have provided. The data convincingly reject f = -1.
5. Safety reduction even greater than expected (f > 0)
Earlier in this chapter we discussed the possibility that the
introduction of the 55 mph speed limit in the US in 1974 may have induced
reductions in
casualties on roads with unchanged speed limits. A parallel phenomenon may have occurred when the speed limit
on portions of the rural Interstate system was increased to 65 mph in 1987. Brown, Maghsoodloo, and McArdle [1989]
find evidence that property damage crashes increased on stretches of Alabama
Interstate highway on which the speed limit remained fixed at 55 mph when the
speed limit on other sections increased to 65 mph. Such spillover effects would mean that reductions in safety
from speed limit increases would exceed those experienced only on the affected
roadways.
SUMMARY OF HUMAN BEHAVIOR FEEDBACK EFFECTS
Figs 11-1 and 11-2 show 24 comparisons of actual safety changes to the changes expected assuming no road-user behavior change. For changes made to increase safety, examples were presented in which
1. Safety increased even more than expected
2. Safety increased as expected
3. Safety increased, but less than expected
4. No change in safety
5. The change actually decreased safety -- a perverse effect.
For changes expected to decrease safety, examples were presented in which
1. The change actually increased safety -- a perverse effect
2. No change in safety
3. Safety decreased, but less than expected
4. Safety decreased as expected
5. Safety decreased even more than expected.
The results show that the non-interactive calculation may give not only
an erroneous estimate of magnitude, but sometimes may give even the incorrect
sign. While a case could be made
to reclassify some of the entries in Figs
11-1 and 11-2 into adjacent categories, the overall finding that behavior
feedback effects are widespread in traffic safety systems seems beyond
reasonable dispute.
The widespread occurrence of behavior feedback poses a difficult problem in estimating the expected benefits of proposed countermeasures. All countermeasures have associated values of f which, if much different from zero, will crucially influence their efficacy. The only way to determine f is empirically; this can be done only after implementation, and usually with great difficulty. However, prior experience does suggest some sufficiently robust patterns to provide substantial guidance.
Because of the self-paced nature of the driving task, technical changes that are readily apparent to the driver are very likely to induce user responses. Thus improved braking, handling, tire-road friction, headlights, and so on, are likely to induce increases in speed, enjoyment, relaxation, etc. One can anticipate with considerable confidence that safety increases from such measures will be lower than expected. (As an additional piece of anecdotal evidence, I consider that my own greatest risk of rear-end collision was experienced as a passenger in a car demonstrating an experimental radar-braking device designed to prevent rear-end collisions!)
There is no case of a safety change invisible to road users which has generated a measurable user response. The aggregate influence of such inputs as drivers reading about the changes seems obviously miniscule, as is the possibility of effects due to observing reductions in injuries to their acquaintances or from studying data.
For highly visible safety changes which influence only the probability
of death or serious injury, but not the probability of crashing, there is
little evidence of important behavior response.
This is consistent with the prevailing view in criminology that it is
probability of something unpleasant
happening, rather than the degree of unpleasantness, that has the much larger
influence on behavior. In the
traffic safety context, the view that probability of detection is more
important than severity of punishment in deterring undesired behavior has been
persuasively presented by Ross [1984a; 1984b].
A high probability of a minor adverse consequence exercises a much
larger influence on driver behavior than, say, the factors influencing the
probability of being killed or injured. The
prospect of a $20 fine (and other associated ramifications) controls traffic
speeds more than does the relationship between fatality risk and speed. The probability of death is so
improbable and abstract that its reduction through the use of a device such as
a safety belt or airbag is unlikely to exert much influence driver on
behavior. The empirical evidence
shows little indication of changes in driver behavior with the introduction of
mandatory safety belt wearing laws, or the repeal of helmet-wearing laws. The evidence (Chapter 10) convincingly
precludes the possibility that such measures generate large user responses.
For the case of car mass effects, the cars with the higher fatality risk have lower crash rates. This more likely flows from directly observed differences in performance, handling properties, stability, and noise levels than in the expectations of outcome, given that a crash occurs. Rothengatter [1988] suggests that a tendency of drivers with inclinations towards higher speeds to choose larger (more powerful) cars could also contribute to such effects. Scenarios in which outcome is expected to affect behavior can be imagined; it seems highly likely that a car loaded with dynamite set to explode at the smallest impact would be driven more carefully than an average car. However, this is because the probability of death has been elevated to a real possibility rather than the distant abstract concept in normal driving.
MODELS OF DRIVER BEHAVIOR
The information summarized in Eqn 11-1 and Figs 11-1 and 11-2 does not constitute a model of driver behavior. The formalism is an attempt to classify observed effects into an organized framework. Its focus is phenomenological rather than explanatory, listing what happens rather than why it happens.
Attempts to find unifying principles or models underlying driving behavior go back over half a century [Gibson and Crooks 1938]. Given the diversity of responses to interventions, the task is clearly a formidable one. Despite the difficulties, a number of researchers have made serious attempts to shed light on processes underlying driving behavior, as discussed below.
Accident proneness
The notion of "accident proneness" has been controversial in
traffic safety [Haight 1964; Shaw and Sichel 1971; McKenna 1983] since first
introduced by Greenwood and Woods [1919], who compared the distributions of
various mishaps with several
hypothetical distributions. If
all individuals were equally likely to be involved, then the distributions
would be Poisson, whereas greater involvement likelihood on the part of some
would generate different types of distributions, as was indeed found to be the
case. Some interpreted this to
imply that individuals have a stable trait that defines their involvement
rate. Such a notion finds support
in any casual examination of the distribution of crashes -- it always turns
out that a small fraction of drivers accounts for a large fraction of crashes. However, this is what randomness alone
(as reflected in the Poisson distribution) would generate, even if all drivers
had identical expected crash risks. Because
crashes are
so infrequent, an individual driver's prior crash rate would not be effective
pedictor of future crash rate even if some individuals did have expected rates
higher than others. While
correlations of high statistical significance can be obtained, they are of
only modest practical use; most high crash-rate drivers in one period will be
average in subsequent periods, while most high-crash rate drivers in
subsequent periods will have been previously average [Peck, McBride, and
Coppin 1971; Gebers and Peck 1987].
Some have misinterpreted this fundamental lack of high predictability to mean that all drivers are almost equally likely to crash. Nothing could be further from the truth. One can conclude with the utmost confidence (insurance companies do it every day) that some groups of drivers (young males) have crash rates well above average. At the individual driver level, some factors, such as prior driving violation record [Peck and Kuan 1983], are useful predictors of future crash rates. The term "accident proneness" has been so controversial, and used to mean such different things, that I share McKenna's [1983] recommendation that it be abandoned entirely, and that traffic safety be discussed using more clearly defined terms, such as "differential crash involvement".
Skill model
Before the 1970's most effort to increase understanding of driver behavior focused on driving as a perceptual-motor skill. Crashes were interpreted as failures of driver skill. This approach implies that safety is determined mainly by the driver's level of skill in relation to the situational demands on that skill. Thus safety is increased by increasing driver skill and reducing environmental demands.
The skill model of driver behavior is incompatible with many of the central findings in Chapter 5; driver training and education have not been shown to have much influence on crash rates, drivers with the highest perceptual-motor skills and interest in driving (young males) also have the highest crash rates, and high-skill drivers have above average crash rates. The clear failure of the skill model underlines the need to consider motivational models [Summala 1988] that incorporate the self-paced nature of the driving task [Na?"a?"ta?"en and Summala 1976] in which drivers select their own level of task difficulty. Because the chosen level of task difficulty depends on driver evaluation of their own skill levels, and of their evaluation of environmental demands, changes in skill, vehicle, and roadway do not exercise a straightforward influence on safety.
Utility maximizing
Utility theory has its origins with Jeremy Bentham and John Stewart
Mill at the beginning of the 19th century.
It occurs in economic theory, often in the form of benefit/cost
analysis. In applying it to
driving, the basic assumption is that the driver has a goal that can be
written as a "utility function" in which desired quantities have
positive signs and unwanted consequences have negative signs. The driver strives to maximize this
utility function [Bloomquist 1986], which can be solved mathematically if all
quantities are expressed as functions of simple variables. Most mathematical efforts, starting
with the insightful paper by O'Neill [1977], have concentrated on the single
variable speed; the desired goal is to save time, and the unwanted consequence
is harm from crashes, which is expressed as an assumed function of speed. The ideal, or optimum, speed is the
one which maximizes the utility function.
At this speed the expected benefits and costs
are in equilibrium balance; a slightly slower speed leads to a greater
increase in delay than is considered worth the corresponding decrease in crash
risk. Safety improvements modify
the expected harm versus speed function, leading to higher optimum speeds. A hypothetical "rational"
driver uses the increased safety to reduce travel time as well as to increase
safety, and in choosing the optimal mix will increase safety, but by less than
the amount of the safety improvement.
Such models are mathematically interesting, and offer insights into the region -1 < f < 0. Their major inadequacy is largely captured in the quip, "Economics is the science of how people ought to behave." The unitary goal of minimizing trip time seems to be given a far more central role in traffic (not just safety) than it merits. While an employer paying a driving employee by the hour has no trouble measuring the value of time, it is not clear what the concept means in general. Most driving is substituting one activity for another, and may be more or less desired than the alternative. The value-of-time concept seems based on some underlying notion that driving is disliked, and that every second of driving is spent desiring to do something else. When I see people leaving work, relaxed, waiting for elevators that are much slower than using the stairs, ambling to their cars, and so on, I find it implausible that when they enter their cars they are in any sense balancing a few seconds less in this activity for some increased risk of death or injury. Mackay [1990] mentions an origin and destination study conducted in August in Kuwait which finds that 30% of car occupants were not going anywhere in particular but were just driving around in their air-conditioned cars to keep cool! Assuming a time-minimizing goal seems to suggest, implausibly, that such drivers have zero crash risk; my guess is that their crash risks are lower, but not dramatically lower, than those of other drivers in the same traffic.
The mental construct of utility maximizing also seems inappropriate for the typical fatal traffic crash involving an intoxicated driver in the early hours of Saturday or Sunday morning. It is difficult to imagine such a driver consciously increasing his speed in order to arrive home at 1:42 a.m. rather than 1:45 a.m. To claim that the utility maximizing equation included decisions on how much to drink which were solved prior to, or during, drinking is merely to underline the intrinsic complexity of the problem. As American drivers spend, on average, about 7.5 hours per week driving [Horowitz 1986], it is similarly difficult to conceive that most of this time is spent, even to a modest approximation, or even in some collectivist sense, maximizing utility functions.
Driver risk
The need for drivers to estimate risk is central to utility maximizing models, and also to other approaches to modelling traffic safety. While risk may play a central role in controlling behavior in some driving situations, it may be less important in others. Risk estimation likely plays a crucial role in the behavior of a racing driver who derives enormous profit by travelling just a little faster. Historical data show that drivers in the Indianapolis 500 race had fatality rates (per unit distance of travel) 1400 times that of the average on-the-road driver (Chapter 13); if the racing rate applied to the US driver population, there would be over 30 million annual driver fatalities! It seems implausible that the same basic processes governing racing-driver behavior would apply, in dramatically scaled down form, to normal driving. What other relationships governing social phenomena apply over three orders of magnitude?
The term "risk' captures many distinct meanings [Haight 1986]. Most driver models focus on "subjective" risk, or what the driver perceives the risk to be, in contrast to "objective" risk, as measured using data. While this is conceptually orderly, it can raise insurmountable practical problems. If subjective risk is to have any validity as an explanatory variable, it must be measurable. Attempts have been made to do this by physiological monitoring [Taylor 1964], but apparently not in recent decades. If subjective risk is estimated using such objective data as crash rates, then one is likely to end up with no more than the tautology that crash rates are related to crash rates. On the other hand, conceding that subjective risk is not really measurable discounts its use as a factor in a scientific explanation. Models based on speculations about what goes on inside the driver's head are of minimal value unless they can explain observed effects better than less speculative models.
Do drivers seek risk?
Examples of drivers actively seeking risk have encouraged the notion
that drivers essentially always seek some level of risk. Such an inference from specific
examples to the general is not justified.
For example, unquestionably some individuals (generally of the sex and
age associated with high traffic-crash rates) actively seek high levels of
pain on some occasions. A scene
in the movie "Lawrence of Arabia" comes to mind; T.E. Lawrence
extinguishes a lit match by slowly engulfing the flame between his thumb and
index finger. An unlooker
attempts to copy, screams out in pain, and asks, "What is the
trick?" Lawrence answers,
"The trick is not minding that it hurts." (Lawrence died in a
motorcycle crash). It is of
course arguable whether it is indeed the pursuit of pain that motivates such behavior.
However, even conceding that some people seek pain on some occasions does not
imply that all people seek some desired level of pain at all times, nor that
there is some pain threshold below which life gets so boring that people seek
to elevate pain to above that level. Similarly,
rather than seeking some level of risk, it seems more plausible to me that
most of the time most drivers seek the lowest possible, or zero, level of
risk. Fuller [1989] writes,
"Only very special road users, such as homicidal maniacs, putative
suicides ... intentionally opt for a greater chance of collision,"
and he quotes Shakespeare [Macbeth, Act III, Scene 1] in support "To be
thus is nothing; but to be safely thus."
Speed and high performance are sought for the sensations of pleasure
and excitement they induce, as discussed by Rothengatter [1988], and with
unrestrained gusto by Bayley [1986] in his book "Sex, drink and fast
cars." To claim that the
risk of crashing somehow encourages fast driving seems to me barely more
plausible than claiming that the risk of contracting a sexually transmitted
disease encourages sexual activity.
Comment on "risk homeostasis theory"
"Risk homeostasis theory" claims that drivers have a target
level of risk per unit time, so that physical changes to the traffic system
stimulate user reactions that reset safety to its prior level [Wilde 1982;
1986]. The finding that most
values of f in Figs 11.1 and 11.2 are not equal to -1 is sufficient to dismiss
this claim, which is even more definitively refuted by crash data [Shannon
1986; Evans 1986]. The claim has
nonetheless found willing debaters for two decades. The tone of advocacy for the claim has
been largely philosophical, metaphysical, and theological in nature,
unencumbered by the standards, methods, or norms of science, and at times
happily
abandoning the rigors of Aristotelian logic and the multiplication table. One can but marvel that repeated
claims so clearly devoid of face validity have been debunked in such
respectful tones by so many of us [Slovic and Fischhoff 1982; Graham 1982; Orr
1982; McKenna 1982; 1985; Shannon 1986; Evans 1986; Summala 1985; 1988;
Rothengatter 1988; Michon 1989]. The
journal "Ergonomics" justifies devoting much of a whole issue (April
1988) to airing it yet again on the grounds that there is somehow a legitimate
debate; to me this seems as plausible as devoting an issue to the proposition
that the earth is flat simply because a few adherents, who conjure up ad hoc
explanations for every piece of contrary evidence, still claim it is, and that
the issue must not be considered settled until these believers concede.
Fatalities per unit distance of travel on non-Federal aid rural arterial roads is over 800% higher than on urban Interstates (Table 4-4), and for total US travel was over 900% higher in 1921 than in 1988 (Fig. 13-2); applying reasonable corrections to convert fatalities per unit distance of travel to fatal crashes, injury crashes, or property damage crashes per unit time of travel will in some cases increase, and in other cases decrease, these differences, but cannot conceivably reduce them to values anywhere close to zero. Such large differences show beyond doubt that average driver risks are different on different roads, and change in the long term. Risk also changes by large amounts during an individual trip; the risk of crash, injury, and death is enormously higher when driving through intersections than when driving between intersections. Although most drivers must surely be aware of this, they are in little better position to equalize these risks than is a pilot to equalize the risk per unit time at landing to that when cruising at 35 000 feet. Replacing roads containing intersections and junctions by limited-access freeways reduces crash risk as certainly as eliminating the take-off and landing risk would reduce air-travel risk.
When the homeostasis notion first appeared over two decades ago, it played a positive role in stimulating thinking about interactive effects, and highlighted the importance of motivational as well as engineering factors. Even though copious data have always been available to dismiss specific claims, one paper on homeostasis might have been of sufficient interest to merit publication. As criticisms multiplied, the "theory" changed and became a moving nebulous target claiming everything and nothing. When every re-interpretation was refuted by observation, claims of observable consequences were abandoned, and with them all possibility of experimental refutation (a requirement of any scientific theory). At the internal motivational level, drivers could be maintaining something constant. It is not impossible that belted drivers travelling today on Interstate freeways in some sense "feel" as safe as did drivers travelling on rural two-lane roads in 1920. However, if the notion of a possible constancy in perceived risk is to be discussed sensibly, it is imperative to use some term different from one previously used to refer to a long series of convincingly refuted propositions.
The endless regurgitation, fixing-up, and ignoring of the basic issues has regrettably flourished because traffic safety research has not yet (see Chapter 14) acquired the methods, style, values, attitudes and institutional structures which have proved so successful in the traditional sciences, especially the tradition of requiring publications to be peer-reviewed. In science, a coherent rational explanation, or theory, of things that happen may well be incorrect. Science has no term for explanations of things that do not happen! The use of the word "theory" is without justification; the claim that risk per unit time is a constant is no more a theory than the claim that all people are the same height, or think they are the same height. Haight [1986] comments:
There is some question as to whether the theory is meaningless (since incapable of testing) or simply false. Evans' [1986] conclusion that "there is no convincing evidence supporting it and much evidence refuting it" is if anything generous. In my view, a sufficient argument against the validity of risk homeostasis is provided by the incoherence of its "theoretical" formulation.
Motivational approaches
The zero-risk model [Na?"a?"ta?"nen and Summala 1976;
Summala 1988] avoids some of the difficulties surrounding estimation of risk
by assuming that drivers aim at zero subjective risk. The two starting points of the model
are, first, the motivational basis of driver behavior, and, second, the
adaptation to perceived risks on the road.
Drivers seek increasing speeds for a variety of motivations in addition
to saving time, such "extra motives" include pleasure, showing-off,
and competitive urges. In terms
of the example of driving around a curve [Summala 1988, p. 498], the driver
has a subjective estimate of the maximum possible speed at which the curve can
be negotiated. Because of
variation in various factors, such as coefficients of friction, the objective
maximum speed will vary by more than the driver's subjective estimate of it. The driver chooses a speed lower than
the subjective maximum by an amount judged to generate a safety margin that is
associated with essentially zero risk of crashing. Because the chosen speed relates to
the perceived maximum safe speed, this chosen speed will increase in response
to roadway and vehicle improvements. Each
time the driver safely negotiates the curve, there is positive reinforcement
that the chosen safe speed was risk-free, encouraging speeds to creep upwards. Even as speeds creep upwards, they will still be perceived
subjectively to be as risk free as earlier lower
speeds, assuming that no incident has occurred to provide the driver feedback
that the chosen speed was too high. Because
of variations of the driver's actual speed around the selected chosen speed,
and variations of the maximum physical safe speed around the subjective
estimate of the maximum safe speed, the probability that the driver's actual
speed will exceed the maximum safe speed will increase steeply as the driver's
speed creeps upwards. In order to
counteract the tendency of speeds to drift upwards, Summala [1988] recommends
external constraints in the form of enforced speed limits, and underlines this
by pointing out that large casualty reductions can reliably be attributed to
speed limits. Speed limits
reflect society's accumulated knowledge about a safe speed for the curve which
the driver cannot satisfactorily acquire by trial and error, because the
errors are too costly.
Fuller [1984b; 1988] explains aspects of driving in terms of a threat avoidance model. He uses "threat" because most of the time on the roadway the driver is not dealing with aversive stimuli but potential aversive stimuli or threats; he uses "avoidance" because for much of the time the driver seems to be either avoiding aversive stimuli (for example, steering around obstructions) or avoiding the possibility of aversive stimuli arising (for example, reducing speed or selecting a clear lane). The driver is not so much trying to avoid crashes, but trying to avoid unpleasant experiences, which in some cases might be precursors to crashes. By analogy with animal experiments, Fuller [1988] discusses that drivers might have a bias towards postponing taking unwelcome actions (such as slowing down) when confronted with potentially unpleasant experiences. When postponing undesired responses leads to no undesired consequence, the habit of postponing can be reinforced. The later a response, such as slowing down, to a potentially hazardous traffic situation, the greater is the actual crash risk.
Many authors (for example, Howarth [1987]) have stressed the potential
safety benefits of decreasing objective risk without altering subjective risk,
or of increasing subjective risk without changing objective risk. Denton [1973] provides an interesting
example of reducing crash rates by painting a
geometric pattern of bars with decreasing spacing on a roadway to reduce
speeds by convincing drivers they are travelling faster than they are.
Michon [1985] expresses the hope that the cognitive revolution that has swept psychology will greatly illuminate the driving task, and further suggests [Michon 1988] that it can be implemented in production systems. Michon [1989] claims that rule-based modeling, using some advanced production system architecture is the most promising approach to better theories of driver behavior. He considers it particularly effective in the context of driver training, in which specific learned rules are of more value than general admonitions to, say, drive carefully.
Economic models
Partyka [1984] explains much of the variation in fatalities from 1960 through 1982 in terms of various economic indicators (Fig 11.3). This provides another illustration of the importance of factors other than engineering. The finding that fatalities increase (more than travel) when economic activity increases does not identify the mechanism leading to such effects. It has been speculated that discretionary travel depends more strongly on the economy than travel in general, and that discretionary travel involves higher fatality risk than more work-related non-discretionary travel. This might be part of the reason why fatality rates are so much higher in the summer than in the winter months (Figs 4-8 to 4-10). Joksch [1984] finds that the index of industrial production is an effective explainer of changes in US traffic fatalities from 1930-1982, and concludes that, as a rule of thumb, the annual percentage change in traffic fatalities is about two thirds the annual percentage change in the index of industrial production.
Fig. 11-3 about here
----------------------------------------------------------------------------
Peltzman [1975] used time-series fatality data in a study aimed at estimating the influence of vehicle safety standards, and concluded that they have little net effect. He interpreted this to indicate that drivers used the extra safety mandated by the standards partly to drive faster (thus killing additional other road users), and partly to increase their own safety, an explanation along the lines of utility maximizing. However, the data are susceptible to a variety of interpretations (Chapter 4). As most of the safety standards were relatively invisible to drivers, a substantial driver response is improbable.
Some thoughts on driver modeling
While many models offer insight into specific aspects of driver behavior (realistic ones do not claim more), it seems unlikely that general models offering much more can be formulated. The problem flows from an intrinsic dilemma. For a model to be elegant, and have derivable quantitative values of parameters, it must be simple. Yet the commuter going home at 5:00 p.m. and the drunk going home at 2:00 a.m. are unlikely to be describable by the same model; two sober drivers of the same age and sex may still have basic differences which frustrate simple explanations. The quest for simplicity leads to monist models which focus on one aspect of driving, while ignoring others factors much too important to be ignored, thereby violating Albert Einstein's advice that "Everything should be as simple as possible, but not simpler."
Even if drivers could somehow accomplish the improbable, and collectively estimate risk, there is still little reason to conclude that this is the only important factor controlling driver behavior. Rothengatter's [1988] conclusion that motivations for, say, speed choice involve many factors, and that risk can account for only part of the variance found in road-user behavior seems beyond reasonable dispute. He further suggests that seeking pleasure may be as plausible a controlling factor as risk. Rumar [1988] also considers that risk plays no more than a minor role. When late for an appointment, the need to save time can elevate risk to a central factor in speed choice. On other occasions, quite different motivations clearly seem to apply, such as a young man's desire to impress or frighten a girl friend with his driving, absent both destination and time schedule, or the same young man's desire to impress the same girl's mother with his responsible prudent behavior. In Chapter 13 we discuss social norms as exercising an influence on driving -- in part drivers drive at the speed that they think those whose esteem they crave would expect. In the US in November 1973 motorists reduced speeds to conserve fuel, with risk not entering as a factor. It seems to me entirely implausible to think that risk (of crashing, or receiving a police violation, or whatever) can, even as the crudest approximation, be conceived as the sole determinant of driver behavior. As risk is not necessarily a dominant, and certainly not a sole, determinant of driver behavior, terms like "risk compensation" to describe user responses in the range -1 < f < 0, should be avoided. All that is observed is a user response; to call it risk compensation is to imply knowledge of why it happened, an implication without justification.
While attempts to describe driver behavior in terms of a single
stimulus, such as risk, are too simple to be realistic, attempts using large
numbers of decision-based rules requiring computer processing seem to me to be
too
complicated. Poincare writes (in
1903) that "Science is built up with facts as a house is with stones. But a collection of facts is no more a
science than a heap of stones is a house." My own feeling is that driving is more than a collection of
specific steps - it is more of a holistic process not explainable in terms of
a collection of reductionist details.
In Chapter 6 we encountered the Tillmann and Hobbs [1949] conclusion "Truly it may be said that a man drives as he lives." Insofar as driving reflects much of the complexity of life, perhaps a useful general model of driving is almost as unattainable as a general model of life. Rather than focusing on models which attempt to explain more than can realistically be explained, it might be more fruitful to attempt to model some more specific driving situations. Two types of crashes which are not understood at the perceptual and cognitive level might benefit from such attention; multiple vehicle crashes in dense fog, some involving over 50 cars and more than half a dozen deaths, and older drivers' over-involvement in intersection crashes.
CONCLUSIONS
Human behavior feedback, or user response, to changes in safety systems
may greatly alter safety outcomes. In
some cases the outcome is even of opposite sign to that expected; changes
instigated to increase safety have actually reduced safety, while changes
expected to reduce safety, but made for other reasons, have actually increased
safety. While no predictive model
of how users react to changes is available, some general patterns are
apparent. If the safety change
affects vehicle performance, it is likely to be used to increase mobility. Thus improved braking or handling
characteristics likely lead to increased speeds, closer following, and faster
cornering. Safety may also
increase, but by less than if there had been no behavior response. When
safety changes are largely invisible to the user, such as improvements in
vehicle crashworthiness, there is no evidence of any measurable human behavior
feedback. Likewise, when measures
affect only the outcome of crashes, rather than their probability, no user
responses have been measured. In
principle, it is almost certain that users respond in some degree to just
about everything of which they are aware.
Empirical studies can never show no user response, but only that user
response is less than some amount.
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