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13 Measures to improve traffic safety
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Introduction
For over a century measures have been introduced in many
countries aimed at reducing harm from traffic crashes. There
is extensive world experience, many failures, and many
successes. Some of these measures (or interventions, or
countermeasures) have been discussed in detail in earlier
chapters. In this chapter we address the relative
contributions of different countermeasures.
Analogy with health
Traffic fatalities have sometimes been discussed as being
comparable to some single disease. I consider such an
analogy unhelpful because it tends to suggest that the
problem might be solved by the type of elegant knockout blow
that conquered smallpox or scurvy. Any such hope tends to
divert attention and resources from potentially effective
realistic approaches to unrealistic approaches. A more
appropriate and fruitful analogy is to health in general,
with traffic safety and public health having the same broad
goal of reducing death and morbidity. One of the simplest
measures of overall health in a nation is average longevity,
which has been increasing in nearly all industrialized
countries. Longevity is strongly related to national wealth,
measured by variables such as gross domestic product per
capita. However, people in richer countries live longer for
reasons that are more complex than the mere ability to
purchase better medical care, important though this is. A
country's traffic fatality rate (deaths per vehicle) is also
strongly related to its wealth. However, some countries with
similar wealth have important differences in longevity, and
in traffic fatality rates. Those with the greatest longevity
tend also to have the safest traffic.
It is universally accepted that many factors have made major
contributions to increasing longevity. Some are
technological in nature - surgery, antibiotics, vaccines,
organ transplants, and the like. Some involve improved
physical and institutional infrastructure such as better
housing, sewage, ambulance service, and refrigeration. Some
are legislative, such as laws regulating food and air
quality, building inspection, and worker safety. Some come
from changes in collective human behavior in hygiene, diet,
exercise, sexual behavior, and use of alcohol and tobacco.
Traffic fatality rate declines reflect contributions from
these same broad categories - technology, infrastructure,
legislation, and behavior change.
Traffic fatality rates vary widely in time and between
countries
Large changes in longevity in time and between countries
have close parallels in traffic fatalities. Data in Fig. 3-5
(p. 40) showed that the number of traffic fatalities for the
same distance of travel in the US declined by 94% from 1921
to 2002, and the number of traffic fatalities per thousand
vehicles declined by 96% from 1900 to 2002. In both cases
the comparison is between the earliest and latest data, and
the declines were reasonably constant at about 3% per year
over each entire period. The number of traffic fatalities
per thousand vehicles in some countries is 99% lower than in
others during the same year. Understanding the origins of
such large variations in time, and between countries, would
be a step towards identifying the factors that contribute
most to traffic safety. I believe the degree of complexity
inherently precludes quantitative analytical models that
would effectively explain the factors that produce changes
in traffic fatality rates or longevity. Models based on such
techniques as multivariate analyses are often inadequate at
addressing vastly simpler problems (p. 116). As progress
using quantitative analytical methods seems unlikely, we
instead combine and synthesize information developed in
earlier chapters.
Factors influencing traffic safety
The large number of factors relevant to traffic safety can
be conveniently placed into the broad categories shown in
Fig. 13-1. Weather is not part of the main structure because
there is not much that can be done to change it, and, unlike
the other factors, it remains relatively constant over the
decades. Improved medicine plays an important role in
reducing harm from traffic crashes in all categories, but
its more detailed role is outside the scope of this book. If
a patient arrives alive at a modern trauma center, survival
chances are high. One of the two occupants killed in the
1899 crash described on pages 36-37 would almost certainly
have survived similar injuries today. However, FARS 2002
data show that 55% of those killed in traffic crashes died
within an hour of their crashes. Recall that a typical
fatality involves a single-vehicle crash at 2:00 am in a
rural area, so that elapsed time from crash to arrival at a
hospital is quite different than for daytime urban crashes.
The dominant role of driver behavior
The variation by a factor of more than a hundred in traffic
fatalities per thousand vehicles between different countries
(Table 3-1, Fig. 3-8, p. 43-44) cannot
be due primarily to differences in vehicle engineering.
While the mix of vehicles is certainly different in
different countries, the vehicles in the high-rate (high
values of fatalities per thousand vehicles) countries are
essentially the same as in the low-rate countries, because
the high-rate countries rarely manufacture vehicles, but
instead import them from low-rate countries. In the
high-rate countries the vehicles are older, but this is of
little consequence because many analyses of data from
low-rate countries find no large relationships between
fatality rates and vehicle age. More recent vehicles may
have stricter safety standards, but these could make no more
than a modest difference, whereas the lowest rates are more
than 99% below the highest rates. Roads, congestion, and
other factors are also clearly different in the different
countries. But these differences cannot come close to
explaining the large variations observed. The only plausible
explanation is that drivers are behaving sufficiently
differently in the high-rate countries to generate a major
portion of the observed difference.
The top photograph in Fig. 13-2 shows traffic in Cairo,
Egypt, and the bottom photograph traffic in Adelaide,
Australia. Table 3-1 (p. 43) provides the following values:
The Australian rate is 92% lower than the Egyptian rate. The
vehicles in the upper photograph are somewhat different from
those in the lower photograph, but not in any way that can
explain much of the 92% difference. The Australian rate is
25% lower than the US rate. These differences in rates are
consistent with observations of traffic in the three
countries, which, while difficult to quantify, are
nonetheless clear. I observed typical driving in Australia
to be at somewhat lower risk than in the US, while driving
in Egypt is at considerably higher risk than that in
Australia or the US. The risk taking has many easily
observable features, including less disciplined and less
orderly traffic, as is clear in the photographs, and many
more incidents of individual risk taking by drivers and
pedestrians. The variations in rates among the countries in
Table 3-1 and Fig. 3-8 (p. 44) fit a similar pattern. Low
rates correspond to orderly, calm, and disciplined traffic,
high rates to more disorganized competitive traffic.
It has been suggested that the downward trend in fatality
rates observed in all countries is due to road users
learning safer behavior by observing traffic. The evidence
that so many countermeasures do change safety is sufficient
to refute the extreme claim that all that is occurring is
spontaneous learning. However, it is essentially impossible
to determine what would have occurred if there had been no
interventions, as all societies have taken measures to
improve safety. There is very likely a spontaneous learning
effect, and if so, it is an example of a safety improvement
due to a behavior change.
Some of the fatality rate decreases associated with behavior
changes reported in earlier chapters are listed in Table
13-1. The magnitudes of these effects far exceed the types
of risk reductions that are associated with other safety
measures, justifying the conclusion that how drivers behave
is overwhelmingly the most important factor determining
overall safety.
Table 13-1. Risk reductions from changes in driver behavior.
Other factors
Driver performance, while much less important than driver
behavior, still has many important impacts on traffic
safety. The main reason why various crash rates increase as
drivers age is because of deteriorating driver performance.
One of the reasons why younger drivers have highly elevated
crash risks is performance inadequacies due to inexperience.
The importance of roadway engineering is apparent in Table
5-5 (p. 103). For example, replacing a rural arterial road
by an Interstate reduces fatality
risk by 45%. This is much larger than the approximately 20%
reduction estimated for the combined effect of all the FMVSS
standards examined (p. 115), and larger still than the 10%
reduction from frontal airbags (p. 286). The vehicle factor
that produces a large change in risk is vehicle mass.
However, this is more in the realm of a consumer choice than
a vehicle factor, as such. The choice between a motorcycle
and a large sedan is not generally considered a vehicle
factor, although it is associated with a risk difference
approaching a factor of 100. In the context of
countermeasures, the term vehicle factors generally implies
modifications and safety equipment for what is otherwise an
equivalent vehicle.
Studies to identify factor contributions directly
In the 1970's two major studies, one in the US and one in
GB, were performed to identify factors associated with
crashes. Both studies were based on many thousands of
crashes. The US study was performed by Indiana University,
and is often referred to as the Tri-level study because
crashes were examined in one of three levels of depth,
depending mainly on their severity. The British study was
performed by the Transport and Road Research Laboratory. ,
In both studies a team of multi-disciplinary experts
conducted a detailed post-crash examination of crashes
satisfying specified selection criteria. The crash site was
examined for physical evidence, the vehicles involved were
examined by an engineer, and the participants in the crash
were interviewed in depth. Based on such information,
factors contributing to the crash were identified.
The results of both studies are summarized in Fig. 13-3. The
interpretation is that, for example, in the US study, the
vehicle is identified as the sole factor in 2% of crashes,
the interaction between vehicle and road user in 6% of the
crashes, the interaction between vehicle, road user, and
road (including environmental factors such as weather or
darkness) in 3% of crashes, and the interaction between
vehicle and road in 1%; the corresponding values for the
British study are 2%, 4%, 1%, and 1%. In most cases the
vehicle factor was worn tires or brakes, so that it was
really due to improper maintenance, a behavior factor.
Figure 13-3 Percent contributions to traffic crashes estimated in British and US in-depth studies. Based on Ref. .
The studies were performed independently - indeed it
appears that neither study group was aware of the activities
of the other. The results are remarkably consistent. Each
finds that the non-road-user factors of vehicle and road are
rarely the sole factors associated with crashes - the
British study finding 6% of crashes not linked to the road
user, and the US study 7%. In both studies, when only one
factor was identified, it was overwhelmingly the road user
(65% in
the British study, 57% in the US study). Road user factors
were found to be the sole or contributory factors in 94% of
crashes in the British study, and 93% in the US study.
A smaller scale study using exclusively urban injury crashes
found that vehicle factors played an even smaller role of
about 1%. A study examining crashes in China attributes the
following factors - human factors, 92.9%; motor vehicle,
4.5%; road 0.1%; and other 2.5%. In China about 70% of
crashes involve bicycles, but only about 1% involve alcohol.
Studies such as the above should be interpreted with caution
because identifying the mix of factors is not the same as
identifying the most effective mix of countermeasures. An
effective analogy points out that finding that mailed items
are damaged by the human factor of careless handling does
not mean improved handling is the most effective
countermeasure. Better packaging is far more effective.
Similarly, the finding that human factors are overwhelmingly
involved in traffic crashes does not logically imply that
countermeasures should focus primarily on human factors.
However, decades of research have shown that, unlike the
packaging analogy, only modest additional improvements in
acceptable packaging of humans in vehicles are now feasible.
The most expensive and intrusive packaging intervention, the
airbag, reduces driver fatality risk by 10%, a reduction not
competitive with those listed in Table 13-1. It is changes
in driver behavior that have the potential to make, by far,
the largest improvements in traffic safety.
The dominant role of driver behavior
Figure 13-4 shows the relative importance of factors
schematically. The figure is a non-quantitative judgmental
estimate in which the areas indicate the importance I attach
to the different factors. Given the enormity of the losses
from traffic crashes, all factors are of immense importance,
but some are more important than others. Road user (or
human) factors are more important than engineering factors.
Among engineering factors, the roadway produces larger
changes in risk than are associated with engineering changes
to given vehicles. The human factor that plays the largest
role is driver behavior, and changes in driver behavior are
the key to changes in traffic safety. Behavior-change
theories may offer guidance that could contribute to harm
reduction.
In 1949 the comment a man drives as he lives entered the
traffic safety literature (p. 220). The things that affect
driving behavior are almost as diverse as those that affect
life in general; they include family, personality, the era
in which one lives, socio-economic status, religion,
beliefs, traditions, etc. Below we address four areas of
influence on driver behavior:
· Fear of adverse consequences.
· Social norms.
· Mass media.
· Legislative interventions.
These all interact with each other. What people fear is
highly influenced by what their peers fear, and by what
concerns the mass media stress, and so on.
Fear of adverse consequences
The most severe punishment for risky driving is not one
issued by a court of law. It is a swiftly administered death
penalty. While drivers are well aware that many people are
killed in traffic, concern about joining their ranks is not
normally present while driving. A subjective sense of
control leads to a feeling that it cannot happen to me. Even
if the occupant of a vehicle has no control over how it is
driven, familiarity with road travel still generates a level
of comfort higher than for far safer activities. Fear of
terrorism and crime keeps many people from visiting certain
cities and countries, yet the same people are happy to
travel in a bus, taxi, or car driven by someone else, all
far riskier activities. While driving is riskier than almost
anything else a typical member of a motorized society is
likely to do, there are reasons why it does not appear so to
individual drivers.
The frequency of occurrence of a number of adverse events to
drivers is
listed in Table 13-2. More than 26,000 drivers were killed
in the US in 2002. In the same year, US vehicles traveled
over 4 billion km. Thus, on average, a driver is killed for
every 172 million km of driving. A driver traveling 25,000
km per year would take 7,000 years to accumulate this total.
From the perspective of the individual driver, a fatality
can appear to be an event
too improbable and remote to cause concern. This impression
is further reinforced by driving day after day without any
adverse consequences. The impression of safety does not
appear to vary between countries with risks differing by a
factor of more than one hundred. However, a passenger from a
low-risk country does feel at risk in a taxi in a high-risk
country, even though the driver does not.
Even when an adverse event does occur, it is rarely
interpreted to be a natural consequence of normal driving
behavior. Interpretations involving unpreventable bad luck
are more prevalent. Notwithstanding the individual driver's
perception of no risk, a by-product of current US average
driving is over 40,000 traffic fatalities per year. In a
paradoxical sense, individuals may not perceive there is a
problem, although there clearly is.
While the rarity of the events in Table 13-2 may convey a
personal sense of low risk, vastly rarer events, such as
falling aircraft, shark attacks, tornadoes, and lightning
cause greater concern. This is in part due to a media
paradox. It is only rare events that make lots of news, and
the more we hear about something, the more it enters our
consciousness. Most people in the US know about an incident
at the nuclear power plant at Three Mile Island in 1979. No
death has ever resulted from a mishap in a US nuclear power
plant, yet since 1979 over a million people have died on US
roads. It seems possible that if nuclear power had killed a
few thousand people (like the production and delivery of
conventional power has done) it would be feared less.
In traffic, non-fatal adverse events of course do influence
behavior. After a major scare in traffic, drivers tend to
slow down, but the effect is of short duration. More serious
harm is likely to have a larger influence. As Shakespeare
notes "The injuries that they themselves procure must
be their schoolmasters." (King Lear: Act 2, Scene 4).
Direct evidence of behavior change as a result of being
injured is provided by interviews of former patients who had
been treated in a trauma center for motor vehicle injuries.
Self-reported belt wearing rates were 85% after their
crashes, compared to 54% before. While some learning occurs
in response to adverse outcomes, experiencing traffic
crashes is an unsatisfactory way to learn how to avoid them.
Social norms
Individual behavior is enormously influenced by the behavior
of the members of the society in which the individual is
embedded. People are particularly inclined to behave in ways
that they believe will win approval of those whose approval
they value. In the case of teenagers such peer pressure is
particularly strong.
Autonomous behavior, or habits. As a society becomes more
motorized, institutional changes are initiated in response
to increasing casualties, which in turn influence social
norms relating to driving. Adherence to many traffic safety
measures eventually evolves into habit, or autonomous
behavior, without any conscious safety consideration.
Stopping at red lights is so ingrained that drivers rarely
proceed after stopping at a red light until it turns green,
even in the absence of crash risk, traffic, or police. There
is a strong social norm against proceeding through a red
light after stopping at it, even in conditions in which it
would be no more dangerous to do so than proceeding after
stopping at a stop sign. In Sweden and Switzerland
pedestrians rarely cross roads against traffic signals,
whereas in the US, Canada, and the UK they tend to cross
when they judge it safe to do so without regard to traffic
law or control devices. In motorized countries even the most
impatient risky drivers rarely consider driving on the
sidewalk to save a few seconds, although the practice is
quite common in many less motorized countries, though
illegal. In motorized countries driving even for short
distances on the wrong side of the road attracts negative
attention even if it poses little risk. When a social norm
violation is unambiguous, condemnation is assured, and the
practice tends to become rare.
However, the main behaviors that pose major risks involve
continuous variables. Most motorists have on some occasions
gone through traffic signals later than is prudent or legal,
and have moderately exceeded speed limits. This clouds the
intensity and clarity of their disapproval of other drivers
who commit traffic light and speeding offenses that pose
vastly greater risks than their own less frequent, less
egregious violations.
Original motivations for improved personal hygiene were
partially rooted in disease prevention. Such motivation
rarely plays a role today. Rather, we find it difficult to
conceive that prior highly civilized societies, such as
Elizabethan England, did not share our fastidiousness. The
cultivation of safe driving as habit seems a more productive
approach than expecting drivers to be motivated by fear of
consequences. A society that can evolve a social norm in
which it is as unacceptable to speed or run red lights as it
now is to proceed when facing a red light or drive on the
sidewalk will enjoy an enormous safety improvement. There
are precedents for large changes in social norms relating to
safety behavior that would have seemed improbable before
they actually occurred.
Changes in social norms relating to smoking. One of the most
dramatic changes in social norms is in relation to smoking,
an activity that caused more than 20 million Americans to
die prematurely in the twentieth century. From 1950 to 2000,
the US adult smoking rate dropped from 44% to 23%. Changes
relating to smoking are obvious and dramatic. In the 1960s,
when smoking in hospitals and doctors' offices (often by the
doctor!) was common, few could have imagined a world in
which smoking would be prohibited on airliners, and in
airports, public buildings, restaurants, and even bars. No
single event caused these changes - they were gradual and
due to the cumulative effects from many inputs. The various
Surgeon Generals' reports stressing the link between smoking
and a host of illnesses stimulated increased discussion
about the nature and origins of the habit, and its path to
addiction. Health warnings on packages and the growth of
smoking-cessation businesses and products resulted in
reduced smoking. Various US commercial companies prohibited
smoking in offices and cafeterias at a time when smoking was
still allowed in the offices of the Environmental Protection
Agency, an agency of the US Federal Government. Northwest
Airlines prohibited smoking on all its North American
flights long before any government-owned airline had adopted
such a policy.
Speeding compared to drunk driving. While the social norm
relating to drunk driving has changed, contributing to major
reductions in drunk driving, the same cannot be said about
harmful driving in general. Table 10-5 (p. 252) shows that
78% of traffic crash harm involves no alcohol. 87% of
drivers in FARS 2002 do not have measured BAC > 0.08%.
Even if all driving after consuming alcohol were eliminated,
62% of those killed in traffic would still be killed (Table
10-4, p. 251).
One of the largest reductions in traffic harm in the US can
be attributed to Mothers Against Drunk Driving (MADD), which
became influential under the leadership of a mother whose
child, while walking, was killed by a drunk driver (p. 257).
In the US, 367 child pedestrians (14 years or younger) were
killed in 2002 in single-vehicle crashes. 28% of the
involved drivers were administered alcohol tests, and of
these, 81% had no detectable alcohol (measured BAC = 0).
Recall that being intoxicated increases the risk of being
tested, so the untested majority likely had lower BAC levels
than the tested minority. It therefore is likely that well
over 90% of the child pedestrians killed were killed in
crashes with vehicles driven by sober drivers.
The behaviors associated with most of the harm in traffic do
not attract the moral opprobrium focused on drunk driving.
Driving 65 mph when the speed limit is 55 mph increases the
risk of involvement in a fatal crash by a factor of two,
similar to driving with BAC = 0.08% compared to driving at
BAC = 0.
A prominent US politician (former Congressman and former
Governor of South Dakota) boasted about his lead-foot
driving, and received 12 speeding tickets from 1990 to 1994.
In 2003, while speeding through a stop sign, he killed a
motorcyclist, for which he received a 100-day sentence. In
the post-MADD era nobody in US public life could have
boasted about driving while drunk, nor retained a driving
license after a long series of drunk driving convictions. If
the social norm and legislative response to speeding had
been more like that to drunk driving, the motorcyclist would
not have died and the politician would not have had his own
life devastated by the crash.
An activist movement to focus grief and anger on risk-taking
sober drivers who harm others, especially children, has the
potential to produce safety benefits like those produced by
MADD.
Road rage. The claim that wildly aggressive driving has
become more prevalent, as suggested by the term road rage,
is not supported by any evidence. Certainly, many drivers
behave badly today, but so did many in the past. There are
no reliable data on non-crash aggression in traffic.
However, the downward trends in fatality rates are more
consistent with the notion that, while risks are presently
high in traffic, they were much higher in the past.
Education and persuasion. The normal role of education is to
impart know-
ledge. As lack of knowledge is not at the core of traffic
crashes, safety benefits from education are necessarily
limited. This conclusion has tended to foster the incorrect
notion that persuasion is similarly ineffective. One problem
is that the word persuasion has negative connotations, so it
is often instead called education (which is known to be
relatively ineffective). At the other extreme, calling it
propaganda would assure its instant dismissal. Efforts to
persuade still generally include specific items of
information. For example, attempts to persuade drivers to
fasten safety belts should appropriately mention that belts
reduce risk, and that wearing is required by law, even
though these facts are already well known by nearly all of
the intended audience of non-wearers.
The advertising industry is successful at persuading people
to do all sorts of things that they would not otherwise do,
yet it is often difficult to show specific behavior changes
resulting from advertising campaigns. The assertion that
driving cannot be changed by the same methods known to
change other behaviors is unsupportable. The potentially
large, but uncertain, gains from persuading drivers to
behave differently seem a better investment than expensive
minor vehicle engineering changes that do not produce
benefits even large enough to be measured in field data.
Mass media
Of all the many factors that contributed to declines in
smoking, the largest contribution was likely from
prohibiting cigarette advertising on television (in 1965 in
the UK, 1971 in the US). Once television advertising was
banned, smoking largely disappeared from made-for-television
programming. The situation was different in movies, where
tobacco companies pay large placement fees to have their
brands incorporated directly into the movie plot, resulting
in smoking appearing in 2002 movies about as often as in
1950 movies, even though smoking was twice as prevalent in
1950.17
Changes by the media in response to legislation and business
considerations, together with voluntary restraints,
contributed to reductions in deaths from two major causes -
smoking and drunk driving. No corresponding changes have
occurred relative to the driving behaviors that are
responsible for the majority of traffic deaths. As noted
above, even if drunk driving were completely eliminated,
most traffic deaths would still occur. Yet the media
continue to portray positively the use of vehicles in ways
that are known to cause harm. Vehicle manufacturers often
advertise their products in ways that glorify irresponsible
driving. Movies and television programs, especially those
aimed at young people, often contain scenes depicting
unrealistic occupant kinematics under crash conditions. For
example, an unbelted driver, often the hero, may crash into
a solid object at 60 km/h, jump out, and, uninjured and
undaunted, pursue the chase by other means. In such fiction,
car crashes are even presented as humorous events. The
possibility that they can destroy lives is generally
ignored.
There is unmistakable evidence that the massive portrayal of
casual violence on television and movies leads to increased
violent behavior. It is hard to imagine how the massive
portrayal of the irresponsible use of vehicles in programs
and advertisements would not lead to increased driver risk
taking. The claim by media executives that what viewers
observe does not affect their behavior is absurd. Commercial
television receives all of its revenues from clients who pay
billions of dollars in the confident belief that what
viewers see in their advertisements will indeed influence
their behavior towards purchasing their offerings. Most
television viewers seeing someone eat a cookie in an
advertisement or program do not copy the portrayed behavior
any more than most people who see reckless driving by
unbelted drivers copy the behavior. But some do - otherwise
there would be no advertising. While automobile
manufacturers would likely oppose government advertising
standards, those manufacturers that are currently already
behaving as better public citizens would likely benefit from
such restraints. It seems to me undeniable that the media
causes a large number of traffic deaths by portraying risky,
irresponsible, and illegal driving as an exciting,
glamorous, heroic, or humorous activity without harmful
consequences. The period known as McCarthyism ended in 1954
when Senator McCarthy was asked in front of a large live
television audience "Have you no shame?" I believe
media executives should be asked this same question, even if
it is unlikely to be given much coverage in the media they
control.
Legislative interventions
Traffic law has existed since the beginning of vehicular
traffic. It has two goals - to insure efficient traffic, and
to promote safety. One of the earliest laws adopted in all
countries to further both goals was to require all traffic
to travel on one side of the road. There are no known safety
or efficiency advantages in choosing one side over the
other. 166 countries, including all in North America and
continental Europe, require traffic to drive on the right.
74 countries, including the UK, India, Japan, Australia,
Ireland, and Malaysia, require traffic to drive on the left.
Since the earliest days of motorization, it became clear
that some drivers were behaving in ways that threatened
public safety. Law contributes to safety by requiring
drivers to behave in ways that professionals, based on
analyses of data and collective expert judgment, have
concluded are safer. Despite the subjective confidence of so
many drivers, individual personal experience and common
sense are inadequate guides to safe driving, just as they
are inadequate for identifying safe food or safe drinking
water.
Because traffic law relating to speed, intoxication, signal
devices, and the rules of the road has been evolving for so
long it is not possible to estimate its total influence on
safety today. The law has many effects, including education
and influencing social norms. If all traffic law were to be
suddenly abolished, traffic safety would change, but it
would not revert to what it would have been if the laws had
never existed. The case of belt wearing in the US will
suffice to illustrate. Prior to belt laws, US wearing rates
remained fairly constant for many years at about 14%. After
the passage of belt laws, rates increased over many years to
75% by 2002. There is of course no way to know what would
happen to wearing rates if all belt wearing laws were
suddenly abolished. However, a sudden drop to 14% is
implausible, whereas settling to a new level below 75% but
far above 14% seems far more likely. Habits molded in part
by prior law seem likely to persist for most drivers.
Although it is not possible to estimate the aggregate effect
of law on safety, we can get a sense of how enormous it is
by measuring the effects of adding a law, or strengthening
or more strongly enforcing an existing law. Random breath
testing in New South Wales, Australia, decreased total
fatalities by 19% (p. 254). This large effect was relative
to a prior period in which laws against drunk driving were
already in place. Reductions in speeds on the US rural
Interstate system in response to a change in the speed limit
were largely responsible for a 34% reduction in the fatality
rate (p. 213). Prior to the change, a speed limit was
already in place, albeit a higher one.
Many studies have estimated the casualties that result from
violating present law. A review estimated that about 50% of
traffic crashes in Europe could have been prevented if road
users were completely dissuaded from committing traffic
violations. Considerably more than 50% of fatalities would
be eliminated, because fatal crashes involve more egregious
law violations than typical crashes. Eliminating the single
violation of driving at illegal BAC limits would prevent
about 34% of US traffic deaths (p. 251). The UK's belt
wearing law decreased fatalities to affected occupants by
20% (p. 296). Repeal of
US laws requiring motorcyclists to wear helmets increased
motorcyclist deaths by 25% (p. 299).
These outcome changes produced by behavior changes resulting
from changes in law overwhelm contributions from any of the
other factors listed in Fig. 13-4. A road engineering safety
improvement will apply to only a small fraction of all
roads. A vehicle safety improvement takes years to design
and manufacture, and much longer if it is part of a
regulation. So a mandated device that reduces driver
fatality risk by 10% will prevent no deaths for some years
after it is proposed, and only about 1% of the driver deaths
in the first
year it is installed, because about 90% of the vehicles on
the roads date from before the change. As about 60% of
traffic fatalities are drivers, it will reduce
traffic deaths by 0.6%. For a vehicle safety regulation,
typically about 15 years elapses between proposal and
essentially all vehicles on the road containing
the regulated change. On the other hand, laws applying to
all drivers can be passed quickly, and can immediately start
generating large safety benefits for all road users.
Effect of enforcement of laws on casualties
The fact that a law is on the books will, by itself, change
the behavior of some drivers who believe that obeying the
law is a canon of good citizenship. Other drivers change
their behavior to avoid the penalties specified in the law.
The extent to which they do so depends on their perception
of how well the law is enforced. This is related to how well
it really is enforced. When new laws come into effect,
compliance is often initially high, only to decline later as
drivers discover by personal observation, or reports from
acquaintances, that detection is unlikely. The goal of
enforcing traffic law is, of course, not to achieve
compliance with some set of rules for its own sake, but to
reduce casualties. The effect of enforcement on casualties
is therefore a central issue in traffic safety.
A direct relationship between a driver getting a traffic
ticket and that same driver being subsequently involved in a
fatal crash was established using data from Ontario, Canada.
The case-crossover method was applied to 8,975 licensed
drivers involved in fatal crashes during an extended study
period. The fatally injured drivers had received convictions
at a rate of about one every 5 years before their fatal
crash involvement. The risk of a fatal crash in the month
after a conviction was found to be (35 ± 8)% lower than in
a comparable conviction-free month. The effect quickly
dissipated, and had effectively disappeared after 3 months.
However, it shows large reductions in the risk of fatal
crash involvement as a direct result of law enforcement. The
data suggest that about one death was prevented for every
80,000 tickets issued.
Other studies have associated enforcement with casualty
reductions. Based on synthesizing the results from a large
number of studies in many countries, a 14% reduction in
fatal crashes was associated with manual enforcement.23,
Manual enforcement is the traditional arrangement of a
police officer in a stationary or moving vehicle with
speed-measuring equipment who stops and issues traffic
citations to drivers violating speeding or other traffic
law. While such enforcement is shown to make large
differences, it is costly and resources permit its
application to only a few locations at a given time.
Enforcement using newer technology. Vastly more effective
enforcement is possible using the new technologies of photo
radar and red-light cameras. These can enormously increase
the probability of detecting law violations. I suggest in
Chapter 16 that such technologies can form the core of a new
approach that would produce huge reductions in traffic harm.
Interactive effects
Interactive effects can make it difficult to evaluate
interventions, especially those that produce relatively
small effects. The problem arises because the traffic in
which crashes take place is a highly interactive system.
Every component is connected to every other component to
some extent. It is rarely possible to address the influence
of one factor, all other factors remaining the same, because
all other factors rarely remain the same.
There can be little doubt that driving on snow presents
greater risks than driving on dry pavement, all other
factors being equal. Yet Chapter 5 showed that fatality
risks are systematically lower when it snows. Speed
reductions in response to the perceived greater risk more
than neutralize the increased risk from reduced roadway
friction. Similarly, antilock brakes do not lead to harm
reductions even though they improve braking. Less safe older
drivers pose less threat to the safety of others because
they drive less. Drivers react to changes in perceived
safety, whether environmental, personal, or technological in
origin.
Such interactive effects have generated much controversy and
passion over the years, generally because the originators of
devices with effective engineering performance or of
seemingly effective policies are reluctant to accept
evaluation results that show they did not work as planned.
On the other hand, interactive effects have been blown out
of proportion, and spawned much theoretical nonsense and
needlessly complex explanations. Yet surely it has been
obvious since antiquity that humans change their behavior in
response to the perceived probability and severity of harm.
We walk more carefully when the ground is icy than when it
is not, and we walk more carefully on rough surfaces when
barefoot than when wearing shoes. A warrior clad in armor
may accept a greater risk of being struck by a weapon than
one not so clad, and so on. In the 1988 movie Dangerous
Liaisons, Valmont states, "But it is always the best
swimmers who drown." (Data confirm this; if you want to
reduce your children's chances of drowning, do not teach
them to swim). Shakespeare writes, "Best safety lies in
fear." (Hamlet, Act I, Scene 3).
Interactive effects in traffic have been recognized for a
long time
In 1938 a paper titled, A Theoretical Field-Analysis of
Automobile Driving, was published in the American Journal of
Psychology, and contained the following:
More efficient brakes on an automobile will not in
themselves make driving the automobile any safer. Better
brakes will reduce the absolute size of the minimum stopping
zone, it is true, but the driver soon learns this new zone
and, since it is his field-zone ratio which remains
constant, he allows only the same relative margin between
field and zone as before. (p 458)
In 1949 the following appeared in the Journal of the Royal
Statistical Society:
It is frequently argued that it is a waste of energy to take
many of these steps to reduce accidents. There is a body of
opinion that holds that the provision of better roads, for
example, or the increase in sight lines merely enables the
motorist to drive faster, and the result is the same number
of accidents as previously. I think there will nearly always
be a tendency of this sort, but I see no reason why this
regressive tendency should always result in exactly the same
number of accidents as would have occurred in the absence of
active measures for accident reduction. Some measures are
likely to cause more accidents and others less, and we
should always choose the measures that cause less. (p 13)
Given how long interactive effects in traffic safety have
been discussed in such reasonable terms in the technical
literature, and recognized much earlier in other contexts,
it is surprising how many later claims of discovery there
have been, and more surprising still, how often the very
existence of such effects has been hotly denied.
Human-behavior feedback - the technology/human interface
Various terms have been used to describe interactive effects
in traffic, including human-behavior feedback , (p 283) and
the technology/human interface. Fig. 13-5 compares two
models, labeled the naive model and the realistic model, of
how technological changes affect safety. The names listed
reflect historical usage, and do not imply that engineers
deny interactive effects. Terms such as risk compensation
and danger compensation have been used for the realistic
model. I consider these inappropriate because mechanisms
other than risk may be involved, and changes may not be only
compensation.
Realistic model. Let us suppose that some change is
introduced into a traffic system that is expected to change
safety by some fraction, say DSeng, assuming users continue
to behave exactly as they did before the change. The
subscript denotes that the change is of an engineering
nature. For example, if design changes to a guardrail were
estimated, by engineering methods, to reduce the probability
of driver death on impact by 10%, then DSeng would be 10%
for drivers killed crashing into the guardrail. We use DSeng
more generally to indicate fractional reductions in some
harm measure expected from changes to a system if users do
not alter their behavior in response to these changes. The
change might be modifying vehicles, reducing speed limits,
etc. While safety interventions always aim at producing
positive values of DSeng, there are other changes motivated
by different considerations, such as saving fuel in the case
of smaller cars, for which the values of DSeng are negative.
Figure 13-5. Contrast between a naive model that ignores interactive effects and a realistic model that includes them.
Because road users may alter their behavior, the actual
realized percent safety change that is observed, represented
by DSact, may differ from DSeng. The quantities can be
considered to be related in the following simple way:
13-1
where f is a feedback parameter which characterizes the
degree to which users respond to the safety change. In this
context, feedback is synonymous with user reaction, behavior
change, or interactive effects in the system. If users do
not change behavior in response to the safety change, then f
= 0, and the safety change is just as expected on
engineering grounds. If the safety change is in the expected
direction, but of lesser magnitude than expected, then -1
< f < 0, and the safety change is discounted compared
to the expected amount. If the safety change has no effect,
then f = -1.
The naive model assumes that f = 0, while the realistic
model accepts that, in principle, f is not restricted to any
range of values. It is a parameter that is determined by
comparing observed outcomes with those expected if there
were no interactive effects.
Rich variety of responses observed. An analysis of 24
studies provided examples in which interventions aimed at
increasing safety produced the following observed
outcomes:29,30(p 284-290)
· Safety increased even more than expected (f > 0).
· Safety increased about as much as expected (f = 0).
· Safety increased, but less than expected (-1 < f <
0).
· Close to zero effect (f = -1).
· Perverse effect - safety decreased (f < -1).
Measures expected to reduce safety, but introduced for other
reasons, had similarly varied outcomes.29,30(p 290-294) For
example, when Sweden changed from driving on the left to the
right side of the road in 1967, and Iceland did the same in
1968, the naive expectation was that such a change would
increase crashes. In fact, crashes declined in both
countries. (p 139), (p 215)
Behavioral responses are likely for any intervention. Driver
behavior changes
are usually reliably observed in response to technologies
that provide clear feedback to the driver. Antilock brakes
provide such an example (Chapter 5). For technologies that
affect only injury risk when crashes occur, behavior effects
are expected to be smaller, and therefore more difficult to
measure. Indeed, there is no definitive body of empirical
evidence demonstrating such effects. This has given rise to
some claims that devices that affect only the risk of being
killed in a crash do not influence driving behavior. I
believe that the following thought experiment establishes
that they do.
Consider two hypothetical vehicles, identical in all
respects except that one has the magical property that
neither it nor its occupants can be hurt in any crash, while
the other is wired with dynamite to explode on the slightest
impact. Even in the unlikely event that a few drivers would
ignore the difference, there can be no doubt that, on
average, the vehicles would be driven differently. The same
conclusion applies even if the vehicles were in fact
identical, but falsely believed to possess the hypothesized
properties.
Changes in perceived protection can be viewed as lying along
a continuum bounded by these hypothetical extremes. It seems
likely that any change in perceived outcome will have some
effect on driving. In Chapters 11 and 12 we discussed the
possibility of small increases in driver risk taking in
response to the perceived increased protection from belts
and airbags. It was suggested that a modest reduction in the
benefits of belts is possible from such an effect. Because
of the perception that airbags are much more effective than
they are, it is possible that small behavior changes could
be of sufficient size to even reverse the small
effectiveness values (DSeng in the present terminology)
listed in Table 11-4, p. 286. Although it is not generally
explicitly stated, such effectiveness estimates are all
based on assuming the naive model.
To place the difficulties of measuring the behavioral
parameter, f, in context, recall how difficult it was to
obtain even the DSeng values for occupant protection devices
derived in Chapter 11. The effect that a device has on
outcome when a crash occurs provides estimates only of
DSeng, which may not have even the same sign as DSact, and
it is DSact that is crucial for safety.
Comment on "risk homeostasis theory"
This subject is included only because it keeps getting the
occasional mention in the literature, and additional people
encounter it for the first time and find it seductive. Risk
homeostasis theory claims that drivers have a target level
of risk per unit time, so that physical changes to the
traffic system stimulate user reactions that reset safety to
its prior level.33, The finding that changes in safety
systems generate outcomes all the way from effects greater
than expected to opposite to expected is sufficient to
dismiss this claim, which is categorically refuted by
voluminous data. The distance fatality rate on local rural
roads is over 400% higher than on urban Interstates (Table
5-5, p. 103). For the US, the rate was over 1,400% higher in
1921 than in 2002. Risks vary by more than a factor of 100
between countries (Table 3-1, p. 43). Such enormous
variation in risk on different roads, in different
countries, and at different times hardly invites an
interpretation in terms of a target level of driver risk.
Risk changes by large amounts during an individual trip.
Crash, injury, and fatality risks are enormously higher when
driving through intersections than when driving between
intersections. Although most drivers must surely be aware of
this, they are in little better position to equalize these
risks than is a pilot to equalize the risk per unit time at
landing to that when cruising at 35,000 feet. Replacing
roads containing intersections by limited-access freeways
reduces crash risk as certainly as eliminating the take-off
and landing risk would reduce air-travel risk.
When the homeostasis notion first appeared around 1970 it
played a positive role in stimulating thinking about
interactive effects, and highlighted the importance of
motivational factors. The original specific claims were
quickly demolished by data. The notion kept getting
reformulated in one of two ways. In the first, revised
specific claims were made which were quickly demolished by
data. In the second, a more metaphysical formulation led to
claims that could not, in principle, be falsified by data.
So, one can regard this in either of two ways. First, either
as theory in the usual way science uses the term, but one
that has been convincingly refuted by data, and ought
therefore to have quickly disappeared. Second, one can
regard it as a collection of non-scientific metaphysical
claims not addressable by data, in which case the term
theory must not be used, and one must wonder why it is
discussed at all. In my own view it has for far too long
been much ado about nothing. Frank Haight comments:
There is some question as to whether the theory is
meaningless (since incapable of testing) or simply false.
Evans' conclusion that "there is no convincing evidence
supporting it and much evidence refuting it" is if
anything generous. In my view, a sufficient argument against
the validity of risk homeostasis is provided by the
incoherence of its "theoretical" formulation. (p
364)
Traffic safety and mobility
Traffic safety is all too often discussed as if the only
goal in creating traffic systems were safety. On the
contrary, the goal is mobility, and crashes are an unwanted
by-product to be minimized while achieving, not abandoning,
this primary goal. An important measure of mobility is trip
time. While the goals of safety and mobility are often in
conflict, this is not always the case.
Safety measures that increase mobility. Roadway engineering
changes generally increase both safety and mobility.
Replacing a rural arterial road by an Interstate reduces
fatality risk by 45% while at the same time increasing
travel speeds. Replacing signalized intersections with
modern roundabouts increases safety and under most
conditions also mobility. Replacing intersections with
overpasses and providing elevated or underground pedestrian
crossings increase safety and mobility. Vehicle technology
improvements such as improved braking, tires, lighting, and
navigation have the potential to improve both safety and
mobility. Devices such as ABS designed with safety in mind
can end up improving mobility more than safety. Night vision
systems will certainly increase mobility even if their
effect on safety is uncertain. Likewise, an effective drowsy
driving detection device will likely increase mobility and
safety.
Safety measures that have zero, or minimal, effect on
mobility. Vehicle safety improvements and genuinely passive
safety protection devices should increase safety at no
mobility cost. Safer highway furniture (break-away signs,
etc.) that reduce injury risk on impact improve safety
without affecting mobility. The two seconds it takes a
driver to fasten a safety belt increases the duration of a
typical 15 minute trip by 0.2%, a mobility reduction, but
one of inconsequential magnitude.
Safety measures that reduce mobility. Driver licensing
reduces the mobility of those denied licenses. The main
reasons for such denials are age (per se, before a specified
age, but by less straightforward means for older drivers),
performance impairment (medical, failure to pass test), or
criminal sanction. Successfully prohibiting any fraction of
the population from driving reduces crashes. The percent
reduction in crashes exceeds the percent reduction in
drivers if those prevented from driving have above average
crash rates. However, an above average crash risk is not
grounds to deny a license. If it were, the logical
consequence would be to prohibit males from driving. If one
had sufficiently detailed knowledge about all drivers,
successive application of such a philosophy would eventually
eliminate every driver except the one safest driver.
Speed control is the intervention with the greatest
potential to reduce casualties, but it is also the one most
in conflict with mobility. Reducing speed limits leads to
real increases in trip time, which has economic
consequences. In societies like the US in which most goods
are transported by trucks, lower
speed limits increase the cost of just about everything. As
discussed in Chapter 9, such matters can be addressed in
terms of socially optimum speeds that take into account
safety and mobility costs. Stricter enforcement of existing
speed limits likewise increases average trip times, and
major reductions in casualties are obtainable through
compliance with present speed limits. If tailgating were to
be reduced, the maximum flow on freeways would drop
producing increased delays at peak periods. Drivers who obey
traffic lights have longer trip times than those who run red
lights.
Interactive effects attenuate these mobility costs. Crashes
produce long, but infrequent, delays to all motorists, made
all the longer by gawkers who slow down even more than the
altered traffic conditions require. Manual enforcement leads
to substantial delays to those ticketed, but the ticketing
process also slows other traffic (mostly by encouraging
greater adherence to the speed limit). For many trips the
expected variance is crucial. My average trip time to the
airport is 45 minutes, but the standard deviation is 15
minutes. So I must allow 90 minutes to have a 99% chance of
arriving in 45 minutes or less. If enforced safety measures
increased my average trip time to 50 minutes but reduced the
standard deviation to 10 minutes, then allowing 80 minutes
would produce the same 99% probability of completing the
trip in 50 minutes or less. The yellow phase in traffic
signals is usually set with some allowance for vehicles
running the red. If there were confidence that this would
not occur, shorter yellow phases would lead to higher
throughput and reduced delay. Increased enforcement
generates more orderly traffic, which is often accompanied
by travel efficiencies even beyond the avoidance of delay
from crash incidents. Which traffic is more efficient - that
in the upper or lower picture in Fig. 13-2? Also, it should
not be forgotten that many of those injured in traffic lose
much of their mobility, and those who die in traffic lose
all of their mobility.
Contrast with airline safety
While traffic fatality rates have declined steeply in time,
those for airline travel have declined far more steeply. On
average, the risk of death for the same distance of travel
on a scheduled US airline is about 99% less than in road
travel. However, it should be kept in mind that the risk is
the same to all on board an aircraft, whereas some road
drivers have crash risks much lower than the average. The
main contributors to the road average are high-risk drivers.
Intuitively, it would appear to be far more dangerous to fly
35,000 feet above the ground at a speed of 1,000 km/h in a
vehicle designed with little safety margin due to overriding
weight considerations than in a more robustly constructed
road vehicle. The skies being empty while the roads are
dense with threatening vehicles is not an explanation.
Single-vehicle road crashes led to the deaths of 18,476
vehicle occupants in 2002 (see also Table 3-3, p. 48),
whereas not even one occupant of a US scheduled airline was
killed in 2002 in any type of crash. It is therefore not
surprising that one often hears the question, Why does road
traffic safety not make the dramatic progress of airline
safety? Table 13-3 presents a list of differences between
the two modes.
Table 13-3. Comparison of safety characteristics of US commercial air carriers and US road transportation.
commercial airline road traffic
deaths per billion km of occupant travel 0.07 4.9
countermeasures with most success and potential crash
prevention crash prevention
main US policy emphasis crash prevention crashworthiness
impact of vehicle designor manufacturing flaws vitally
important minimally important
driver selection strict essentially everyone
importance of driver skill and knowledge high may increase
or decrease crash risk
main influence on driver behavior following increasingly
effective procedures experience and personal judgment
violation of safety laws rare typically, many times per trip
use of alcohol/drugs rare alcohol in about 40% of fatal
crashes
value of high technology driver training simulators
enormously high value zero or minimal value
time to react to crash-threatening situations often more
than many seconds or minutes usually less than a second
value of crash-avoidance advanced technology enormously high
value minimal value
key to making largest improvements in safety safer aircraft
flown by better trained pilots adhering to better procedures
behavior changes resulting from changes in social norms,
legislation, and enforcement
Deaths per billion km is not a good measure for airline
safety because risk, being so concentrated at take-off and
landing, is largely independent of trip distance.37, The
illustrative value, 0.07 deaths per billion km of occupant
travel, is based on an airline trip of average distance, and
fatalities averaged over a ten-year period.39 The
comparison, while approximate, leaves no doubt that average
airline travel is dramatically safer than average road
travel. The crucial difference is that pilots adhere to
rules specified by combining the knowledge and experience of
many experts. Pilots may not, for example, take off after
another airline has taken off based on what their personal
experience tells them is a safe following headway. In the
airline case, learning to avoid crashes by experiencing them
is unacceptable, yet it is a large component of the approach
to road safety.
Much attention has been devoted to increasing cabin safety
in the event of an airliner crash. There are standards for
fire-retardant fabrics, seat strength, safety belts,
emergency exits, emergency cabin illumination, and
evacuation equipment and procedures. Important though such
measures are, they are not the key to why airline travel is
so safe. Improvements in crashworthiness never led to any
ambiguity about what the main focus of aviation safety
should be. The number one priority is to avoid the crash
rather than marginally increase the probability of surviving
it. When road safety transfers its main focus to the
prevention, rather than the survival, of crashes, it can
start moving in the direction of the extraordinary safety
achieved in airline travel.
Relative importance of factors
The schematic in Fig. 13-1 summarizes what I consider to be
the main components relevant to traffic safety, with my
judgment of their relative importance indicated in Fig. 13-4
(p. 339). Safety has been conceptualized in other
formalisms, including particularly the Haddon Matrix.10 This
is a 3 3 classification in which all factors are either
human, vehicle, or environment, and either pre-crash, crash,
or post-crash. While this has been helpful in the past, I
believe it now places too much emphasis on the event - the
crash. Pre-crash normally implies the few seconds prior to
the crash, whereas I consider the really important pre-crash
period to be the decade of socialization prior to the day of
the crash. The focus needs to shift away from the details of
the event, and more in the direction of eliminating it. The
classification into nine cells may tend to place more
emphasis on relatively less important factors at the expense
of more important factors. Once occupants wear belts (a
behavior and legislative matter), only modest further
improvements in the crash phase features of vehicle design
and occupant protection beyond those already in place are
likely to occur. Likewise, improvements in rescue and
medicine will save lives in the post-crash phase, but the
potential from further improvements is limited by the
already high level reached. In sharp contrast, no nation has
more than touched the tip of the iceberg of harm reductions
that can be achieved by behavior changes. Herein lies the
opportunity for the breakthrough advance in traffic safety
that is proposed in Chapter 16.
Summary and conclusions (see printed text)
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