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10 Alcohol
This html version contains only the text (no figures, tables, equations, or summary and conclusions). To check printed book appearance see pdf version of Chapter 1 or pdf version of Chapter 16.
Introduction
Alcohol has figured in human
affairs since the beginning of recorded history. Beer making
is described in Egyptian hieroglyphics. The use of wine is
mentioned early in the Old Testament when Isaac's son
"brought him wine, and he drank" (Genesis 27:25).
The ancient Greeks had a god of wine, Dionysus, and the
Romans had Bacchus. While alcoholic beverages are mainly
associated with mood and behavior changes, health benefits
have also been recognized. From antiquity alcoholic drinks
were known to be free from disease risks posed by other
beverages. The Qur'an (2:219) acknowledges positive effects,
stating "They question thee about strong drink and
games of chance. Say: In both is great harm and utility for
men; but the harm of them is greater than their
usefulness." Islamic tradition came to forbid alcohol
consumption to such an extent that the devout are admonished
to avoid medicines and toothpastes containing even a trace
of it. Thomas Jefferson's doctor advised him to consume a
glass and a half of wine daily for health reasons. He so
favored the advice that he doubled the dose and lived to age
83. More recently, sixty studies collectively provide solid
evidence that drinking one to two glasses of wine a day
reduces the risk of heart attack.
The problems resulting from
consuming large quantities of alcohol far exceed the
benefits of moderate consumption. The Old Testament includes
"For the drunkard and the glutton shall come to
poverty" (Proverbs 23:21). Alcohol plays a major role
in a host of social ills in essentially all countries, the
only exceptions being a few that have managed to effectively
prohibit its availability through strong laws supported by
tradition and religion. Foremost among the ills produced by
alcohol is its role in traffic crashes.
Alcohol and traffic
The recognition that drunk driving
posed a major danger to the public is as old as motorized
traffic. A law passed in 1872 in England specified prison as
a possible punishment for being drunk while in charge of a
vehicle powered by a steam engine. (p 7) The acronyms DUI
(driving under the influence) and DWI (driving while
intoxicated) are widely understood by the US public.
The role of alcohol in traffic
safety has produced more activity, literature, passion, and
controversy than any other safety topic. In many countries
there are advocacy organizations, professional societies,
and journals devoted exclusively to the effects of alcohol
on traffic safety. A review of literature on just one
aspect, namely, how alcohol affects skills related to
driving, identified 1,733 titles. A NHTSA review cites 738
recent papers on alcohol as particularly relevant. Scores of
additional papers appear each year.
Measurement of alcohol
Ethyl alcohol, or ethanol, is
the active ingredient in beer, wine, and liquor (liquor
means distilled spirits of any strength). With chemical
composition C2H5OH, ethanol is the second simplest member of
a family of compounds chemically classified as alcohols, the
simplest being methanol, CH3OH. Ethanol and methanol burn
not all that differently from gasoline, and indeed both are
used as automotive fuels. In the present context we use
alcohol to denote only ethyl alcohol, which is a colorless
liquid that generates a homogenous liquid when mixed with
water in any proportion. Its specific gravity is 0.79,
meaning that the mass (or weight) of a given volume of
alcohol is 21% less than the mass of the same volume of
water. Thus a solution made by combining equal volumes of
alcohol and water will contain 44% alcohol and 56% water by
mass, but 50% of each by volume. When indicating the
proportion of alcohol in blood or alcoholic beverages it is
therefore crucial to specify whether the proportion is of
volume or mass.
Measurement of amount consumed
Although alcoholic beverages come
in a wide variety of forms, colors, flavors and bouquets,
their chief constituents are water and alcohol. Other
ingredients appear to have only minor pharmacological
significance, although mold may trigger allergic reactions
in some individuals, while other ingredients may add to the
severity of hangovers. (p 512) Most US beers contain about
5% alcohol by volume. Light beers tend to be just under 5%,
but some can be as low as 3%. Alcohol-free beers still
contain about 0.4% alcohol. Alcohol content is not indicated
on US beer containers and advertisements in order to
preclude marketing based on escalating alcohol content.
Alcohol content is printed on beer containers of other
countries. Many beers, referred to in the trade as super
strong, have over 12% alcohol. One has 17.5% alcohol.
The percent alcohol by volume in
wine is normally printed on the label. In the US the
designation table wine without a specified value implies
between 8% and 14%. Specified values tend to range from
11.5% to 13.8%, with red wines generally having somewhat
higher alcoholic content than white wines. Fortified wines,
like sherry and port, tend to be close to 20% alcohol by
volume.
In Europe the alcohol content of
all alcoholic beverages is indicated in terms of the percent
alcohol by volume. In the US, alcohol content for liquor is
given in terms of proof, which, in a strange sort of logic,
is simply twice the percent alcohol by volume. Proof
originated in ignition tests to confirm alcohol content.
Britain formally abandoned the proof measure in 1980 in
favor of the simple percent alcohol by volume measure,
sometimes referred to in Europe as the Gay-Lussac system,
after the French chemist who introduced it. However, proof
measures still persist in Britain, with UK proof = 7/8 US
proof = 1.75 percent alcohol by volume. Scotch whisky has a
minimum 40% alcohol by volume (US 80 proof, UK 70 proof).
Gins, whiskeys, and vodkas are typically about 40% alcohol
by volume, while liqueurs are less, in some cases much less.
In the units system used by most of the
world, the volume of alcohol and the volume of the drink are
understood by the public in the same units (mL), so the
volume of alcohol in a drink is readily understood as the
volume of the drink times the percent alcohol by volume. In
the US and UK small volumes of fluid are usually measured in
fluidounces. However, the US and UK fluidounce are defined
in entirely different ways. Quantitatively, the difference
is inconsequential, with the US fluidounce = 29.6 mL and the
UK fluidounce = 28.4 mL. Approximately equal amounts of
alcohol, namely 15 mL, are contained in 12 fluidounces of
4.3% beer, 4 fluidounces of 12.5% wine, 2.5 fluidounces of
20% fortified wine, and 1.27 fluidounces of 40% liquor.
These are typical sizes for drinks, except that the most
common liquor serving in the US is somewhat larger at 1.5
fluidounces. The same amount of alcohol drunk within similar
time periods produces fairly similar pharmacological
effects, regardless of which alcoholic beverage contained
it.
Content in human body -- Blood Alcohol Concentration
(BAC)
The amount of alcohol in the body
can be determined by analysis of samples of blood or breath.
The alcohol content of blood is commonly measured in terms
of the mass of alcohol in a given volume of blood. In the
US, laws pertaining to alcohol are commonly based on grams
of alcohol per milliliter of blood. If a milliliter of blood
had a mass of exactly one gram, this measure would be
identical to mass of alcohol per mass of blood. In fact, a
milliliter of blood has a mass of 1.05 g. If the small
departure from 1.00 g is ignored as inconsequential, then
the measure grams of alcohol per milliliter of blood is the
same as grams of alcohol per gram of blood. This convenient
dimensionless ratio (multiplied by 100) defines the Blood
Alcohol Concentration, or BAC, as the percent, by mass, of
alcohol in the blood. One part alcohol per 1,000 parts blood
(by mass, or weight) gives BAC = 0.1%.
Various other measures appear in the literature. One that
has the advantage of providing convenient numbers is
milligrams of alcohol per deciliter of blood. A value 80
mg/dL is the same as BAC = 0.08% if the 1.05 factor is
ignored. Other units can likewise be converted to BAC by
moving the decimal point, and in some cases also ignoring
the 1.05 factor.
The term Blood Alcohol Level (BAL)
is sometimes used instead of Blood Alcohol Concentration.
Closely related to the amount of alcohol in blood is the
amount of alcohol in breath. This has the advantage that it
can be measured by less intrusive means. The earliest
practical breath-alcohol measuring instrument, the
Drunkometer, was developed in 1938 by Rolla N. Harger. The
best known breath-alcohol instrument, the Breathalyzer, was
invented in 1954 by Robert Borkenstein. Breath alcohol is
closely related to BAC, with BAC = 0.1% being approximately
equivalent to 1 gram of alcohol per 2,100 liters of breath.
Continuous variables and ranges
Science is based on measurement,
and BAC provides the foundation of the scientific study of
the influence of alcohol. In science there is rarely a need
to define ranges of values of a variable even though names
such as those listed below are convenient in scientific
writing and indispensable in everyday life.
scientific variable non-quantitative useful terms in common
use
temperature cold warm hot
age young middle-aged old
BAC sober impaired drunk
In Chapter 7 technical results on
older drivers were presented in terms of the continuous
variable age. The terms old, older, etc. were used for
descriptive purposes. We found that at ages above 70,
various crash risks increased with increasing age. In
principle we expect a driver aged 80 years and 25 days to be
at greater risk than one aged 80 years and 24 days, even
though there is no possibility of measuring such differences
empirically.
The needs of criminal law are
quite different from those of science. Laws must be written
in terms of thresholds, not continuous variables. US law
prohibits people from purchasing alcoholic beverages the day
before their 21st birthday. No such restrictions apply one
day later. The law makes sense, even though no measurable
change in maturity or responsibility can be detected from
one day to the next.
While the above comments might seem
too obvious to mention, they seem to be all too often
ignored, or even denied, when the subject is alcohol. The
law must define offenses such as impaired driving or drunk
driving in terms of thresholds. Scientific research can
determine how risk depends on BAC, but research cannot
reasonably define impairment any more than it can define old
or hot.
The term sober is commonly used to
indicate no large observable effects from alcohol. It does
not indicate zero alcoholic consumption. In what follows we
will tend to use BAC = 0 when common usage might suggest
sober. This does not necessarily imply no alcohol. The
strict interpretation of BAC = 0 is that it means BAC <
0.005% if measurement precision is two decimal places.
Absorption and elimination of alcohol
After consumption,
alcohol is readily and rapidly absorbed from the stomach,
especially from the small intestine, and does not have to be
digested before entering the blood. It distributes
throughout tissues and fluids of the body in a manner
similar to that of water. The bloodstream carries it to the
brain, which is where it produces its well-known effects.
Alcohol is eliminated from the body mostly through
metabolism (enzymatic breakdown). A very small percent of
alcohol is excreted unchanged in breath, urine, and sweat.
The amount present at a given time in body fluids, organs,
and other tissues is determined by rates of absorption,
distribution, and elimination. The rate of absorption
depends on the quantity drunk, its concentration, and the
other contents of the gastrointestinal tract. Food in the
tract delays absorption, so that the conventional wisdom
that drinking on an empty stomach increases the rate of
onset of intoxication is
well founded.
The greater the concentration of alcohol
in a drink, the more rapidly it is absorbed. Thus, alcohol
in straight (undiluted) liquor enters the blood stream more
rapidly than does the same amount of alcohol contained in a
larger volume of wine, or an even larger volume of beer.
Such differences have led to an erroneous impression that
beer is substantially less likely to cause impairment than
liquor, an impression that has in many cases supported less
stringent controls on the sale and advertisement of beer
(and wine) than on liquor. However, the differences in peak
levels of intoxication associated with different levels of
concentration when the same amount of alcohol is consumed
are minor compared to the main influence, which depends on
the amount of alcohol consumed, regardless of concentration.
Fig. 10-1 shows representative
patterns of absorption and elimination of alcohol for a man
of average mass, generated from published data.
Relationships of this type were first observed in pioneering
studies conducted by Erik Widmark in Sweden in the 1920s and
1930s. The approximately constant rate at which alcohol
disappears from the blood, referred to as Widmark's Beta, is
typically about 0.015% BAC units per hour, say from 0.050%
to 0.020% in two hours. It is found that the peak BAC
is approximately proportional to the amount consumed, and
inversely proportional to the mass of the person consuming
it. For the same consumption and body mass, females reach
peak BAC levels about 20% higher than those for men. The
reason for this is due mainly to a smaller gastric
metabolism in females that leads to more of the alcohol
reaching the bloodstream.
The pattern in Fig. 10-1 is for
consuming all the drinks in a short time. If an appreciable
period of time elapses between the consumption of drinks,
metabolism of the first will be in progress before the
absorption of the second is complete. By the time the
alcohol from the second drink is producing its peak level in
the blood, the effect of the first drink will have
diminished, causing the peak from both to be (unlike Fig
10-1) less than twice the peak level due to one drink.
Peak alcohol levels reported
in the literature can be approximated by the following
formulae, which do not take into account many details, nor
do they reflect variability between individuals:
These formulae provided the illustrative values in Table 10-1, which are for all drinks consumed in a short period (T = 0). The numbers in bold type are violations of the 0.08% BAC legal limit in most US States. The table shows that a 165 pound (75 kg) man consuming 4 drinks in a short time will achieve a peak BAC of 0.091%, but if consumption takes 2 hours, Eqn 10-1 calculates that the peak BAC drops to 0.061%. The equations are available on an Internet link which calculates peak BAC for any body weight and any number of drinks consumed over any time period. Many tables with information presented in a format like Table 10-1 are widely available. Types and details of presentation vary, but the BAC values given are similar, but usually not identical. Devices to measure BAC by chemical means are also available, though there may be disadvantages in intoxicated drivers measuring their own BAC levels.
How alcohol affects humans
Three earlier chapters (Chapters 6
on survivability, Chapter 8 on performance, and Chapter 9 on
behavior) were devoted to human characteristics central to
traffic safety. Alcohol is important in all three, through
its effect on:
1. Survivability.
2. Performance.
3. Behavior.
The effect of alcohol on survivability from the same
physical impact was unknown until a few decades ago. As
shown in Chapter 6, a driver or passenger with BAC = 0.08%
is 73% more likely to die from the same crash experience
than one with BAC = 0.
Performance and behavior
changes related to alcohol were likely observed shortly
after alcohol first appeared. The Bible and other ancient
writings mention people feeling happy, staggering, and
falling asleep under the influence of alcohol. Shakespeare
notes that, in respect to lechery, "it provokes the
desire, but it takes away the performance." (Macbeth:
Act 2, Scene 3). A large number of effects have been
associated with increasing BAC, some examples of which are
shown in Table 10-2. Responses vary greatly between
individuals, and for each individual, changes are gradual.
Many changes following alcohol consumption have performance
and behavior aspects. Increased reaction time is purely
performance, while increased aggressiveness is behavior. The
earlier finding of that far more research was conducted on
performance than on behavior applies particularly to the
effects of alcohol.
Table 10-2. Performance and behavior characteristics that have been associated with increasing BAC levels. Bold type indicates behavior (but not performance) changes likely to have greatest impact on traffic safety.
Alcohol and performance
From the previously
mentioned literature review3 of 1,733 studies on the effects
of alcohol on driving skills, 285 articles satisfying strict
criteria were selected to examine the influence of measured
levels of BAC on a host of performance measures. These
included cognitive tasks, critical flicker fusion, divided
attention, driving on simulators, drowsiness, perception,
psychomotor skills, reaction time, tracking, vigilance, and
various visual functions. Strong evidence showed performance
declines for some driving-related skills at any measured BAC
> 0. Performance declines were reported by the majority
of studies for BAC ³ 0.05%, and for 95% of studies for BAC
³ 0.08%.
It is unfortunate that the legal
term impairment is used outside legal contexts. All the
reviewed experiments explore a dose (the amount of alcohol)
versus response (the performance measure) relationship. Such
relationships are nearly always one of two types. Either
there is a threshold dose below which there is no response,
or else the response is a continuous monotonically
increasing function of the dose. None of the studies
reviewed suggested a threshold. Thus a plausible assumption
is that performance always declines as dose increases.
Whether the performance reduction can be measured depends
only on the precision of measurement.
Impairment has been defined as a
statistically significant decrease in performance under
alcohol treatment from the performance level exhibited under
placebo treatment. This definition unambiguously identifies
impairment as a property of the measuring technique, not of
the phenomenon being measured. It is unhelpful to say that a
certain level of alcohol does not lead to impairment today,
but will when a study with sufficient precision is
performed. Believing that human performance degrades with
increasing alcohol consumption does not directly lead to
policy conclusions any more than believing that human
performance degrades with increasing fatigue, illness, sleep
deprivation, aging, etc. has policy implications.
As discussed on p. 190, NHTSA is
providing $5.1 million to the National Advanced Driving
Simulator. A main goal is to "determine the degree of
impairment associated with a particular blood alcohol
concentration." What could possibly be found that would
add useful safety-relevant knowledge to what was already
documented in the 1,733 studies available in 2000-3 Or for
that matter, to the 557 studies reviewed in 1987. There are
many important questions relating to alcohol and safety that
cry out for serious investigation, yet so much of the scarce
resources available are squandered on activity of so little
value.
Alcohol and behavior
Alcohol has major effects on
behavior, including reducing inhibitions and caution, and
increasing aggressiveness and risk taking. While it seems
plausible that such behavior changes would have a large
impact on traffic safety, research is lacking. There is
little literature on even so central a question as the
influence of alcohol on speed choice. Drivers with illegal
BAC ³ 0.05% were observed in Adelaide, Australia, to drive
about 3 km/h faster than BAC = 0 drivers. Small sample sizes
precluded more definitive findings, such as a relationship
between BAC and chosen speed. The main barrier to larger
sample sizes is limited resources.
Many obvious studies seem not to
have been performed. I have not encountered any paper
reporting speeds and BAC levels of drivers stopped for
speeding who were additionally administered BAC tests. I
believe useful information might be extracted from large
data files, even though there are problems to be overcome.
Chapters 8 and 9 show that driver behavior has a larger
influence on crash risk than driver performance. It
therefore seems likely that it is alcohol's influence on
behavior that is even more important for traffic safety than
its already very well documented effect on performance. By
about 1970 the effect of alcohol on performance was
sufficiently well known for traffic safety policy purposes,
but its much more important effect on behavior remains
largely unquantified.
Crash risk and alcohol
It is not the direct effect of
alcohol on driver performance or driver behavior that makes
it so important in traffic safety, but the changes in crash
risk that flow from these changes in performance and
behavior. From the earliest days of the automobile it was
well recognized that alcohol consumption sharply increased
crash risk. An editorial in 1904 Quarterly Journal of
Inebriety mentions 25 fatal crashes in which 19 of the
drivers had consumed alcohol within an hour of their
crashes. The first case-control study to quantify effects
was conducted from 1935 to 1938 in Illinois. In case-control
studies, the BAC of a case driver who crashes is compared to
the BAC of a matched control driver traveling on a similar
road at a similar time. The control driver must be stopped
by police, without cause, and then provide an alcohol test
result.
The "Grand Rapids" study
While a number of
case-control studies have been performed, the most important
is that conducted by breathalyzer inventor Robert
Borkenstein and his colleagues in 1962-1963 in Grand Rapids,
Michigan. , This study is important for reasons that go
beyond even its large sample sizes of 5,985 case drivers and
7,590 controls. In the early 1960s a larger proportion of
drivers had BAC > 0 than after the later introduction of
additional drunk driving countermeasures. Also, later
changes in US law prevented police from stopping drivers at
will in the way that the control drivers were stopped and
requested to provide a breathalyzer reading voluntarily for
research purposes only.
The question of responsibility for
crashing is most easily addressed in single-vehicle crashes,
yet even in the large Grand Rapids total samples, only 622
case drivers were involved in single-vehicle crashes. This
provided insufficient data for effective analysis. In order
to focus on how alcohol affects the risk of crashing, the
drivers judged to be responsible in multiple-vehicle crashes
were combined with drivers in single-vehicle crashes to
produce a sample 3,305 case drivers responsible for their
crashes. Of these 21% had BAC > 0, compared to 11% of the
7,590 control drivers.
The effect of alcohol on the risk of being responsible for a
crash is plotted in Fig. 10-2. Crash risk increases so
steeply with BAC that a logarithmic scale is used. A driver
with BAC = 0.17% is 32 times as likely to crash as a BAC = 0
driver. The case-control method does not compare a driver's
risk at a given BAC to that same driver's risk at BAC = 0,
but to the risk of another BAC = 0 driver. It is logically
possible that the high BAC driver would be just as risky
when sober. The steeply increasing risk with increasing BAC
in Fig. 10-2 is corroborated by other case-control
studies.15, - Additional
evidence is provided by a study that combined fatalities
recorded in FARS with exposure estimates obtained in the
1996 National Roadside Survey of Drivers to estimate risks
for different age and gender groups.Many substances, legal
and illegal, affect driver performance, behavior, and crash
risk. Often a mix of other substances is detected in
conjunction with alcohol in post-crash autopsies. While
there is much literature on drugs and safety, it is only for
alcohol that pharmacological effects relate closely to the
amount measured at the time of measurement. There are no
known quantitative relationships like that in Fig. 10-2 for
substances other than alcohol.
The Grand Rapids dip. At BAC = 0.025% the nominal
indication in Fig. 10-2 is a (12 ± 7)% risk reduction. This
so-called Grand Rapids dip, has been, and continues to be,
the source of much speculation and controversy. It may be an
artifact resulting from a weakness common to all
case-control experiments. The case and control subjects may
have different risks for unknown reasons. The BAC = 0 group
contains many people who never drink. It is implausible to
believe that drinkers at BAC = 0 would be identical in any
attribute, including crash risk, to those who never drink.
While a 17% greater risk by controls would convert a real 3%
increase into an apparent 12% decrease, the same bias would
convert a real 38 times increase into an observed 32 times
increase (the value plotted in Fig. 10-2 for BAC = 0.175%),
an important difference but hardly the stuff of controversy.
Based on much smaller sample sizes, another case-control
study likewise associated small quantities of alcohol with
reduced risk.18 A study using a different method also found
lower risk at low BAC for one of a number of cases
studied.21 However, three studies report an increase in risk
for low alcohol levels.15,19,20
The effects of alcohol on behavior,
as distinct from performance, are so complex that the
possibility that small quantities of alcohol might reduce
risk cannot be dismissed as implausible. Behavior changes at
low doses are not simply smaller amounts of the behavior
changes at high does, but can be in the opposite direction
(more pleasant social behavior at small doses, less pleasant
at high). Also, anecdotally one hears of drinkers claiming
that they drive more carefully after drinking to reduce the
risk of being stopped by the police. If so, this could
generate lower crash risk after low levels of alcohol
consumption.
Alcohol in fatally injured road users
Figure 10-3 shows the
distribution of BAC for fatally injured drivers with
measured BAC > 0 in FARS 2002. A BAC reading (including
BAC = 0) was recorded for 64.9% of fatally injured drivers.
The probability that BAC is recorded in FARS varies widely
over the US, from over 85% in the twelve highest reporting
states to under 33% in the five lowest reporting states. As
Table 10-3 shows, the probability that BAC is recorded
depends also on many factors important in traffic safety, so
the recorded cases should not be interpreted as a random
samples of all cases. FARS advises "Alcohol Test
Results from this database should be interpreted with
caution."
The majority of drivers whose BAC
was recorded had BAC = 0. These are not included in Fig.
10-3. The average BAC for fatally injured drivers with any
alcohol in their blood was 0.173%.
The distribution for fatally
injured pedestrians whose BAC was recorded shows even higher
levels than for drivers, the average being 0.202%. BAC >
0.3% was measured for 14% of the pedestrians, but under 5%
of the drivers. This alcohol level is likely to induce
unconsciousness or deep sleep (Table 10-2), making vehicle
driving unlikely. Many of the pedestrians killed at such
alcohol levels may have been asleep on the road. Irish data
indicate almost one in ten fatally injured drunk pedestrians
appeared to have been lying on the roadway prior to being
struck, perhaps attracted to a dry crown of the road in a
wet climate.
Two points are apparent from
Table 10-3. First, when any amount of alcohol is present in
the body of a road fatality, it is likely to be a large
amount, much more than would be attained by a typical
alcohol user. Second, the BAC levels of fatally injured
drivers are not dramatically different from those of other
fatally injured road users, or even drivers who are involved
in fatal crashes in which they are not killed. In all cases,
average BAC levels of those with any alcohol are higher than
the highest legal driving limit in effect anywhere. This
supports that the major contribution is from problem
drinkers and alcoholics rather than social drinkers. ,5(p
518)
The number of US fatalities involving alcohol
BAC is not known
for 18,633 of the 42,815 people killed on US roads in 2002
(Table 10-3). Because of the need to estimate the role of
alcohol in the nation's fatalities, NHTSA developed
procedures to impute the missing BAC values based on
relationships between factors known to correlate with
alcohol use, such as nighttime driving and single-vehicle
crashes. Using such procedures NHTSA estimates the percent
of all fatalities in crashes in which alcohol was involved,
some examples of which are shown in Table 10-4. Their
estimates do not indicate the causal role of alcohol, nor
how many fatalities would have been prevented if alcohol did
not exist. Coffee is involved in most fatalities, yet
eliminating coffee would have little effect on safety beyond
preventing some drowsy driving crashes. Alcohol increases
fatalities only because it increases crash risk. Sober
drivers do not have zero risk, and drunk drivers do not have
infinite risk. In order to estimate how much alcohol
increases fatalities one must relate crash risk to BAC,
using relationships such as in Fig. 10-2.
The causal role of alcohol. Suppose 100 drivers with
BAC = 0.17% were killed in single-vehicle crashes. The risk
of crashing at this alcohol level is 32 times the risk of
crashing with BAC = 0, so even if alcohol had been absent,
about 3 drivers would still be killed. One can therefore
conclude that alcohol caused the death of the other 97. By
applying similar calculations to the BAC distributions of
drivers and pedestrians involved in different types of
crashes, the fraction of traffic fatalities causally
attributable to alcohol was estimated for 1987 to be 47%.
This estimated value is in bold type in Table 10-4. It is
0.9 times the 52% estimate of the fraction of fatalities in
which alcohol was involved. That is, it was found that 90%
of crashes in which alcohol was involved were caused by the
alcohol. The fraction of fatalities caused by alcohol for
the other years (for which the detailed calculation is not
available) are obtained by multiplying the percent of all
fatalities that involved alcohol by this same 0.9 factor,
producing the estimates in Table 10-4.
The calculation indicates that alcohol was causally
responsible for 54%
of 1982 traffic deaths, and 38% of 2002 traffic deaths. For
every fatality not attributable to alcohol in 1982, there
were 1.17 fatalities attributable to alcohol.
Table 10-4. Percent of fatalities involving alcohol estimated by NHTSA, and percent caused by alcohol, estimated as explained in text.
If in 2002 there had been 1.17
fatalities attributable to alcohol for every fatality not
attributable to alcohol (instead of my estimate of 0.61),
then fatalities in 2002 would have been larger by a factor
(1 + 1.17)/(1 + 0.61) = 1.35. Thus, if alcohol had played
the same role in 2002 that it did in 1982, about 15,000
additional fatalities would have occurred in 2002. By 1982
many anti-drunk driving measures were in place. While no
quantitative estimate is available, it seems plausible to
assume that perhaps another 15,000 annual deaths were being
prevented, leading to a very crude approximation that all
the measures in place in 2002 were preventing about 30,000
annual deaths. While this substantial reduction reflects the
combined influence of many countermeasures, alcohol still
killed more than 16,000 US road users in 2002.
Alcohol use by drivers in FARS. FARS 2002 includes
57,803 drivers involved in fatal crashes. 7,654 have
measured BAC > 0.08%. Thus, FARS provides no evidence
that 87% of the drivers involved in fatal crashes were in
violation of a 0.08% limit. Test results are available for
less than half of all drivers. Even though the probability
of being tested increases with increasing BAC, 70% of those
tested did not exceed 0.08%. For those drivers whose BAC was
measured after involvement in a single-vehicle crash in
which a pedestrian was killed, 83% had BAC < 0.08%.
Enormous though the problem of drunk driving is, one must
keep in mind that sober drivers cause far more harm than
drunk drivers.
If all the drivers with illegal BAC
> 0.08 became marginally legal drivers with BAC = 0.08,
this would reduce US traffic fatalities by 34%, rather than
the 38% from eliminating alcohol entirely given in Table
10-4 (based on the calculation in Ref. 28). So, if all
violations of drunk-driving laws were eliminated, 66% of US
fatalities in 2002, or over 28,000 deaths per year, would
remain. Even if alcohol were to disappear entirely, over
26,000 deaths per year would remain.
Alcohol's role in crashes of all severities
Table 10-5 shows estimates of
the monetary costs of crashes in which alcohol was involved
using data from the study previously described in Chapter 2.
The important feature to note is that the more severe the
crash, the more likely it involves alcohol. Under 10% of the
cost of minor crashes (mainly property damage, with at most
a MAIS = 1 injury) is for crashes involving alcohol, whereas
45.5% of the cost of fatal crashes is for crashes involving
alcohol. The increasing role of alcohol with increasing
crash severity suggests that alcohol's main influence is
changing driver behavior towards accepting higher risks and
choosing higher speeds. If the only effect was impaired
performance leading to increased driver error, then similar
increases in crash risk at all severities might be a more
likely outcome. It appears that drivers do things when they
are drunk that they would not attempt when sober, rather
than merely executing poorly the same things they would do
more skillfully when sober.
Table 10-5. Cost of crashes involving alcohol compared to cost to all crashes. Data for 2000.
Drunk driving countermeasures involving criminal
sanctions
The enormous harm that
alcohol causes in traffic has spawned a long history of
countermeasures. While much progress has been made, alcohol
remains a major contributor to traffic deaths in every
society in which alcohol is consumed. The earliest
countermeasures focused exclusively on using criminal law to
punish offenders. Evidence of intoxication was usually
provided by a police officer reporting that the accused was
unable walk a straight line or speak clearly. Such
subjective judgments of performance measures were easily
challenged in courts.
Per se laws
The pioneering work of
Widmark9 in the 1930s led to development of instruments to
measure alcohol content in the body. This made possible per
se laws making it a crime to drive with a BAC exceeding a
statutory limit. This probably represents the largest single
advance in controlling drunk driving, because the offence
could be defined by objective chemical analysis rather than
subjectively judged behavior. Per se laws were usually
accompanied by implied consent laws. These required the
driver to consent to be tested as a condition to hold a
license, and agree that a later refusal to be tested would
create a presumption of intoxication. Another measure that
sometimes accompanies per se laws is administrative license
revocation, the immediate removal of the license if the BAC
exceeds the proscribed limit.
The first per se law was enacted in Norway in 1936. It
criminalized driving with BAC > 0.05%. The other
Scandinavian countries, Sweden and Denmark, adopted similar
laws. The term Scandinavian approach indicates per se laws
enforced by severe punishments. This approach was generally
considered successful in reducing drunk driving, although
the evidence did not convince all researchers. ,
The first per se law outside the
Nordic countries (the three countries of Scandinavia plus
Finland) was included in the British Road Safety Act of
1967, which made it an offense to drive with BAC > 0.08%.
Immediately after implementation, fatalities and serious
injuries occurring on weekend nights, a surrogate for drunk
driving, dropped by 66%. (p 30) Further evidence of the
success of the law is provided by a time series analysis
that found that total traffic fatalities per unit distance
of travel for 1968 dropped 11% below the long-term trend,
but returned later to the trend.
The apparent success of the British law led Canada in 1969
to make it illegal to drive with BAC > 0.08%. Most of the
world followed by making per se laws the kingpin of their
drunk-driving policies. By 1978 all US states had laws
making it illegal to drive with BAC > 0.10%. (BAC >
0.08% in Utah and Idaho). In 2000 the US Congress passed
legislation providing financial incentives for states to
have BAC > 0.08% laws in effect by 2004. All but a few
states did.
BAC limits (like speed limits) are usually specified amounts
that must not be exceeded. It is generally not an offense to
be tested at the limit, but only at a higher value. One
encounters comments like "a pedestrian was above the
legal alcohol limit". I am not aware of any
jurisdiction that has a legal alcohol limit. The limits
specified in per se laws apply only to vehicle drivers.
It was straightforward to examine
the immediate effect of the British per se law by comparing
casualties just prior and just after it went into effect. As
time passes it becomes more difficult to estimate the effect
of a law, because even if it were not passed, casualties
would still increase or decrease for a whole host of
reasons. Despite the difficulties, it is clear that the
initial casualty reductions from the British law quickly
declined. A major reason why crash rates tend to drift back
towards prior levels after the introduction of interventions
is that the objective risk of detection is small. The
intervention is introduced with much publicity, convincing
motorists that if they transgress, they will be subject to
well-advertised penalties. Later, drivers become aware by
observing or exchanging experiences with others that there
is not a police officer at every corner or outside every
drinking establishment. The key to sustaining casualty
reductions is to maintain the belief that the probability of
detection is high. An effective way to do this is to
actually make the probability of detection high.
Random breath testing
Random breath testing was
introduced in the Australian state of New South Wales on 17
December 1982; as in the US, traffic law in Australia is
largely a matter for the individual states. The program in
New South Wales, with its legal limit of 0.05% BAC, gave
rise to the slogan "under .05 or under arrest."
(This is not strictly correct, as the offense was exceeding
0.05%). About 1.3 million tests were conducted annually on a
driving population of 3.2 million; in other words, about a
third of all drivers were tested each year, many being
tested more than once. Figure 10-4 shows a time series of
the number of fatalities per month. A drop of about 19%
followed the introduction of random breath testing. This is
one of the clearest and largest changes in traffic safety
associated with a specific intervention.
Fig. 10-4. Traffic fatalities per month in New South Wales,
Australia, three years before and after the introduction of
mandatory breath testing on 17 December 1982. (p 7) The
value (84 deaths) for December 1982 is not plotted.
An examination of the fraction
of fatal crashes that involved alcohol shows a corresponding
drop downwards, from about 28% to 22%.39 (p 21) Such a
change implies that in the pre-testing period, there were 28
fatal crashes involving alcohol for every 72 not involving
alcohol. In the post-testing period there were 22 involving
alcohol for every 78 not involving alcohol, or
alternatively, 20.3 crashes involving alcohol for every 72
not involving alcohol, so that due to reductions in the
alcohol contribution, fatalities declined by a factor
(72+28)/(72+20.3), or 8%. Although this is an approximate
calculation resting on uncertain assumptions, the difference
between the 8% effect estimated and the 19% decline apparent
in Fig. 10-4 suggests strongly that part of the reduction in
fatalities is due to factors other than reductions in
driving while intoxicated.
A likely explanation is that the
increased fear of interacting with police administering the
testing program exercised a controlling influence on other
types of driving behavior also likely to lead to fatal
traffic crashes, or that driving, especially by high risk
groups, was reduced. The primary goal of random breath
testing is not to apprehend drunk drivers, but to make the
probability of detection sufficiently high to deter drunk
driving. Regardless of specific mechanisms, major casualty
reductions resulted from the random breath-testing program.
The benefits of the program were estimated to exceed its
costs by over a factor of 30.
Random breath testing has been
widely adopted in other Australian states with comparable
results. It had in fact been first introduced in Victoria in
1976, but in a less abrupt manner making evaluation more
difficult. The program there was found to be effective,
especially after major changes were introduced in 1989.
Sobriety checkpoints. The Australian approach could
not be transferred directly to the US for legal reasons.
However, in 1990, the US Supreme Court decided that sobriety
checkpoints did not constitute illegal search and seizure if
conducted strictly in accord with specified guidelines. At
sobriety checkpoints, law enforcement officials evaluate
drivers for signs of alcohol or drug impairment at certain
points on the roadway. Vehicles are stopped in a specific
sequence, such as every other vehicle or every fourth, fifth
or sixth vehicle. The frequency with which vehicles are
stopped depends on the personnel available to staff the
checkpoint and on the traffic conditions. Alcohol is
measured only if there is judgmental evidence suggesting
impairment. Sobriety checkpoints have been used in most US
states and are effective in deterring alcohol-impaired
drivers and in reducing crashes.
Without sobriety checkpoints or
similar programs, the probability that a driver with an
illegal BAC will be detected on an individual trip is very
low. Detection requires other clearly illegal driving to be
observed by a police officer before an alcohol test can be
administered. The probability that a trip by a drunk driver
will lead to an arrest has been estimated at 1 in 2,000,
with a higher rate of 1 in 300 reported for high enforcement
zones. I suggest in Chapter 16 that one of the most
effective drunk-driving countermeasures is to automatically
detect illegal speeding and red-light running.
What is an appropriate legal BAC level?
Different jurisdictions
choose different BAC limits for per se laws. In Sweden in
the late 1980's there was support to make it an offense to
drive with any detectable alcohol in the body. For various
practical reasons, a zero BAC law was not accepted, but
instead a 0.02% BAC law was passed by the Swedish
Parliament, and took effect in July 1990. An average person
will exceed this limit after one drink (Table 10-1).
The trend to lower legal BAC limits
is in part propelled by the increasing body of research
discussed earlier showing skill reductions at BAC values
even lower than 0.02%. Yet the data in Table 10-3 show that
the average BAC for any fatally injured driver with any
alcohol in the body is 0.173%, far in excess of the level
specified in any per se law. The average values in Table
10-3 are typical of those found in Sweden and other
countries, and do not appear to be depend much on the BAC
limit defining drunk driving.
The percents of the fatally injured
drivers plotted in Fig. 10-3 with BAC exceeding various
levels are as follows:
The vast majority of fatally injured drivers with any
alcohol have BAC levels above even the highest of the legal
limits. Unless other factors were at work, it would appear
to not make all that much difference which level is chosen.
For example, if all the drivers formerly obeying a 0.08% law
were to obey a stricter new 0.05%, law, this would affect
only 6% of the drivers with some alcohol in their bodies.
The change in risk from a BAC of 0.08% to 0.05% is
modest compared to the large risks associated with the
average BAC's of fatally injured drivers.
While the casualty change
associated with drivers who remain just under the legal
limit after it changes may be small, reducing limits may
have a more general deterrent influence on drunk driving.
The public discussion stimulated by introducing lower limits
may in itself contribute to reductions in drunk driving. The
move to ever-lower legal limits is also partly inspired by a
view that increased risk from alcohol use is more morally
reprehensible than increased risk from other sources, such
as speeding, driving while fatigued, sleep-deprived, upset,
distracted, medicated, or slightly ill. Driving 65 mph when
the speed limit is 55 mph increases risk of involvement in a
fatal crash by a factor of 2.0, similar to the risk increase
associated with driving with BAC = 0.08% compared to driving
at BAC = 0.
Alcohol ignition interlock systems
On-board devices to evaluate
fitness to drive before the vehicle's engine can be started
have been developed since the late 1960. Early attempts to
use tasks in which performance deteriorated with increasing
alcoholic consumption were unsuccessful. Even after
customizing the task for a particular driver, this driver
would still sometimes fail the test when sober and pass it
when drunk. (p 198-202)
Technology that measures
alcohol in breath after the driver blows into a tube has led
to effective interlock devices. The vehicle cannot be
started unless a BAC below a set limit is recorded. Although
such devices work reliably, and in questionnaires seem to
evoke positive reactions from the public, there has never
been a consumer market for them, nor is there likely to be.
People think they are great devices to install in other
people's vehicles! It is difficult to imagine any set of
circumstances that would lead people to want them in their
own vehicles, or to vote to have them installed on all
vehicles.
Where alcohol ignition interlock
systems have proved successful is in reducing recidivism. A
repeat offender may be offered a choice between driving only
a vehicle with such a device installed and prison or license
revocation. Reductions in recidivism of up to 90% have been
found among interlock participants compared to those with
suspended licenses. , Five Canadian jurisdictions, 43 US
states, and many countries in Europe have legislation that
allows the installation of interlock devices in offenders'
vehicles.
Alcohol ignition interlock programs
are highly successful, but address only repeat offenders,
who are a small minority of all offenders. For example, 2002
data for Connecticut show that 84% of those subject to
administrative license revocation were first time offenders
of drunk driving laws, 14% were committing their second
offense, and 2% had previously committed three or more
offenses. An earlier analysis found that preventing all
drivers arrested for drunk driving from ever driving drunk
again would reduce fatalities by 4.7%, injuries by 3.5%, and
property damage by 2.4%.49(p 202)
Above, and in common usage, offender
means someone arrested and convicted. It is likely that as
many as 2,000 offenses occur before an offender is
arrested.45
Mothers Against Drunk Driving (MADD)
The criminal law's approach to
drunk driving in the US prior to the early 1980s was
somewhat ambiguous. Even when laws were stringent,
enforcement tended to be lax. A major change occurred in the
1980s, largely stimulated by citizen activist groups
representing the families of victims killed by drunk
drivers. Mothers Against Drunk Driving (MADD) is the best
known of a number of such groups. MADD was founded by Candy
Lightner after one of her 13-year-old twin daughters was
struck and killed by a drunk driver. The crash occurred in
the middle of the day on 3 May 1980 as her daughter was
walking on a bicycle path. The driver had prior convictions,
and only two days before the fatal crash had been released
from jail on bail for another hit-and-run drunk driving
crash. The release of this driver by the court focused
attention on the judicial system's failure to protect the
public from tragedies like this.
MADD has grown to over 600
chapters. Its central thrust has been to advocate more
severe punishments, such as more and longer prison
sentences. MADD furthered these goals by court monitoring,
in which members observe the court proceedings and encourage
the judicial process to take the rights of victims, and
potential victims, into account at sentencing. Since its
start, more than 2,300 anti-drunk driving laws have been
passed.
Citizen activist groups deserve credit for a major portion
of the 15,000 traffic deaths per year reduction from the
early 1980s to 2002. I believe that their influence was not
so much through the specifics of having new laws passed, but
rather in using the media to inform the public and change
public attitudes. Widespread media coverage, including a
full-length television movie on the tragedy that devastated
Candy Lightner's family, stimulated many people to reflect
more on negative factors associated with drinking. Although
the coverage was modest compared to that of television
advertisements associating beer with positive
characteristics, I believe that the impact was profound. The
testimony of bereaved parents makes it harder for society to
continue to look upon the drunk as an endearing figure of
amusement. Such changing attitudes made drunk driving less
acceptable. The 1981 comedy movie Arthur, named for its
alcoholic hero, was a box-office hit, grossing over $95
million. A 1988 sequel Arthur 2: On the Rocks flopped,
grossing under $15 million. One of the many factors that
contributed to the difference was a change in public
attitudes, so drunkenness was seen less as a source of humor
and more as a likely precursor to killing a child. The
social norm regarding what is acceptable behavior has a
large influence on how people behave, and MADD made drunk
driving more unacceptable.
In its early history, MADD accepted large donations from the
beer industry. While it no longer accepts such donations, it
still focuses mainly on the individual drunk driver, while
ignoring the crucial role of the rich powerful institutions
that encourage and profit by his and, less often, her
abusive consumption of alcohol.
Availability of alcohol
Any decline in the overall
consumption of alcohol is expected to lead to reductions in
drunk driving. Many factors are known to affect how much
alcohol is consumed, including the difficulty of obtaining
it. The experience of prohibition in the US is sometimes
invoked to support the claim that making alcohol more
difficult to obtain does not reduce consumption. Prohibition
was the period from 1920 to 1933 when the manufacture, sale,
or possession of any drink with more than 0.5% alcohol was
prohibited. The effects of this unfortunate attempt at
social engineering were catastrophic, giving birth to many
problems that persist to this day. However, the failure of
prohibition does not mean that it did not reduce alcohol
consumption. Data on how it affected alcohol consumption are
not available, because all consumption was illegal and
therefore not formally documented. However, time trend data
for cirrhosis, admissions for alcoholic psychosis, and
arrests for drunk and disorderly conduct suggest that
alcohol consumption declined by more than half during
prohibition. (p 195) Traffic fatalities were changing too
rapidly to allow any inferences about the effect of alcohol,
which in any event could not yet be quantitatively measured.
While much less dramatic than
prohibition, unmistakable links between abrupt interruptions
in the availability of alcohol and alcohol-related harm have
been shown in a number of studies from the Nordic countries.
In September 1978 workers at Norway's state operated Wine
and Spirits Monopoly went on strike for nine weeks. The
occurrence of various events during this period was compared
to their occurrence in the same period in 1977. Drunkenness
was down 40%, domestic disturbances down 22%, and acts of
violence against the person down 15%. Comparisons between
the same two years for non-strike affected periods showed
increases of between 3% and 6%. Closing Norway's Wine and
Spirits Monopoly outlets on Saturdays in some towns but not
in others led to differences in drunkenness. Small sample
sizes precluded detecting changes in crash risk.
Minimum drinking age laws
Perhaps the clearest indication
of reductions in traffic deaths following reduced alcohol
availability occurred when the US National Minimum Drinking
Age Act of 1984 encouraged all states to raise their minimum
age for purchase and possession of alcohol to 21. All states
complied, replacing prior laws that had generally specified
ages 18, 19 or 20. NHTSA reported a 13% reduction in
fatal-crash involvements by affected drivers. A review of
241 studies of the effect of minimum drinking age laws
provided overwhelming evidence of reduced alcohol
consumption and traffic crashes in the affected age group.
These laws are estimated to prevent close to 1,000 traffic
deaths per year.56 All states have a zero-tolerance policy
prohibiting driving with BAC > 0 at age under 21, as any
alcohol in the blood implies violation of the law
prohibiting the use of alcohol.
Minimum drinking age laws reduce
traffic deaths without depending on police monitoring of
drivers. Instead, the laws reduce the probability of
intoxication by those under 21 by prohibiting them from
purchasing alcohol in bars, restaurants, and retail outlets.
The employees of such businesses are trained to card any
patron who looks even remotely likely to be under the
minimum age, meaning that proof of age must be provided, in
almost all cases by showing a driver license. Very strict
adherence to this procedure is widespread throughout the US,
because the benefit to the business of an easily detected
illegal sale is so small compared to the penalties for
violating the law.
Under-age drinkers use many ways to
circumvent the minimum drinking age law, including forged
documents, and having older associates buy for them. Among
some groups of young males the law is more honored in the
breach than the observance, and underage drinking remains a
major problem. It is unlikely that any law will meet with
complete compliance, but what a law does do is increase the
cost of alcohol, interpreting cost to mean all the ways that
the user pays for it. Illegal under-age drinkers pay more
for alcohol in terms of trouble, inconvenience, and
obligations to those who assist them in violating the law,
as well as risk of prosecution. Increasing the cost of
anything reduces its consumption, but almost never to zero.
One countermeasure to drunk driving is to increase any of
the costs of consuming alcohol, the most obvious way to do
so being to increase the purchase cost.
Cost of alcohol
Economists describe the
relationship between price and consumption in terms of price
elasticity. An elasticity of -1 means that a (say) 5%
increase in price leads to an equal 5% decrease in
consumption, whereas an elasticity of -0.4 means a 5% price
increase leads to a 2% decrease in consumption.
Price elasticity for different alcoholic beverages has been
determined in different studies in many countries. One
source summarizes 73 estimates. Simple averages of these,
without regard to reliability or country, give the following
elasticities: for beer -0.41, for wine -0.76, and for liquor
-0.78. The authors of another study report values of -0.3,
-1.0, and -1.5, respectively, but emphasize that these
represent "best guesses" because of the wide range
of estimates in the studies reviewed.
While precise quantification is
unavailable, there is little doubt that increases in price
produce reductions in consumption. Given the difficulty of
obtaining overall elasticities, there is scant information
on elasticities for population sub-groups. However, there is
no basis for thinking that heavy drinkers are exempt from
basic economic laws. While alcohol is more intensively
desired by heavy drinkers, it consumes a larger portion of
their disposable income, so that resource constraints are
more relevant than for moderate drinkers. Most alcohol is
consumed by heavy drinkers, , so the elasticity values
measured reflect mainly consumption changes by heavy
drinkers.
US Federal Excise Tax
The US Federal Government
provided the leadership that led to minimum age drinking
laws, thereby acknowledging its responsibility to address
the national problem of drunk driving. The same Federal
Government already exercises a statutory role in influencing
the price of alcohol through the Federal Excise Tax, and
therefore has at its disposal a potent weapon to reduce
drunk driving. Not only has this weapon not been used, but
the Federal Excise Tax has actually declined steeply in real
terms from initially small amounts to even smaller amounts.
Currently, the tax on the standard drinks defined earlier is
5¢ on beer, 4¢ on wine, and 13¢ on liquor. Adjusted for
inflation, these amounts represent an 86% reduction from
1951 to 2003. (There are also state taxes on alcohol).
It is the consumption of beer, the
beverage of choice of young males, which causes most drunk
driving. Even if the Federal Excise Tax had kept step with
inflation since 1951 and risen to 19¢ compared to its
present 5¢, it would still add a small percent to the cost
of a beer. While non-alcoholic beverages have increased in
price relative to the consumer price index, alcoholic
beverages have decreased in price.61(p 8)
A strange irony of US alcohol
policy is that the beverage that is responsible for the most
harm is treated is if it were the least harmful. A
substantial increase in the tax on beer would have an
important impact on drunk driving. At an absolute minimum,
the tax on beer should not be less than that on liquor.
Seemingly, the death of 16,000
people from alcohol in traffic is not a political problem,
but increasing the Federal Excise Tax on beer is. Such a tax
increase could be politically acceptable if it was made
clear that the purpose was to save lives. Its political
acceptability would be assured if it were rendered revenue
neutral by reducing another tax that did not save lives. The
small minority who consume most of the alcohol would pay far
more in taxes each year, notwithstanding their reduced
consumption. The total tax paid by moderate drinkers would
be less if a revenue-neutral change were enacted. Drunk
driving and other social ills can be substantially reduced
by increasing the excise tax on alcohol, particularly on
beer.
Alcohol sales
Beer accounts for more than
half of alcoholic beverage retail sales in the US (Table
10-6). The heaviest 5% of drinkers, who, on average, consume
more than four drinks per day, consume 42% of the alcohol
sold, while the heaviest 2.5% of drinkers, who consume more
than six drinks per day, account for more than a quarter of
alcohol sales.62 29% of the population is teetotal (consume
no alcohol). , Young people (not necessarily underage) who
consume hazardous quantities of beer are the alcohol
industry's most important customers. Hazardous drinking,
defined as 5 drinks or more per day, accounts for more than
half the alcohol industry's market and 76 percent of the
beer market. Underage and adult excessive drinking account
for half of the alcohol industry's sales.
Alcohol advertising
The facts of alcohol
consumption are in stark contrast to the belief that the
alcohol industry has skillfully fostered, through massive
advertising, that drinking is universal, glamorous, and
largely devoid of negative consequences. In 2002, $1.9
billion was spent on alcohol advertising in measured media
(television, radio, print, outdoor, major newspapers, and
Sunday supplements). The largest portion of this was on
television advertisements for beer, most of which are placed
in sports programs. Budweiser and Bud Light spent more than
87% of their combined television advertising expenditures on
sports programming in 2001 and 2002. Working from alcohol
company documents, the Federal Trade Commission estimated
that, in 1999, the alcohol industry's total expenditure to
promote sales (including through sponsorship, Internet
advertising, point-of-sale materials, product placement,
items with brand logos, and other means) was three or more
times its expenditure for measured media advertising. This
would mean that the alcohol industry spent a total of $5.7
billion or more on advertising and promotion in 2002. About
65% of the expenditure was for marketing beer. The American
Medical Association estimates that young people are
bombarded with $4 billion of alcohol marketing each
year.61(p 6)
Beer is most advertised, causes most harm
Beer, which is 55% of alcoholic
consumption, but a larger proportion of problem consumption,
is advertised so widely on television as to constitute an
important portion of television advertising revenues. In
contrast, there is a voluntary ban on television advertising
of liquor, the alcoholic beverage that accounts for 30% of
alcohol consumption, and a yet smaller proportion of problem
alcoholic consumption. Two percent of television advertising
revenue in 2002 was from alcohol advertisements, largely for
beer. The combination of massive advertising expenditures,
and a television industry too timid to allow mention of
obvious truths that would adversely affect business with a
major customer, has led to uncritical acceptance of patently
false claims.
The alcohol industry claims
that advertising does not increase consumption. They allege
that its sole purpose is to persuade customers to choose one
brand over another without changing the total number of
customers. The industry's actions show that they do not
believe anything so foolish. If the industry believed that
advertising did not increase consumption, then they would be
expected to support (perhaps quietly) a universal ban on all
advertising so that they could pocket the billions they pay
in order to play what they are alleging is a zero-sum game
with each other. Two companies, Anheuser-Busch and Philip
Morris (owner of Miller Brewing Company), account for
two-thirds of all beer sales. It is hard to believe that
each symmetrically believes that the other would enjoy a
sharp increase in market share at their expense if
television advertising were discontinued. Their opposition
to voluntary or statutory limits on advertising makes sense
only if they believe that advertising increases beer
consumption.
It is difficult to take seriously
any claim that the large alcohol-advertising billboards that
dominate the American urban landscape are there solely to
persuade the generally poor inhabitants to switch brands.
The advertising of just about any product increases
consumption of it, as well as encouraging switching to the
advertised brand. Even if the only effect of the advertising
were to persuade some to switch brands from less advertised
non-alcoholic drinks to alcoholic drinks, this would still
increase alcohol consumption.
Advertising to under-age drinkers. The alcohol
industry claims that it does not advertise to under-age
drinkers. It would be unusual for any industry to not want
to acquire new customers, and to acquire them at as early an
age as possible. The industry behaves in accord with this
economic law while denying it does so. The beer industry is
a major sponsor of television sports with mainly young male
viewers, a large portion known to be under 21.
Problem drinkers - core customers of alcohol industry
The alcohol industry claims that it wants to eliminate
problem drinking and sell only to responsible drinkers.
Successful businesses owe their success to their best
customers, not to those who do not buy their products, or
buy them sparingly. The highest consuming 5% of the
population, those who consume four or more drinks per day,
account for 42% of alcohol sales.62 If all these individuals
were to suddenly become responsible drinkers, drunk driving
would largely disappear. The nearly 42% reduction in sales
would transform profits into deep losses, forcing the
alcohol industry to undergo major restructuring.
Tax and advertising policies that would save lives
Two simple "laws"
apply to alcohol's role in traffic deaths.
Law 1. Decreasing national alcohol consumption leads to
fewer traffic deaths.
As is usual with any law, we assume other things remain
unchanged. Decreased consumption might not reduce traffic
deaths if the lower consumption was more concentrated among
fewer people, or more peaked by time of day, or if other
successful anti-drunk-driving policies were discontinued.
Law 1 is so compellingly obvious that the onus is on anyone
who does not accept it to provide specific evidence or
convincing reasons why it is not so. This law does not have
any immediate policy implications, nor does the similarly
valid law that lower speeds reduce fatalities. There are
benefits in higher speed and in consuming alcohol. Such laws
illuminate policy decisions, but do not define policy. One
profound difference between speed and alcohol is that there
is no large politically powerful industry whose earnings
depend directly and primarily on higher speeds.
Law 2. Alcohol consumption is decreased by:
· Decreased Advertising.
· Increased Price.
· Decreased Availability.
It is hard to imagine any set of circumstances, even of a
hypothetical nature, in which any component of Law 2 would
not apply. Claims by the alcohol industry that aspects of
Law 2 do not apply are about as convincing as their claims
that the only purpose of advertising is to move customers
from one brand to another.
Reasonable approaches to harmful substances
While the ways to reduce
drunk driving are clear, they involve a clash of interests
and a US political tradition of foolish policy when it comes
to substances that cause harm. Alcohol was banned entirely
from 1920 to 1933 with catastrophic consequences. Efforts to
reduce the 16,000 traffic deaths caused by alcohol are often
countered by charges of prohibition. Prohibiting television
and billboard advertising, and increasing the Federal Excise
Tax are no more prohibition than are present prohibitions of
beer vending machines in public places, selling to under-age
drinkers, or the existence of the Federal Excise Tax. The
alcohol industry opposes new restraints by invoking grand
principles that apply just as strongly to previously passed
well-accepted regulations that they also often opposed
before implementation.
The US seems intent on not
learning from the experience of prohibition in its present
war on drugs. The political process has classified a number
of harmful substances as illegal, just as alcohol was
classified as illegal between 1920 to 1933. Because alcohol
is now legal, the alcohol industry claims that it should be
no more constrained than the manufacturer of any other legal
product. At the same time, mere possession of another
substance can lead to a prison life sentence. The
distinction between legal and illegal substances is
determined by the political process, not by how much harm is
caused. It is a distinction that has served the US poorly.
Legalizing any illegal substance will inevitably increase
its use (legalizing alcohol in 1933 approximately doubled
its use), but the increased harm must be balanced against
the seemingly unbounded costs of making any widely demanded
product illegal.
The distinction should be between
products that cause large amounts of harm, particularly harm
to people who do not use them, and the vast majority of
products that do not cause appreciable harm. Products that
cause major harm should be subject to regulation aimed at
reducing the harm they cause, with regulation being more
forceful if substantial harm is caused to non-users. Many
teetotalers and light drinkers are killed by drunk drivers.
The consumption of alcohol causes more harm in the US than
the consumption of any other legal or illegal substance,
with the possible exception of tobacco. Unlike alcohol, the
victims of tobacco are overwhelmingly those who use it.
Each harmful substance should be
evaluated in a similar manner. A reasonable analysis would
rarely conclude that an absolute ban supported by severe
penalties was the best policy. Nor would a reasonable
analysis conclude that manufacturers should be permitted to
increase consumption by using such potent means of
persuasion as television advertising.
Summary and conclusions (see printed text)
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