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Copyright © 2004 by Leonard Evans |
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5 Environment, roadway, and vehicle
This html version contains only the text (no figures, tables equations, or summary and conclusions). To check printed book appearance see pdf version of Chapter 1 or pdf version of Chapter 16.
Introduction
A new car with antilock brakes, a clear blue sky, dry
roadway, no traffic - close to most drivers' notion of ideal
driving conditions. It is commonly assumed that the most
desirable driving conditions are also the safest. In this
chapter we will find that this is often not the case.
Weather
The vast majority (84%) of fatal crashes occur on dry roads
(Table 5-1). Roadway surface condition and atmospheric
conditions are highly related, but not identical. The
roadway surface is wet after rain has stopped. It is, in
principle, possible to drive in the rain while the roadway
surface is dry - but not for long. The data in Table 5-2
compliment those in Table 5-1, showing that an even larger
proportion (88%) of fatal crashes occurs under no adverse
atmospheric conditions than occurs on dry roads.
Table 5-1. Percent of fatal crashes occurring under different roadway surface conditions.
Effect of snow
Figure 3-18 (p. 57) showed that February consistently had
fewer fatal crashes than any other month, while the largest
monthly totals were in summer. As weather seems a likely
contributor to this, we seek to examine how the variation in
fatal crashes differs between states that experience a lot
of snow and states that have no snow.
The monthly snowfall in different states is an
unsatisfactory measure to investigate how snow affects crash
risk because weather conditions averaged over a state may
not, even approximately, reflect weather while driving. For
example, isolated mountains may receive much snow while
little falls on roads.
The following approach was used to investigate the influence
of weather. All 50 US states were rank-ordered according to
the percent of all their fatal crashes that took place when
the roadway surface condition was coded as snow, slush, or
ice. Four states (Florida, Georgia, Hawaii, and South
Carolina) had no fatal crashes under such roadway conditions
in 2001. Seven states (Alaska, Maine, Minnesota, Montana,
North Dakota, Vermont, and Wyoming) had more than 10% of
their fatal crashes under such roadway conditions. We
designate the two groups of states as snow-free states and
snow states.
Effect of snow on fatal crashes per day. The
variation in the number of fatal crashes per day in each
month is plotted in Fig. 5-1 for the snow-free and snow
states. The values are relative to the number of fatal
crashes averaged over the entire year. If crashes were a
Poisson process with a daily rate that was constant
throughout the year, the data would distribute randomly
around the value one, indicated by the broken line. For the
snow-free states this is approximately what is observed. The
average rate of crashes per day in any month does not depart
from the yearly average by more than 9%.
The pattern is markedly different for the snow states, in
which lower rates are observed in the winter (which requires
higher rates in the summer so that the overall average is
close to one). The February rate is 43% below the yearly
average, while the July and August rates are 38% above the
yearly average. The February rate is well under half of the
July and August rates.
Effect of snow on crashes for same travel distance. Complete
data giving the distance of vehicle travel by month in each
of the states are not available. What is available are
estimates of vehicle travel on rural arterials. This shows
substantially larger reductions in travel in the winter
months in the snow states than in the snow-free states, so
that a portion of the difference in Fig. 5-1 is because of
reduced travel due in part to actual or expected unfavorable
traveling conditions.
There are insufficient fatal crashes to provide reliable
estimates of the distance rate for rural, so we assume that
the vehicle distance of travel on all roads is proportional
to the travel on rural arterials. This enables us to examine
how the distance rate varies by month for states with and
without snow (lower plot in Fig. 5-2).
The pattern is noisier, perhaps due to uncertainties in the
estimates of travel distance. However, the indication is
clear - the risk of a fatal crash for the same distance of
travel is lower when the road is snow-covered than when it
is not.
Number of vehicles per fatal crash. Table 5-3 shows
that the average number of vehicles involved in a fatal
crash on snow-covered roads is substantially higher than on
dry roads. On snow-covered roads, 55% of fatal crashes are
multiple-vehicle compared to 43% on dry roads. As the
overall fatality risks are lower in snow, the risk of
fatality in a single-vehicle crash will be additionally
lower. This provides supporting indirect evidence that
fatality risks are lower in snow, due presumably to lower
speeds. Such an interpretation finds further support in the
finding that when a pedestrian injury crash occurs, the
probability that the pedestrian is killed is greatest when
the road surface is dry, and least when it is ice covered.
When it is snowing pedestrian fatality risk when a crash
occurs is half what it is when visibility is clear.
Table 5-3. Average number of vehicles per crash for all fatal crashes.
Data from Ontario, Canada. The variation in the
number of fatalities through-out the year in Ontario, Canada
is similar to that observed for the US snow states, with
fatalities in January, February and March being about half
those in July, August and September. (p. 204,205) The
climate in Ontario is somewhat similar to that in the US
states with most snow. The finding in Fig. 5-3 that the
number of deaths per injury is lowest in the winter is
consistent with the interpretation that snow covered roads
lead to lower speeds and consequent lower fatality risks.
Lighting conditions
Table 5-4 shows that more than half of fatal crashes occur
in daylight, while 29% occur in darkness (no daylight or
artificial light). Thus the most common weather and lighting
conditions in which fatal crashes occur are daylight, no
precipitation or other environmental factors degrading
visibility, and on a dry pavement. For every person killed
while traveling in the dark while it is snowing, 87 are
killed traveling in daylight under no adverse atmospheric
conditions. For every person killed while traveling in the
dark while it is raining, 19 are killed traveling in
daylight under no adverse atmospheric conditions.
Roadway
The 6.35 million kilometers of roads in the US (Table 5-5)
exceeds 150 times the earth's circumference, or 15 times the
distance between the earth and the moon; the overview
presented in Table 5-5 is based on various US Department of
Transportation data sources. - These roads vary greatly in
characteristics, quality, and use; 35% of the total length
is unpaved. Local roads are supported mainly by local taxes
(city, township, state), whereas Interstate system roads are
supported mainly by Federal taxes (in some cases augmented
by user tolls). The Interstate system originated in the
1950s to achieve the national defense goals of connecting
the nation with efficient road transportation and
facilitating speedy exit from cities. It is built to the
highest design standards, with traffic in opposite
directions separated by wide medians, or when space is
restricted, as in urban areas, by physical barriers.
Arterials include many state freeways supported mainly by
state taxes that are similar in physical characteristics to
the Interstate system, but are not part of it. While
Interstates represent only 1.2% of all roads (by length),
they carry 24% of the traffic and account for 13% of the
traffic fatalities. The distance fatality rate on the
Interstate system is less than half that on the
non-Interstate system (5.0 fatalities per billion km
compared to 10.8 fatalities per billion km).
On average, fatal crashes occur at a rate of one per 168 km
of roadway per year, making them rare events on any
particular section of roadway notwithstanding the 2001 total
of 37,795 fatal crashes. The annual total of
16.35 million crashes of all types (p 9) gives an average of
2.6 crashes per km of roadway per year. Crashes are of
course not distributed even approximately randomly over the
length of the road system.
Rural compared to urban
Rural roads account for 78% of all roads (by length), and
for 60% of traffic fatalities. Yet only 40% of travel is on
rural roads. The distance fatality rate on urban roads is
57% lower than the rural rate. Differences in physical
characteristics contribute to this difference. A much larger
contribution is due to differences in travel speed. Speed
limits and congestion reduce travel speeds.
The average daily traffic (the number of vehicles traveling
in either direction passing the same location on a road) on
urban roads is more than five times the rural rate. During
the morning and late afternoon peak travel periods, urban
traffic is normally constrained to travel slower than the
speeds drivers would choose, and often slower than posted
speed limits (which are generally lower on urban than on
rural roads).
For the Interstate system, physical characteristics are
similar on rural and urban roads. Such physical differences
as do exist between the urban and rural Interstates tend to
generate a safety disadvantage for the urban roads (more
lanes, more exits generating more merging, overtaking, and
lane changing). Yet the rural Interstate fatality rate is
89% higher than the urban rate. As physical features of the
roadway cannot explain this, it is most plausibly attributed
to speed. Speed limits are, on average, higher on the rural
system than on the urban system. However, from 1974 to 1987
speed limits were identical on rural and urban Interstates,
as required by the nationwide maximum speed limit of 55 mph.
Yet fatality rates were still lower on the urban sections.
For example, for 1985 the urban Interstate fatality rate was
32% lower than the rural rate, a substantial difference, but
less than the 48% difference in 2001. This lower rate in
1985 is due to the safety benefits of congestion.
Fatality rates for different roadway classifications
For rural roads, the fatality rate on the Interstate is 65%
lower than on local roads. Local roads include many that are
two-lane on which vehicles may approach each other at legal
closing speeds in excess of 200 km/h and
pass separated by only a few meters. A head-on crash at such
relative speeds will likely be fatal. Improper overtaking or
loss of control on curves can produce such crashes. When
multiple-vehicle crashes do occur on freeways they usually
involve vehicles traveling in the same direction, for which
relative speeds are much less. Freeways also largely
eliminate some of the most hazardous types of crashes that
occur on local roads, including striking trees near the
roadway, intersection crashes, and impacts with pedestrians.
Speeds are, on average, lower on non-Interstate roads than
on the Interstates, yet fatality rates are more than twice
as high on the lower-speed non-Interstates. This could be
interpreted to mean that replacing all roads by Interstates
would reduce the nation's traffic deaths by more than half.
While this is neither feasible nor desirable for a host of
reasons, it does underline the important role of the
physical characteristics of the roadway in safety.
Many safety interventions, such as speed limits, reduce
mobility. However, replacing higher fatality rate roads by
lower fatality rate freeways increases both mobility and
safety. There are, however, interactive effects that reduce
the safety benefits. Enhanced mobility generates more
travel. Providing additional roadway capacity to alleviate
congestion leads not only to higher speeds, but also to
additional traffic.
Keeping roadways in good condition increases mobility, but
not necessarily safety. If a speed bump enhances safety, why
would a pothole not enhance safety?
Traffic engineering
The central impetus for much of traffic engineering is the
efficient operation of the traffic system, with safety an
important consideration. The decision to, say, replace a
stop sign with a more expensive traffic light is based
mainly on traffic volume and other operational
considerations. It is surprisingly difficult to determine
how such changes influence safety. An intrinsic problem is
that, despite the more than 16 million crashes per year in
the US,6 crashes are rare events at any particular site.
This makes it difficult to get enough before and after data
to support reliable conclusions. Other relevant factors also
change between the before and after periods.
Selecting sites for treatment because they have unusually
high crash experience encounters another technical problem -
regression to the mean.7 To illustrate the concept, assume
that all intersections have identical crash risks. Then, as
discussed in Chapter 1, all will not have the same number of
crashes in some before period because of randomness. The
intersections with the largest number of before crashes are
not expected to have a number different from the average in
any after period. If some treatment that has no influence on
crash risk is applied to the high-crash risk intersections,
a reduction will still likely
be observed due purely to randomness. It would be incorrect
to attribute it to
the treatment.
All intersections do not have equal risk, but it is
difficult to infer from counting crashes how much of an
above average number is due to random fluctuations, and how
much is due to the risk at the intersection really being
higher. Techniques have been developed to address these
problems, and the influence of many traffic engineering and
roadway features has been reliably estimated.7 As this is an
extensive subject with an extensive literature venturing
beyond the scope of this book, we limit the present
discussion to one item that is in a state of flux in the US.
Roundabouts. Roundabouts are a form of intersection
control in widespread use throughout the world, being
particularly common in Britain. They are relatively uncommon
in North America. As roundabouts require more land than
traffic lights, one might have expected them to be more
common in North America than in much higher population
density Britain. The higher use of roundabouts in Britain
is, like the choice of left or right-side driving, a
manifestation of independent evolution of traffic practice
in different continents. This may perhaps be like the
evolution of polar bears in the Arctic and penguins in
Antarctica - either creature would likely find the opposite
polar region just as congenial.
Some of the early roundabouts in the United States were of
poor design, which discouraged expanded deployment. The term
modern roundabouts refers to more recent US roundabouts of
improved design. , As the schematic in Fig. 5-4 indicates,
even the simplest roundabout controlling the right-angle
intersection of two roads, each with only one lane in either
direction, requires many design decisions. The goals of
mobility and safety are often in conflict, so that
trade-offs are required. For example, a smaller angle
between the approach lane and the circulatory roadway will
enable vehicles to maintain higher speeds, but an angle
approaching closer to 90 degrees will reduce speeds and lead
to greater safety, especially for any pedestrians present.
The complexity increases as the number of intersecting
roads, and the number of lanes per road, increases. Efforts
are underway in the US to further refine design guidelines
for improved operation and safety with the possibility of
more extensive use of roundabouts in the US.
Roundabouts essentially eliminate the most severe type of
intersection crash - one vehicle striking another on the
side. One study found that existing modern roundabouts in
the US compared to traffic signals reduced crashes by 38%,
injury crashes by 76%, and fatal and incapacitating injury
crashes by about 90%. These findings, which are in line with
experience in other countries, imply that increased use of
roundabouts in North America will substantially reduce
intersection casualties.
Vehicle factors
Vehicle factors fall into two broad categories - those aimed
at reducing harm when crashes occur, and those aimed at
reducing the risk of crashing. Chapter 4 was devoted to the
vehicle factor that has the greatest influence on the risk
of death when a crash occurs, namely, the mass (and size) of
the vehicle. Another set of vehicle factors, occupant
protection devices such as safety belts and airbags, will be
dealt with in Chapters 11 and 12. Here we consider just one
device aimed at reducing the risk of crashing, especially in
adverse weather conditions, and then discuss a number of
safety standards.
Antilock braking systems (ABS)
Antilock braking systems (ABS) use electronic controls to
maintain wheel rotation under hard braking that would
otherwise lock a vehicle's wheels. Keeping the wheels
rotating increases vehicle stability, especially
when tire/roadway friction is reduced or varying, as when
the roadway is wet. Anyone who informally investigates the
emergency-braking performance of ABS on a snow-covered
deserted parking lot will soon be impressed by the
effectiveness of the technology. Systematic test-track
evaluations have convincingly demonstrated the technical
advantages of ABS under a wide variety of conditions. -
However, the influence of ABS on crash risk cannot be
investigated on test tracks (or in parking lots) - this
requires data from
real crashes.
A number of studies used the crash experience of seven
General Motors cars (Chevrolet Cavalier, Chevrolet Beretta,
Chevrolet Corsica, Chevrolet Lumina APV, Pontiac Sunbird,
Pontiac Trans Sport, and Oldsmobile Silhouette). These were
relatively unchanged between model year 1991 and model year
1992, except that none of the 1991 models had ABS while all
the 1992 models did. Thus, comparing the crash experience of
the 1992 and 1991 models is equivalent to comparing the
experience of vehicles with and without ABS.
Two-car crashes were examined using data from five states
(Indiana, Missouri, North Carolina, Pennsylvania and Texas).
It was found that on wet roads ABS reduced the risk of
crashing into a lead vehicle by (32 ± 8)%, but increased
the risk of being struck in the rear by (30 ± 14)%. These
results provide unmistakable evidence that ABS led to large
differences in braking
in traffic.
Another study using the same data compared crash risks under
one condition to risks under another condition, as
summarized in Table 5-6. The first entry shows that ABS
vehicles have (10 ± 3)% fewer crashes on wet roads relative
to their experience on dry roads compared to the
corresponding ratio for non-ABS vehicles. If one makes the
plausible assumption that ABS does not affect crash risk on
dry roads, the result implies that ABS reduced crash risk on
wet roads by (10 ± 3)%. Likewise, assuming that ABS does
not affect crash risk when it is not raining leads to the
result that ABS reduced crash risk when it is raining by (12
± 2)%. These important crash-risk reductions appear to be
the result of ABS preventing skidding on slippery surfaces,
what the system was designed to do. If ABS has no effect on
the dry roads on which 80% of crashes occur, then the net
effect on all crashes would be a reduction of about 2%. This
is consistent with the findings of the many studies cited in
Refs 15 and that find no net reduction in crashes to be
associated with ABS. It is extremely unlikely that an effect
as small as 2% can be detected in an overall crash rate.
Early plans by insurance companies to give premium
reductions for ABS were soon abandoned in the face of no
demonstrable benefits.
The last entry in Table 5-6 shows that ABS is associated
with a (39 * 16)% increase in rollover risk. After the first
report that ABS substantially increased rollover risk, a
number of studies - found similarly large risk increases, as
summarized in Table 5-7. While the results are in some cases
based on multiple analyses of the same or overlapping data,
they nonetheless paint a picture that leaves little doubt
that equipping cars with ABS increases rollover risk. As
rollover crashes pose a high fatality risk, it is not
surprising that there is no evidence that ABS reduces
fatality risk overall.20, Indeed, the data suggest an
increase is more likely than a decrease.
Why does ABS increase rollover risk? The finding that
ABS increased rollover risk generated much concern by
government officials and auto executives, who urgently
sought explanations. Surveys showed that many drivers did
not know that their vehicles had ABS, and those who did know
were often unaware what ABS did, or how they were supposed
to use it.16 There seems to be no convincing reason why a
lack of knowledge about ABS should increase rollover risk.
It is, of course, possible that wheels rotating rather than
locking, or other engineering effect could, could promote
rollover, but evidence is lacking.
The finding of higher rollover risk for ABS cars is not all
that surprising given that one of the earliest technical
papers on driving, published in the American Journal of
Psychology in 1938, discussed why better breaking does not
enhance safety. (We discuss this in detail in Chapter 13).
Here we address specifically why ABS does not enhance safety
even though it provides demonstrably superior braking.
Evidence the ABS-equipped vehicles are driven at higher
average speeds.
I believe that the reason behind these effects is that ABS
leads to marginally higher average travel speeds. While
there are no rigorous studies showing that ABS vehicles
travel at higher speeds than non-ABS vehicles, I am
nonetheless confident that this is the explanation because
of the combined weight of the following evidence:
1. Data from Oregon for the same previously mentioned seven
GM cars showed that the fraction of all traffic violations
that were for speeding was greater for the ABS cars.15
2. ABS-equipped taxis in Norway were observed to follow at
shorter headways than non-ABS taxis. Other research
indicates that tailgaters drive faster. ,
3. The previously mentioned result that on wet roads ABS
cars were (30 ± 14)% more likely to be struck in the rear
than non-ABS cars is consistent with the interpretation that
ABS was facilitating closer following, which led to braking
levels that following cars without ABS could not match.
4. A 10% increase in average severity was associated with
ABS in Canadian insurance claims, consistent with higher
speeds.
5. A test-track experiment suggested that drivers of ABS
vehicles choose higher travel speeds.
6. I have asked the following question to many audiences.
"Have any of you, under any circumstances, on any
occasion, ever driven faster because your vehicle was
equipped with ABS"? Generally a few hands are raised. I
then ask the parallel question with "slower"
replacing "faster". It is rare for anyone to
indicate that they ever drove slower because they had ABS.
Any instance of faster driving not balanced by one of slower
driving implies that average speed is higher with ABS. The
accumulated responses provide overwhelming statistical
evidence that drivers self-report that, on average, they
drive faster when they have ABS.
7. Respondents to a formal written questionnaire indicated
they would drive faster if driving an ABS-equipped vehicle.
8. My own average speed is unquestionably higher with ABS.
Before I had ABS and snow covered the two-lane road on which
I commuted, I chose a speed sufficiently low to preclude
much risk of moderate braking. I did not relish the
possibility of skidding into oncoming traffic or into the
deep drainage ditch on my right. When ABS eliminated these
risks, I naturally drove faster. (As stated on p. 359, I
have never been in a crash).
The risk of rollover is expected to depend very steeply on
speed, so that even small speed increases generate large
increases in rollover risk. While injury risk from, say,
hitting a tree depends strongly on speed, it does so as a
continuous function of speed. Rollover is more of a trigger,
or threshold, phenomenon. A small increment of speed can
make the difference between no incident of any type and a
fatal rollover crash. Fatality risk, averaged over all
crashes, increases as the fourth power of travel speed, so
rollover fatality risk is expected to increase even more
steeply than this. It is plausible that an undetectable
small increase in travel speed associated with ABS would
lead to the observed increases in rollover risk.
Is ABS a desirable technology? It is hard to imagine
reasons why a driver would not prefer a vehicle with ABS
over one without ABS, other factors being equal. Better
braking is a desirable vehicle feature. However, it can be
used to increase mobility or safety. Mobility may be
increased by traveling at higher speeds, maintaining
cruising speeds longer before beginning to stop, or by
completing severe-weather journeys that would be abandoned
if ABS were unavailable. We have treated this subject in
some detail because it illustrates many themes that are
central to traffic safety. It particularly provides guidance
regarding the likely performance of proposed new
technologies.
Major public efforts to incorporate advanced
technologies
ABS is an example of applying advanced technology in an
effort to enhance vehicle safety. It is the example that has
had by far the most thorough evaluation. Many ABS effects in
traffic are well established in multiple studies. The
motivation and funding for ABS technology came from the auto
industry, and led to a product that found widespread
customer demand, notwithstanding its lack of any
demonstrated overall safety benefit.
Major public funds have been spent in attempts to increase
the use of modern technology to improve the performance of
vehicles and the systems in which they operate. In the US,
part of the Intermodal Surface Transportation Efficiency Act
of 1991 authorized substantial expenditures to support
Intelligent Vehicle Highway Systems (IVHS). The goal was to
use a range of smart car and smart highway technologies to
improve the safety, efficiency, and environmental
friendliness of the highway system. This concept later
evolved into Intelligent Transportation Systems (ITS), with
stated aims of applying electronic, computer, and
communication technology to vehicles and roadways to
increase safety, reduce congestion, enhance mobility,
minimize environmental impact, increase energy efficiency,
and promote economic productivity for a healthier economy.
In Europe Programme for European Traffic with Highest
Efficiency and Unprecedented Safety (PROMETHEUS) was
generously funded.
These programs generated massive activity, committees,
bureaucracy, and extensive documentation on process,
coordination, goals, needs, problem statements, definitions,
and so on. Claims were made that reducing congestion would
enhance safety, whereas the opposite is to be expected. It
was likewise claimed that improved driver information would
reduce congestion, without realizing that such a claim
implied rejecting Wardrop's celebrated 1952 principle,
"journey times on all routes actually used are
equal." This principle is at the core of traffic
assignment modeling and has been accepted for decades as a
good approximation when traffic is in a normal, or
equilibrium, state. If the equilibrium is disturbed by, for
example, a crash, then information can be helpful in
selecting an alternate route. However, a few drivers
receiving such information by traditional radio broadcasting
will soon establish a new equilibrium, restoring a new
parity between routes. Under the umbrella of these
government-supported programs some technologies, such as
on-board vehicle navigation, in-vehicle telephones,
Internet, and on-board television reception, advanced.
However, the advances were underway and would have occurred
through the same competitive forces that produced earlier
automotive innovation. I have been unable to discover in the
mountain of literature any understandable summary of what
was accomplished at such vast public expense. An approximate
estimate of the expense is also unavailable because each
item is a not too clearly identified portion of some larger
transporting allocation.
The situation brings to mind comments of Ezra Hauer, the
distinguished Professor Emeritus of Transportation at
Toronto University.
Those amongst you who have attempted a critical review of
the literature will attest that many of the research reports
found will be quickly discarded. They will be found
deficient in method, too small to draw conclusions from,
inconclusive, obsolete, of obscure message, biased, or
otherwise fatally flawed. In the end one is left with very
few studies that are not obviously unreliable and the
results of which do not contradict each other. That this is
not an exaggeration but the actual state of affairs I know
from rich personal experience and from noting the experience
of many others. The obvious question is why so much effort,
by so many, on so many subjects has produced so little
light? Why so much that has been published is unsound,
inconclusive and generally of little practical use. The
answer becomes obvious if one recognizes how much is
produced and published by one-day wonders, by itinerant and
untrained researchers without experience, here today - gone
tomorrow. How much research has been ill conceived by those
who set the question to be answered, who provided the money,
who approved the research method, who accepted the product
and who published the results.
US Federal Motor Vehicle Safety Standards (FMVSS)
Since the beginning of motorization auto manufacturers
developed and marketed vehicle features aimed at increasing
safety, including automatic windshield wipers (1921),
four-wheel brake systems (1924), interior sun visors (1931),
electric turn signals (1938), door safety latches (1955),
etc. The National Motor Vehicle Safety Act of 1966 empowered
NHTSA to develop Federal Motor Vehicle Safety Standards (FMVSS).
All vehicles manufactured in 1968 or
later had to meet a number of these in order to be offered
for sale. New standards continue to be promulgated and those
in place continue to be refined. In some cases standards
required all vehicles to include features already available
on some, while in other cases completely new performance
standards were specified.
There are three main categories of standards for cars. Those
numbered in the 100's apply to crash avoidance, those
numbered in the 200's apply to occupant protection, given
that a crash occurs, and those in the 300's apply to the
post-crash period. The standard generating by far the most
comment and controversy is FMVSS 208, which deals with
occupant protection (safety belts, airbags). This is treated
in Chapters 11 and 12.
Here we mention only standards (other than FMVSS 208) that
have led to a measured change in fatality risk. The
effectiveness of a standard can be estimated by comparing
the fatality rate of a vehicle satisfying the standard with
the rate of pre-standard model year versions of the same
vehicle. The estimates discussed below are all from NHTSA.
The largest effects are associated with the earliest
standards introduced. As evaluation must use data from
periods close to the introduction of the standard, the
estimates are necessarily from earlier periods. The
calculations below use the mix of vehicles, crashes, etc.
applying at the times of the studies.
The largest fatality reductions are from the combined
effects of FMVSS 203 and FMVSS 204. FMVSS 203 required
energy-absorbing steering columns designed to cushion the
driver's chest in a frontal crash. FMVSS 204 limited the
rearward displacement of the steering wheel towards the
driver. The energy-absorbing, or collapsible, steering
column which meets these standards was first introduced by
General Motors in 1966. It involves dividing the steering
column into two separate sections, and joining them with a
sleeve made from relatively thin sheet metal. When a
driver's chest impacts the steering wheel, the sleeve
crumbles thereby reducing the forces on the driver's chest.
The collapsible steering column was designed to reduce
driver fatality risk in frontal crashes, but should not
affect passenger risk or driver risk in non-frontal crashes.
Hence, effectiveness could be estimated by comparing
right-front passenger to driver fatality risk, or by
comparing driver risk in frontal crashes to driver risk in
non-frontal crashes. Applying each method to 1975-1979 FARS
data produced estimates of 13% and 11%. , Although these
estimates are not independent in that each uses the same
driver fatalities, the agreement nonetheless suggests a
fairly robust effect. The average, (12.1 ± 1.8)%, applies
to frontal crashes which accounted for 54% of driver
fatalities. Thus the device provides a net 6.6% reduction in
driver fatality risk or, when averaged over all car
occupants, a 4.4% reduction (Table 5-8).
The 6.6% reduction in driver fatality risk from this very
simple, reliable, and inexpensive device that hurts no one
is two thirds that of the 10% reduction from airbags
(Chapters 11 and 12). The collapsible steering column,
unlike the airbag, is a passive device in that the user does
not have to know anything or take steps, such as avoiding
being close to it. Indeed, few users even know it is there.
Improvements in instrument panels from 1965 to 1975 are
estimated to reduce fatality risk by about 13% for
unrestrained front passengers in frontal crashes,
or by 7% for all crashes. As right-front plus center-front
passengers constituted 24% of car-occupant fatalities, this
reduces unrestrained car-occupant fatalities by about 1.7%.
Side door beams (FMVSS 214) are estimated to have reduced
risk by about 1.7%. Improved door locks and door retention
components (FMVSS 206) and improved roof crush resistance (FMVSS
216) are estimated to reduce fatality risk by 1.5% and
0.43%. Adhesive bonding is estimated to halve windshield
bond separation and occupant ejection through the
windshield, thereby preventing 105 fatalities annually. As
an approximation, we express this as an average risk
reduction of 0.39% for all occupants.
Head restraints for drivers and right-front passengers are
estimated to reduce overall injury risk in rear impacts by
12%. Let us make the very approximate assumption that this
applies also to fatalities, about 3% of which result from
rear impact (principal impact point 6 o'clock), so we obtain
a net reduction in outboard-front occupant fatalities of
0.36%, or 0.33% of all occupant fatalities.
One measure aimed at crash prevention rather than occupant
protection, namely dual master brake cylinders, is estimated
to prevent 260 fatalities, or 0.9%.
Combined effect of all standards. Although summing
contributions in Table 5-8 gives an approximate estimate of
the total reduction in risk from the combined effects of all
the individual reductions, this is an incorrect calculation.
The application of two measures that reduce risk by 50% does
not eliminate risk, but reduces it by 75%. There are no
logical problems with three measures that each reduce risk
by 50%. If better brakes prevent a crash, then the
contribution of the energy absorbing steering column must
not be included for the crash that did not occur.
Seven of the eight items in Table 5-8 apply to drivers.
Their combined effect is a reduction in driver fatality risk
computed as
Applying similar reasoning gives that the combined effects
of all the standards reduce fatalities to right-front,
center-front and all rear passengers by 11.8%, 11.5%, and
4.8%. These passengers are 23%, 1%, and 8%, respectively, of
all occupant fatalities, drivers being the remaining 68%. By
weighting each reduction by the corresponding occupancy, the
combined effect of the six measures in Table 5-8 is
estimated to reduce car occupant fatalities by 10.9%.
Table 5-8 does not include all changes that may have reduced
car-occupant fatalities, but only those for which fatality
reductions have been quantitatively estimated. Other FMVSS
standards may be associated with fatality reductions too
small to have been measured, yet important in terms of total
numbers. If a change prevents, say, 20 fatalities per year,
it is exceedingly unlikely that it will be detected in field
data. If the 10.9% estimate is increased by half of its
estimated value to capture the missed effects, this implies
that vehicle changes have reduced occupant fatality risk by
about 16%. Many automotive engineers consider that the
cumulative effect of vehicle changes have reduced
car-occupant risk somewhere in the range 10% to 25%, a range
consistent with the above discussion.
It is to be expected that the largest fatality reductions
are associated with the earliest standards, as the most
fruitful opportunities are naturally addressed first. While
it is in principle possible to always keep generating some
increment of increased safety in vehicles, the law of
diminishing returns soon sets in.
The discussion has attributed the risk reductions to the
standards. As many of the changes would (and in fact did)
occur without the standards, and vehicle safety improved
prior to the standards, only some unknown fraction of the
reductions can be attributed directly to the standards.
Attempts to estimate aggregate effects of FMVSS standards
directly. Rather than estimating the aggregate effect of
the standards by combining contributions from specific
standards, it would be desirable to examine the overall
effect by a more general change in fatalities from
pre-regulation to post-regulation vehicles. Such a task is
rendered difficult because the earliest calendar year for
FARS data is 1975, by which time the newest cars unaffected
by FMVSS standards, namely 1967 model-year (MY) cars, were
already eight years old. Thus any study using FARS data must
necessarily focus on very old cars, which have use and
ownership patterns that differ from those for newer cars by
larger amounts than are expected to be associated with
vehicle design standards.
One much cited study estimated the combined effects from all
changes by comparing fatalities per unit distance of travel
for pre-1964 MY cars, 1964-1967 MY cars, and 1968-1977 MY
cars, as estimated by applying multivariate analysis to
1975-1978 FARS data. The study concluded, "The numbers
of deaths avoided by the federal safety standards amount to
26,500 occupants, 7,600 pedestrians, 1,000 pedalcyclists and
2,000 motorcyclists - for a total of about 37,000 people who
would have died without the standards in those years"
(the four years 1975-1978). Another much cited study
applying multivariate analysis to similar data finds no net
reduction associated with the standards. I have previously
discussed these studies in greater detail. (p 81-83)
Such disparate conclusions from the same data illustrate
what seems to be an intrinsic problem with complicated
multivariate analyses. There are so many choices of
variables and of transformations at the discretion of the
analyst that the detached reader rarely has any way of
knowing whether the analysis is performed to discover new
information or to buttress prior beliefs. The reader cannot
generally check the calculation, nor get a clear sense of
the origin of the claimed effects. Differences in
interpretation often do not flow from, say, different
assumptions that can be discussed in terms of plausibility,
but from such arcane issues as whether to use the logarithm
or the reciprocal of the dependent variable in specifying
the model. Often effects are reported that exceed reasonable
physical explanations, or are inconsistent with
straightforward observations. Claims of large benefits based
on multivariate analyses seem so often to represent the
triumph of zeal over science, or even over common sense.
A simple examination of the trends in Figs 3-3 through 3-5
(p. 38-40) is sufficient to refute any claim that a dramatic
reduction in fatalities followed the introduction of
vehicles satisfying safety standards in the late 1960s.
Extravagant claims of benefits from US vehicle regulation
continue to be made - and refuted by data. In Chapter 15 we
discuss the role that inflated claims of benefits from
vehicle factors played in the dramatic failure of US safety
policy.
Summary and conclusions (see printed text)
References for Chapter 5 - Numbers in [ ] refer to superscript references in book that do not correctly show in this html version. To see how they appear in book see the pdf version of Chapter 1.
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