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Copyright © 2004 by Leonard Evans |
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1 Introduction
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Traffic safety - a grossly underemphasized problem
More than a million people are killed on
the world's roads each year. The total is expected to
increase steeply as the number of motor vehicles increases
rapidly in many formerly less-motorized countries, and will
likely exceed 2 million by the year 2020. Traffic crashes
are one of the world's largest public health problems. The
problem is all the more acute because the victims are
overwhelmingly young and healthy prior to their crashes.
More than 40,000 people are killed on the
roads of the United States each year. , In a typical month
more Americans die in traffic than were killed by the 11
September 2001 terrorist attacks on New York and Washington.
The families of the traffic-crash victims receive no
particular consideration or compensation from the nation or
its major charitable organizations. Since the coming of the
automobile in the early days of the twentieth century, more
than three million Americans have been killed in traffic
crashes, vastly more than the 650,000 American battle deaths
in all wars, from the start of the revolutionary war in 1775
through the 2003 war in Iraq.
When 14 teenagers died in the 1999
Columbine High School shootings, much of the population of
the US, led by President Clinton, grieved along with the
bereaved families. Yet more teenagers are killed on a
typical day in US traffic. In 2002, 5,933 people aged 13-19
were killed, which is an average of 16.3 teenagers killed
per day. These deaths barely touch the nation's
consciousness. Families bereaved by a traffic death are no
less devastated than the Columbine families. Indeed, their
burden may be even more unbearable as they do not receive
the support provided to the Columbine families.
Injuries due to traffic crashes vastly
outnumber fatalities, with over 5 million occurring per year
in the US, most of them minor. The number of injuries
reported depends strongly on the level of injury included.
Applying the US ratio of 120 injuries for each fatality
implies about 120 million annual traffic injuries worldwide.
Dividing this by the world population of 6 billion, implies
that the average human being has a near two percent chance
of being injured in traffic each year - more than a fifty
percent chance in a lifetime.
Traffic crashes also damage property, especially vehicles.
By converting all losses to monetary values, it is estimated
that US traffic crashes in 2000 cost $231 billion,8 an
amount greater than the Gross Domestic Product of all but a
few countries.
This book describes what has been learned
by applying the methods of science to understand better the
origin and nature of the enormous human and economic losses
associated with traffic crashes. Particular attention is
devoted to describing successful and unsuccessful
interventions. Information from throughout the world is
used, although more from the US than from any other country.
This is mainly because, with 226 million vehicles in 2002,3
the US provides more data than any other single nation. In
addition, the US Department of Transportation maintains data
files of unmatched magnitude, availability, and quality.
In view of the enormity of the losses in
traffic, it is not surprising that different facets of the
problem are illuminated by many disciplines. Guidance is
sought from basic physical principles, engineering,
medicine, psychology, behavioral science, law, mathematics,
logic, and philosophy. Phenomena that flow in a fairly
direct way from the properties of mechanical systems and the
human body are expected to apply in general and not just to
the laboratory or jurisdiction in which they were measured.
We assume this to be so, notwithstanding the closing remarks
of an attorney to a New Jersey jury, "The laws of
physics are obeyed in the laboratory, but not in rural New
Jersey." The jury, evidently moved by the force of this
argument, found in favor of his client!
There is no reason why the effectiveness
of occupant protection devices such as safety belts or
airbags in preventing fatalities should vary all that much
from jurisdiction to jurisdiction. For the same wearing
rates, safety belts are expected to produce a similar
percent reduction in fatalities in New Jersey as anywhere
else. However, because no single state provides sufficient
data to estimate belt effectiveness satisfactorily, such
estimates are better based on data from the entire nation.
On the other hand, many aspects of traffic safety are highly
jurisdiction-specific due to variations in cultural or legal
traditions. For example, alcohol plays different roles in
traffic safety in Sweden, Saudi Arabia, the US, and Israel.
While safety is an important consideration in many human
activities, it has a particularly prominent role in
transportation. Every type of transportation system involves
some risk of harm, as has been the case since antiquity, and
seems likely to remain so in the future. The primary goal of
transportation, the effective movement of people and goods,
is better served by ever increasing speeds. A substantial
proportion of technological innovation for the last few
thousand years has focused on increasing transportation
speeds, from human and animal muscle power to supersonic
flight.
The subject of this book is crashes of vehicles running on
wheels propelled by engines along public roads. The term
traffic will refer to this system unless stated otherwise.
Many concepts that pervade traffic safety and apply to
vehicle crashes in general can be illustrated using the
example of the most famous transportation crash of all time
- one which did not occur on a road.
The sinking of the Titanic
On Sunday 14 April 1912, the 47,000-ton liner Titanic
maintained its top speed of 22.5 knots (42 km/h) despite
receiving nine ice warnings. At 11:40 pm the crew reported
an iceberg directly ahead. Despite evasive action, a
glancing impact ripped a 90 meter gash in the starboard
side. The Titanic sank at 2:20 am on Monday 15 April, 2
hours and 40 minutes after the impact, with the loss of over
1,500 lives, including that of the 62-year-old captain,
Edward J. Smith.
What if?
Any incident leading to harm begs a series of agonizing
"what if" questions. What if, by chance, the
Titanic had been a few dozen meters north or south of its
actual position? What if the lookout had spotted the iceberg
a few seconds earlier? What if there had been more effective
procedures for deploying the available lifeboats? What if
there had been more lifeboats? If the available lifeboats
had been safely filled well beyond their stated heavy-sea
capacity, could everyone have been saved? It is generally
concluded that if the ship had maintained its initial high
speed, the resulting increase in rudder effectiveness would
have prevented contact with the iceberg. It is also claimed
that cutting the speed to half, rather than stopping
completely after impact, forced additional water into the
vessel. Another hour afloat could have had a substantial
effect on casualties, as the liner Carpathia arrived less
than two hours after the Titanic sank.
What if the captain had been younger? The
Titanic's skipper, 62-year-old Captain Edward J. Smith,
senior captain of the White Star Line, was on his last
scheduled voyage.12 In finest maritime tradition, he went
down with his ship. Notwithstanding all the advances in
gerontology, medicine, monitoring, and anti
age-discrimination legislation, present US law prohibits
anyone of Captain Smith's age from piloting a
passenger-carrying aircraft. Captain Smith's behavior,
before and after the crash (well portrayed in Cameron's
movie Titanic), was likely markedly different from what it
would have been when he was in his 40s. This raises the
question "Was the sinking of the Titanic an older
driver problem?"
What if impact had been head-on? One
"what if" given less attention than others is:
What if no one had spotted the iceberg and the Titanic had
crashed head-on into it at 42 km/h? When a car traveling at
42 km/h strikes an immovable barrier, about 8% of its total
length (or about 0.4 m) is crushed. The uncrushed portion of
the car experiences an average deceleration of 170 m/s2,
equivalent to 17 times the acceleration due to gravity, or
17 G. The associated forces of the occupants against their
safety belts are likely to produce some injuries (unbelted
occupants would sustain greater levels of injury as they
continue to travel at 42 km until abruptly stopped by
striking the near-stationary interior of the vehicle).
Assume, as a very rough approximation, that 8% of the
Titanic's 269 m length would have been crushed by the
head-on impact. This 21.5 m of crush would generate an
average deceleration of 3 m/s2, or about 0.3 G. The energy
dissipated, equivalent to 30,000 cars crashing (in the 4
seconds required to complete the crushing), would have made
an enormous noise. Those in the 92% of the liner that was
not crushed by the impact would have experienced a mild
deceleration, not too unlike that of a car or train coming
to a gentle stop. Anyone in the portion that was crushed
would likely have been killed or seriously injured. As few
crewmembers, and even fewer passengers, would be close to
the front of the ship at near midnight on a cold night,
casualties would have been light. The ship would have been
in no danger of sinking because of its watertight
compartment structure. It would likely have returned to its
maker in Belfast for repairs, and today almost nobody would
have heard of it.
Crashworthiness and crash prevention
Neither builder nor owner ever used the term
"unsinkable." However, the claim of a high level
of design safety was well justified, notwithstanding many
later questions about the quality of the steel sheeting, the
absence of tops on the watertight compartments, and the
number of lifeboats. The Titanic contained the best
crashworthiness that had ever been engineered into a ship.
However, engineering safety must be viewed in the context of
the way it is used. Interactions between crashworthiness and
crash avoidance are examples of more general behavior
feedback effects (or technology/human interface effects)
that are important in safety. - Changes in any factor tend
to generate changes in all the others. Every piece of the
safety puzzle tends to connect with many others. Less
confidence in the Titanic's crashworthiness would likely
have led to more caution on the bridge. Shakespeare writes,
"Best safety lies in fear." (Hamlet: Act I, Scene
3). Because of the unsafe ice conditions, many less safe
vessels spent the night still in the water waiting for
better sailing conditions after sunrise.
Number of fatalities - reliability of data
Immediately after the sinking, official inquiries were
conducted by a special committee of the US Senate (because
American lives were lost) and the British Board of Trade
(under whose regulations the Titanic operated). The total
numbers of deaths established by these hearings were:
US Senate committee:
1,517 lives lost
British Board of Trade:
1,503 lives lost
Confusion over the number of fatalities was exacerbated
by the official reports to the US Senate and the British
Parliament that revised the numbers to 1,500 and 1,490,
respectively. Press reports included numbers as high as
1,522. Additional revisions cement the conclusion that we
will never how many people died on the Titanic. (We do know
that there were 705 survivors).
The uncertainty regarding the number of deaths on the
Titanic alerts us to the likelihood of uncertainties in even
the most seemingly reliable data. At some intuitive level,
one might expect the number of deaths to be generally
determinable without mistake. For various reasons, this is
rarely the case. While there is uncertainty associated with
fatality data, such data constitute, by far, the most
reliable safety data available. Hence, much of the
scientific study of traffic safety focuses on fatalities.
Number of lives lost - influence on public interest
and concern
Another general safety lesson from the Titanic - the total
number of lives lost is not the primary influence on our
thoughts. This is important because if people see a problem
as important they are more willing to support the cost and
possible inconvenience of countermeasures. After the sinking
of the Titanic many safety measures were enacted which are
still at the core of passenger safety at sea - yet it is not
clear how many lives, if any, they have saved.
In January 1945, the German troop carrier Wilhelm Gustloff
was sunk by a torpedo fired from a Russian submarine with
the loss of about 10,000 mainly civilian lives. (There is
much uncertainty about the total, but certainly about six
times as many perished as on the Titanic). Nor is the
overriding criterion the nation of origin or the nationality
of the victims. The largest number of deaths in an airship
resulted from the crash of the US Navy helium-filled
dirigible Akron in 1933 The 73 lives lost were more than
twice as many as the 36 lost in the vastly more famous 1937
Hindenburg disaster. Four airship crashes (one US, one
French, and two British) each produced greater loss of life
than the Hindenburg crash. All these losses are, of course,
minor compared to losses in war and in traffic.
Terminology
The above discussion has introduced a number of terms, which
we now discuss more formally.
Traffic safety
The term traffic safety is used widely by specialists and
the public. Such use rarely generates serious
misunderstanding even though there is no precise, let alone
quantitative, definition of traffic safety. The general
concept is the absence of unintended harm to living
creatures or inanimate objects. Quantitative safety measures
nearly always focus on the magnitudes of departures from a
total absence of some type of harm, rather than directly on
safety as such. Depending on the specific subject and on
available data, many measures are used. As mentioned above,
in this book the term traffic will be confined to vehicles
with engines traveling on wheels along public roads.
Crash
A vehicle striking anything is referred to as a crash. The
widely used term accident is considered unsuitable for
technical use. - Accident conveys a sense that the losses
are due exclusively to fate. Perhaps this is what gives
accident its most potent appeal - the sense that it
exonerates participants from responsibility. Accident also
conveys a sense that losses are devoid of predictability.
Yet the purpose of studying safety is to examine factors
that influence the likelihood of occurrence and the
resulting harm from crashes. Some crashes are purposeful
acts for which the term accident would be inappropriate even
in popular use. At least a few percent (perhaps as much as
5%) of driver fatalities are suicides. , There is a body of
evidence that media reports of suicide generate copycat
suicides, , including by motor vehicle, , which provides the
most socially acceptable and readily available means.
Although the use of vehicles for homicide may be less common
than in the movies, such use is certainly not zero. Popular
usage refers to the crash of Pan Am flight 103, now known to
be a purposeful act and therefore no accident in any sense
of the word. Even more so, the events of 11 September 2001
were known to be intentional acts immediately after the
second plane crashed into the World Trade Center. There is
ongoing discontinuance of the word accident. In 2001 the
British Medical Journal prohibited the use of the term in
its publications,26 and in 1999 the NHTSA renamed various
data files. For example, the former Fatal Accident Reporting
System had its name changed to the present Fatality Analysis
Reporting System, thus preserving the acronym FARS. The
traffic engineering profession is proving a slower learner
on this matter.
Factors rather than cause
The term cause is used cautiously because it can too easily
invoke the inappropriate notion of a single cause, such as
is common in the physical sciences. Crashes result from many
factors operating together. To say that the loss of life on
the Titanic was caused by the absence of a mandatory
retirement age for captains, the owner being on board, the
lookout being not alert enough (or too alert), by climate
conditions, or by poor quality steel may generate more
confusion than clarity. Instead of focusing on a single
cause, we generally think in terms of a list of factors,
which, if different, would have led to a different outcome.
The goal in safety analysis is to examine factors associated
with crashes with the aim of identifying those that can be
changed by countermeasures (or interventions) to enhance
future safety.
Passengers, drivers, occupants
Any person in (or in the case of a motorcycle, on) a vehicle
is referred to as an occupant. For the vehicles that form
the main subject of this book, occupants are either drivers
or passengers. Using the term passenger to include pass-engers
and drivers leads to needless confusion. For example, US
Government data compilations apply the term passenger miles
to different transportation modes. While it is clear that
drivers are included for personal automobiles and
motorcycles, it is not clear who is included for taxis,
busses, aircraft, rail, etc. Different vehicles can include
various categories of occupants (passengers, drivers, flight
crew, cabin crew, stowaways, hijackers, etc). Although the
term passenger car rarely causes much confusion, it is
particularly inappropriate because most cars (the preferred
term) travel with zero passengers.
Data, airbag, age, GB, gender, consequences of crashes
Collections of observed numbers are referred to as data and
not statistics. Since statistics is the name of a branch of
mathematics dealing with hypothesis testing and confidence
limits, using it to also mean data invites needless
ambiguity. Data will always be treated as plural (singular
is datum). Treating airbag as one word is a clear choice -
it shortens, simplifies, and avoids ambiguities.
We follow common usage in referring to ages - age 20 means
people with ages equal to or greater than 20 years, but less
than 21 years. This is plotted at 20.5 years, very close to
the average age of 20-year-olds; 40-year-olds are not quite
twice as old as 20-year-olds, which might come as good news
to some!
British data and laws are sometimes for the entire United
Kingdom, sometimes for Great Britain, sometimes for England
and Wales, and sometimes for England. Accuracy is
compromised in favor of simplicity by using GB in this book
on many occasions when UK is correct. Likewise, this book
uses only gender, even in cases in which sex would be more
correct.
The consequences of crashes include fatalities, injuries and
property damage. Useful terms encompassing all of these are
harm and losses. Casualties means injured plus killed.
Context determines whether injured excludes fatally injured.
Crashworthiness and crash prevention
Measures that reduce harm can be placed into two distinct
categories.
· Crashworthiness, or crash protection, refers to
engineering features aimed at reducing losses, given that a
specific crash occurs. Examples include padding the vehicle
interior, making structure that is not close to the occupant
crumple during the crash while keeping the occupant
compartment strong to prevent intrusion of struck objects,
and devices such as airbags and collapsible steering
columns. Reducing risks of post-crash fires (and in the case
of ships, of sinking after crash impact) are crashworthiness
features.
· Crash prevention refers to measures aimed at
preventing the crash from occurring. Such measures may be
either of an engineering nature (making vehicles easier to
see, better braking, radar, etc.) or of a behavioral nature
(driver selection, training, motivating and licensing,
enforcing traffic laws, etc.).
Comparison of effectiveness of crashworthiness and
crash prevention
A fundamental difference between crashworthiness and crash
prevention is that when a crash is prevented all harm is
reduced to zero. Improved crashworthiness rarely eliminates
all harm, but instead reduces the level of harm (say,
converting a fatality into quadriplegia, or quadriplegia
into paraplegia, or an expensive vehicle repair into a less
expensive repair). The finding that safety belts reduce
car-driver fatality risk by 42% means that a population of
unbelted drivers sustaining 100 driver fatalities would have
sustained 42 fewer if all drivers had used belts. However,
the 42 survivors would sustain injuries, in many cases very
severe injuries. Crashworthiness is measured by the percent
reduction in risk for some specific level of injury, such as
fatality or minor injury. A crash prevention measure that
reduces crash risk by some percent is necessarily a far more
effective intervention than a crashworthiness measure with
the same percent effectiveness.
Less-motorized countries
Countries containing few vehicles per million population are
central to many studies. The term less-motorized countries
is a straightforward way to refer to such countries. Yet all
too often the designation developing countries is used
without justification or explanation. A common indication of
development is growth of Gross Domestic Product. By this
measure, the countries of North America and Western Europe
are developing, while many less-motorized countries are not.
Technical writing should strive for simple value-free terms,
resisting the currently fashionable intrusion of Orwellian
language aimed at furthering political agendas at the
expense of accuracy and clarity.
Units
Given the high level of uncertainty intrinsic in many
traffic safety studies, it is important to avoid injecting
extraneous confusion and ambiguity from other sources.
Accordingly, when questions of units arise, I have tended to
be explicit. The workings of nature are, of course,
independent of units. An intelligent visitor from another
galaxy could accurately predict when a dropped object would
strike the ground using the same physical laws familiar to
us. However, the numerical values used in the calculation
would have nothing in common with values in a calculation
performed by an earth inhabitant.
The core of science is quantification, which requires
measuring values of quantities, or variables. Variables
should, to the extent practicable, be considered without
regard to their units of measurement. For example,
fatalities for the same distance of travel is preferred over
fatalities per billion kilometers of travel. The statement
that fatalities for the same distance of travel tends to
decline by about 5% per year is independent of the units in
which distance is measured. Thinking about variables without
regard to the units in which they are measured is universal
in science, and common in general usage. For example, one
asks for a person's height, an appropriate variable name;
one does not ask for their inchage or meterage. The answer
must contain units, but units need not appear in the
question. Sometimes it is impractical to avoid using units
in table column headings or in names of variables, such as
fatalities per year; here the unit of time is so universal
that little confusion can result.
The term billion will be used, as in the US, to mean one
thousand million, or 109. The "British billion",
still occasionally used in Britain and Continental Europe is
1012, a thousand times as large. So it is not true that
everything is bigger in the US!
Another reason why throughout the book I am particularly
explicit about units is the hope that by doing so I might
help encourage a more unified and rational practice. Such
optimism probably merits the same dismissal as Dr. Samuel
Johnson's description of a second marriage as "the
triumph of hope over experience." I have tended to use
the SI system, the internationally agreed-upon metric system
of units which is accepted by most of the world's countries
but rarely used correctly in any of them. For topics in
which British or US data are particularly relevant I
generally use the customary units of those countries. For
some topics the awkwardness of mixed units was unavoidable.
Simple questions without simple answers
Such simple safety questions as "Is this type of
vehicle safer than that type of vehicle?" or "Are
women safer drivers than men?" often arise. The
questioners are usually disappointed when informed that the
question is a lot more complicated than it appears. We
illustrate the problem with a different simple question to
which most of us do know the answer. Is it safer to keep a
pet crocodile or a pet dog?
Is it safer to keep a pet crocodile or a pet dog?
If one knew little about crocodiles or dogs, the first thing
to do would be to consult data, where one would find that
far more people are killed per year by dogs than by
crocodiles. It would be unwise to conclude that such a clear
difference justified favoring a pet crocodile over a pet dog
on grounds of safety. Even after recognizing that fatalities
per year is not an appropriate measure, the way to proceed
is far from obvious. Human fatalities per animal appears a
better, yet still flawed, measure. People approach close to
dogs, but keep far from crocodiles. Even if one normalized
for proximity, the problem remains that even without the
benefit of data-based studies, people exercise more care
near crocodiles than near dogs. So, all in all, it would be
very difficult to answer the question "Is it safer to
keep a pet crocodile or a pet dog?" based on comparing
fatalities from dog and crocodile attacks.
The problem of exposure
The example above illustrates that knowledge about the
numbers of persons injured at some level is rarely
sufficient to answer specific traffic safety questions
without an appropriate measure of exposure - the numbers
exposed to the risk of being injured. There is no
all-purpose definition of exposure; it always depends on the
question being addressed. If we want to know if more males
or females are killed in traffic crashes in the US, the
answer is simply the count of the number of deaths. The
answer is unmistakably clear - more males are killed. We may
want to know how the risk per capita depends on gender -
then again, using population data, we find the equally clear
answer that there are more male deaths per capita than
female deaths per capita. This does not address how the risk
of crashing for the same distance of travel depends on
gender. To do this we compute the number of deaths for the
same distance
of travel, and find little difference depending on gender.
This provides a measure of the rate for the same distance of
driving, but not for the same distance of driving under
identical driving conditions. As it is likely that males do
more driving under more risky conditions (while intoxicated,
at night, in bad weather, etc.), these additional factors
might also be considered part of the measure of exposure.
Assume that it turned out that one gender did have a higher
crash rate under identical driving conditions, but that it
is suggested that this is due to faster driving under the
same conditions, and that this should be incorporated into
the measure of exposure. Suppose that when this is done, a
difference in fatality rate is now thought to be due to one
gender being more vulnerable to death from the same impact,
and that this also should be normalized. It should be
apparent that this process must ultimately end in the rates
being identical, and the vacuous conclusion that when you
correct for everything that is different, there cannot be
any differences!
All measures are rates
Because of the above considerations, it is probably best to
use the term exposure sparingly, and with caution. One
should certainly not use the frequently occurring expression
that some measure is "corrected for exposure."
The quantities that can be measured in traffic safety are
nearly always rates. That is, some measure of harm (deaths,
injuries, or property damage) divided by some indicator of
exposure to the risk of this harm. Simple counts are almost
never used. The annual count of fatalities is a rate,
namely, the number of fatalities per year. Rates related to
driver deaths include the number of driver deaths per head
of population, per registered vehicle, per licensed driver,
or per same distance of travel.
There is no one rate that is superior to others in any
general sense. The rate to be selected depends on the
question being asked - and often also on what data are
available. What is important is to specify exactly what rate
is measured and how it relates to the problem being
addressed.
Poisson distribution
Much of this book deals with factors that affect crash risk.
This implies that crashes are not just random events.
However, crashes do have important random components. It is
therefore instructive to examine what properties crashes
would have if they were perfectly random events. Such an
examination provides a reference and framework to better
interpret what is observed in actual crashes.
Perfectly random process can be well described and analyzed
using a simple mathematical formalism called a Poisson
process, named for its originator, the French mathematician
Siméon Denis Poisson (1781-1840). This can be explained in
an example in which we assume that all drivers have the same
average crash rate, l, per some unit of time. If l were 0.1
crashes per year, then drivers have, on average, 1 crash in
10 years, or 2 crashes in 20 years, and so on. The
underlying assumption for Poisson processes is that the
observed risk of crashing is the result of a uniform risk of
crashing at all times (a 0.1 probability of crashing per
year means a 0.1/365 probability of crashing each day, and
so on). If all drivers have the same probability of crashing
each day, at the end of a year all will not have the same
number of crashes because of randomness. The Poisson
distribution enables us to compute the probability, P(n),
that a driver will have precisely n crashes during a period
of N years as
1-1
where n! (n factorial) means 1 2 3... n and l is the crash
rate in crashes per year. Rather than thinking of P(n) as
the probability that an individual driver has n crashes, we
can think of it as the fraction of drivers from a population
of identical drivers who will have n crashes. Substituting l
= 0.1 into Eqn 1-1 gives that in one year (that is, N = 1)
90.48% of drivers are crash free, 9.05% have one crash,
0.45% have two crashes, and 0.02% have three or more
crashes. This and other examples are presented in Table 1-1.
The actual number of crashes per year experienced by the
190,625,000 drivers2 in the US is estimated8(p 9) to be
16,352,041, giving an average driver crash rate of 0.0858
crashes per year (equivalent to an average interval between
crashes of 11.7 years). If crashes were a Poisson process,
91.78% of drivers would enjoy a crash-free year. Purely by
chance, 0.01% of drivers (19,000 drivers) would experience
three or more crashes. In the following year these 19,000
drivers would have the same crash risk as the overall
population. Removing them from the driving population would
not change the overall crash rate. It would reduce the
number of crashes because there would be fewer drivers, but
the reduction would be the same if 19,000 drivers chosen at
random were removed, or for that matter, if 19,000
crash-free drivers were removed.
The example that a driver has only a 1.629% chance of being
crash free after 48 years of driving (N = 48) at the average
risk will be used later (p. 359).
Table 1-1. Probability (percent) of having exactly n
crashes in N years if the average number of crashes per year
is l.
= The last column shows observed California data with an
average crash rate of 0.0625 crashes per year.
= All the other values are calculated using Eqn 1-1.
l = 0.1 0.0858 0.0858 0.0858 0.0625 0.0625
N = 1 1 10 48 1 1
n
0 90.484 91.780 42.409 1.629 93.923 94.135
1 9.048 7.873 36.379 6.705 5.880 5.500
2 0.452 0.338 15.603 13.805 0.184 0.341
3 0.015 0.010 4.462 18.947 0.004* 0.024*
4 0.000 0.000 0.957 19.504
5 0.164 16.061 * 3 or more
6 0.023 11.022
7 0.003 6.483
8 0.000 3.337
9 1.527
10 0.629
11 0.235
"Accident proneness"
The observation that some individuals experience a much
larger than average number of industrial injuries or traffic
crashes gave birth to the notion of accident proneness in
the early decades of the twentieth century. Those with
elevated numbers of crashes were designated accident prone,
and it was claimed that prohibiting them from driving would
substantially improve safety. The notion became thoroughly
discredited in the face of greater appreciation of the
statistical properties of crashes and when empirical studies
failed to find that drivers with a large number of crashes
in one period had an appreciably above average number in
subsequent periods.
The dismissal of the notion of accident proneness has
generated some confusion. What is discredited is the notion
that an above average number of crashes in one period, by
itself, can provide sufficient predictive power to be useful
as an effective safety policy measure. However, dismissing
the notion of accident proneness does not mean that
individual drivers, or groups of drivers, cannot be reliably
identified by other methods as posing greater than average
driving risks. Indeed, that is a central theme of this book.
For example, it can be predicted with confidence that an
individual driver convicted of many traffic-law violations
will have higher future crash risks if permitted to continue
to drive, and it can be predicted with near certainty that a
group of 20-year-old male drivers will have higher than
average crash rates.
Comparison with observed data
The last two columns in Table 1-1 show predicted crash
frequencies assuming a Poisson process and observed
frequencies, based on a data set in which the average crash
rate for all drivers was 0.0625 crashes per year.36 The
Poisson prediction reproduces the general pattern, but with
important departures. The observed data have a greater
percent of crash-free drivers than predicted, and six times
as many drivers with three or more crashes as predicted.
Such departures indicate major departures from the
assumption that all drivers have the same crash risk. One
might suggest that 1/6 of the drivers with three or more
crashes were average drivers who were unlucky, while the
other 5/6 arose from a population with above average crash
risk. However, it is not possible to determine, based on
crash-frequency alone, whether any individual driver is in
the three or more crashes category due to bad luck or risky
driving. The very same randomness keeps many of the
high-risk drivers crash free. Assuming that different
subsets of the total driving population have different
values of l can reproduce the observed distribution.
Computing errors from Poisson processes
Many safety analyses rely on counts of items, such as the
number of single-vehicle crashes or number of driver
fatalities. By assuming that observed numbers originated
from a Poisson process we can estimate errors. Suppose there
is, on average, one crash per day, so that after n days we
would expect n crashes. However, a rate of one crash per day
may produce more or fewer than n crashes in n days because
of randomness. Many replications will produce an average
value of n. For a Poisson process, the standard deviation of
this distribution is equal to and when n is reasonably large
(say, more than about 6), the distribution is close to the
normal distribution, which has convenient properties. An
observed n fatalities in a month is interpreted to arise
from a process generating fatalities at a rate of (n ± )
fatalities per month, where the error is one standard error.
In this book all quoted errors are standard errors, a common
practice in science. There is a 68% probability that the
true value is within one standard error, and a 16%
probability that it is either higher or lower. Errors in the
literature are often given as two standard errors - there is
a 95% probability that the true value is within two standard
errors.
If we observe that a particular vehicle model, say car1, has
n1 = 100 crashes in a year, then there is a 68% probability
that the process generating these crashes is doing so at a
rate of between 90 per year and 110 per year, or (100 ±
10). If we observe that car2 has n2 = 110 crashes, the car2
rate is (110 ± 10.49). The rates for the two models overlap
when the errors are included, suggesting an absence of
strong evidence that car1 is safer than car2. More
informatively, we can compute the car2 risk, R2, relative to
the car1 risk, R1, as
1-2
which may be expressed by saying that the car2 risk is (10
± 15)% higher than the car1 risk. This is the type of
quantitative answer that is informative and useful, and
should be sought. Statements to the effect that there is no
statistically significant difference between the risks for
the two cars are of no value, yet they pervade safety and
other literature. Based on principles of reason and logic,
it is essentially certain that one of the models is safer
than the other. The fact that the result failed to show any
difference is a comment on the study, not on the relative
safety of the two models. From the quantitative result we
can be very confident that the risk in one model is not 50%
higher than in the other, whereas the statement that there
is no statistically significant difference justifies no such
conclusion.
If four later studies reported quantitative results (-3 ±
13)%, (11 ± 7)%, (16 ± 20)%, and (12 ± 8)%, combining all
values gives that car2 risk is (9.8 ± 4.5)% higher than
car1 risk, a result providing evidence that car2 risk
exceeds car1 risk by an important amount. If all of the
studies had reported merely no statistically significant
difference, then, collectively, the value of the studies
would be, at best, worthless. The value of the studies would
be less than zero if someone were to conclude that many
studies reporting no statistically significant effect
provides strong evidence that there is really no effect! The
goal of science, namely quantification, cannot be achieved
by results presented only in terms of non-quantitative
hypotheses that meet some standard, no matter how stringent,
of statistical significance.
Three levels of knowledge
Because the goal of quantification with specified error
limits is not always attainable, it is helpful to
distinguish three levels of knowledge:
1. Not based on observational data.
2. Hinted at by observational data.
3. Quantified by observational data.
It might seem surprising that the first level should appear
at all in any effort focused on technical understanding. Yet
there are many cases in traffic safety and in other aspects
of life in which we have confident knowledge not supported
by a shred of observational data. The policy that is at the
very core of pedestrian safety is such a case. Pedestrians
are advised to look before crossing the road. There are no
observational data showing that it is safer to look than not
to look, nor is it likely that the question will ever be
addressed experimentally. Even in the absence of empirical
evidence, I nonetheless look myself, and consider it good
public policy to vigorously encourage everyone to do
likewise.
Such a conclusion is based on reason and judgment. Most
people agree that it would be foolish to suspend judgment
until a study satisfying strict standards of rigor is
published in the scientific literature. There are many
important traffic safety problems where reason and judgment
are our only guides. When this is all that is available,
there is nothing shameful about using it, provided that the
basis for the belief is apparent.
Differences in traffic are immediately apparent between
different countries, but are not quantified, and would in
fact be difficult to quantify in a way that would capture
well what the eye immediately perceives. Traffic in Cairo,
Egypt looks much different from traffic in Adelaide,
Australia in ways that must surely contribute to the much
greater safety in Adelaide (Fig. 13-2, p. 335).
The second level of knowledge occurs when there are data,
but for various reasons the data do not support clear-cut
quantitative findings. The problem is generally that using
the data to make inferences requires assumptions of such
uncertainty that more than one interpretation is possible.
Another problem could be that there are too few data to
support statistically confident conclusions. This is less
common, but cited more often. Experience with research
methods, knowledge of the literature, and long-term
immersion in the field are the best tools to arrive at
appropriate conclusions when information is loosely
structured and questionable.
The firmest knowledge flows from the third level, the one to
which we always aspire. That goal is captured in the
often-quoted words of physicist Lord Kelvin (1824-1907), for
whom the absolute temperature unit, degrees K, one of the
seven basic units in the SI system, is named:
I often say that when you can measure what you are speaking
about, and express it in numbers, you know something about
it; but when you cannot express it in numbers, your
knowledge is a meager and unsatisfactory kind. It may be the
beginning of knowledge, but you have scarcely in your
thoughts advanced to the stage of science, whatever the
matter may be.
Summary and conclusions
Traffic crashes are a major world public health problem.
More than a million people are killed on the world's roads
annually, more than 40,000 in the US. Injuries vastly
outnumber deaths. The problem is all the more acute because
the victims are overwhelmingly young and healthy prior to
their crashes. The magnitude of the problem is grossly
underemphasized, in part because large numbers of deaths
occur every day and are accordingly not newsworthy in the
way that an unusual harmful event killing far fewer people
is.
Interventions adopted to reduce harm from crashes are of two
types. Crash prevention reduces harm by preventing the crash
from occurring, while crashworthiness interventions reduce
the harm produced when a crash does occur. Traffic law aims
at preventing crashes, while softer interior surfaces and
airbags aim at reducing harm when crashes occur. Preventing
10% of crashes provides more benefit than a crashworthiness
measure that reduces fatality risk by 10%. This is because
crashworthiness measures typically convert fatalities
prevented into serious injuries, whereas when the crash is
prevented, all harm from it is prevented.
Traffic safety is measured using rates - one quantity
divided by another. Common examples are fatalities per year,
fatalities per thousand registered vehicles, and fatalities
per billion km of vehicle travel. Different rates address
different questions - no one rate is superior to others in
any general sense. Some simple questions are difficult to
answer because of the problem of exposure. The number of
people hurt is known, but the extent to which they are
exposed to the risk of being hurt is not known.
Properties of a hypothetical population of identical drivers
all having the same risk of crashing every day can be
computed using the Poisson distribution. Due to randomness
alone, some drivers will have two, three or even more
crashes at the end of a year, while other
"identical" drivers will be crash free. Removing
the high-crash drivers from such a hypothetical population
has no effect on average crash risk the next year. All
drivers do not have equal crash risks, but the expected
random variation in numbers of crashes if they did makes
license revocation based solely on above-average crash
experience a relatively ineffective countermeasure.
References for Chapter 1 - Numbers in [ ] refer to superscript references in book that do not correctly show in this html version. To see how they appear in book see the pdf version of Chapter 1.
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